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Manager Management

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Posted:
October 23, 2016

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Anadila Mahbub, JD, CRCM

(832)***-**** • acw66g@r.postjobfree.com

COMPLIANCE LEGAL

Compliance professional with JD and CRCM, with 7 years of financial services and law firm experience. In-depth knowledge of second line of defense testing methodology and regulations impacting credit card, home and auto loans, consumer banking, and small business banking products. Highly effective communicator with demonstrated ability to liaise with multiple groups, such as Business Units, Legal, and Compliance, to discover and report potentially high-impact risks under tight deadlines. Competencies include:

SCRA

UDAAP

Bankruptcy

FCRA

FCPA

Reg W

Talent Management

Testing and audit methodology

Agile framework

PROFESSIONAL EXPERIENCE

CAPITAL ONE, Chicago, IL 2012 – Present

Compliance Tester III – Independent Compliance Transaction Testing, 2015 – Present

Assess Bankruptcy, credit bureau reporting/FCRA, FCPA, and Reg W compliance through monthly tests, and collaborate with Business Units, Legal, and Compliance Advisory to report findings to senior management

Designed test plans used for assessments in high-risk areas

Conducted quality reviews on documentation to meet audit standards

Drafted assessment scope notices and risk discovery notices for business executives

Presented discovered risks to Compliance Officers and senior Legal management

Managed development and performance of three test performers

Led project to develop methodology training for test performers in U.S., U.K., and Canada

Developed governance framework for consistent credit bureau reporting assessments conducted by teams in three different organizational structures

Implemented Agile-based processes to manage resource allocation and improve timeliness of deliverables

Assisted with quality reviews in other regulatory areas as needed

Compliance Tester II – Independent Compliance Transaction Testing, 2012 – 2014

Assess SCRA and Bankruptcy compliance through monthly tests, and collaborate with Business Units to report findings to team manager

Designed test plan used for monthly assessment for Bankruptcy compliance

Conducted first-time assessments for SCRA compliance

Developed calculation and tracking tools used in assessments

Assisted with training other test performers

ANADILA MAHBUB PAGE 2

METLIFE HOME LOANS, Irving, TX 2011 – 2012

Clerk II – Default Compliance/Foreclosure Support

Review and approval of legal documents prior to court submission, to avoid “rob-signing”

Researched state laws and foreclosure processes in high-risk states

Trained associates to review court documents in accordance with established guidelines

Assisted in the development of review guidelines for complex documents

BRINDLE MCCASLIN & LEE, Portland, OR 2009

Law Clerk – Trusts and Estates

Legal research and drafting of documents as directed by supervising attorneys

Researched and analyzed issues of wills, trusts, contracts, corporation, and property law

Presented findings to supervising attorneys

Drafted wills, business contracts, and court pleadings

LOW-INCOME TAXPAYER CLINIC, Portland, OR 2009

Student Intern

Represent low-income taxpayer interests to the IRS, under supervision of licensed attorney/professor

Conducted prospective client interviews

Researched issues of tax law and presented options to supervising attorney and clients

Drafted written communications to the IRS on behalf of clients

THE CHERRY LAW FIRM, Houston, TX 2004 – 2007

Legal Assistant

Assist personal injury attorney with documents and clients as needed

Handled client interactions during attorney absences

Drafted discovery responses and other litigation documents on high-value cases

Conducted witness and client-intake interviews

EDUCATION & TRAINING

LEWIS & CLARK COLLEGE, NORTHWESTERN SCHOOL OF LAW

Portland, OR

Juris Doctorate, 2011

UNIVERSITY OF HOUSTON

Houston, TX

Bachelor of Arts in Political Science and Sociology, 2007

AMERICAN BANKERS ASSOCIATION

Certified Regulatory Compliance Manager (CRCM), 2015



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