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Location:
London, Greater London, United Kingdom
Salary:
28K
Posted:
October 18, 2016

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Madalena Da Conceição João- Lari

*** ****** ***, **** ***, London

Tel: +44-20-366***** – Mobile +447*********

acw3xe@r.postjobfree.com

EMPLOYMENT HISTORY

**** - ******* ****** **** *****

Due Diligence and Compliance Specialist

Provide Customer Due Diligence and Ongoing Know Your Customer

(OKYC) support to the Small Medium Enterprise (SME), Retail Business Banking (RBB) or Non-SME business in line with the Commercial Bank CDD standards. These include:

- Conduct appropriate risk profile analysis with respect to the different client type, jurisdiction, products required etc, in order to ascertain the required level of due diligence; verifying ownership structure as well as ensuring client’s activities, source of funds and nature of existing or proposed business relationship are consistent and raise no red flag.

- Carry out screening for Sanctions, PEP and Negative Media on clients using systems such Worldcheck Lexis Nexis, as well as conducting risk analysis on any hit with a view to either disposition or escalating where appropriate. Collect data and supporting documents regarding clients from a range of public/independent sources (i.e. UK Companies House and Trade register of other countries, Securities and Exchange Commission

[SEC], Bloomerg, etc.).

- Liaise with the Client Management team, Client Reference Data team in respect of Customer Due Diligence/ KYC and OKYC, to on-board new customers in an efficient and effective manner - ensuring ongoing compliance requirements are met as well as escalating any identified issues to the relevant internal team.

- Use of the regulatory obligations related to Anti-Money Laundering, trade sanctions, Bribery and Corruption, Suspicious Activity Reporting, Fraud and Client Due Diligence (for example FCA, Money Laundering Regulations, US Patriot Act, FATCA.

2012 – 2015 BP plc

Due Diligence and Compliance Specialist

Assess risk associated with BP engagement with all third parties through the Counterparty Due Diligence Process. This involved, conduct- ing appropriate risk profile analysis with respect to the entity type, jurisdic- tional risk or products required to ascertain the required level of due dili- gence; conducting screening for Sanctions, PEP using systems such Worldcheck or sentinel, as well as conducting risk analysis on any hit, verify- ing ownership structure, source of funds. Liaising with entities, relationship managers and other teams to ensure effi- cient and timely on-boarding and escalate any identified issues to the relevant internal team. Collecting data and supporting documents regarding entities from public/independent sources such as the Securities and Exchange Commission, OneSource, Bloomberg, Lexis Nexis. Ensure compliance with Anti-Bribery and Corruption (the UKBA and the US FCPA) and Anti--Money Laundering Laws and BP internal policies, including the Gifts and Entertainment, Hosting and Conflict of Interest Compliance auditing across the BP.

2011 Amec Oil and Gas- Paragon Lda

Compliance Analyst

Ensure compliance with Code of Conduct and applicable labour laws and regulations, coordination of audits, writing of l egal documents and gen- eral administration of contracts.

2010 PFC Energy, Washington DC

Researcher EMEA

Research and advise on EMEA geopolitics, political risk to invest- ments, national oil companies’ strategies, government policies and regulatory environment.

2009 Miranda Correia Amendoeira & Associados, Attorneys at Law “Miranda Alliance”, Portuguese International

Law Firm

Trainee (Internship. Areas of focus included oil and gas and private in- vestment law.

Professional Certifications

Certified Anti-Money Laundering Expert.

ACADEMIC RECORD

2009 Master of Laws in Oil and Gas Law

University of Aberdeen, Scotland-UK.

Main areas of studies include State control over Petroleum Re- sources; Production Sharing Agreements and Licensing Regimes; Joint Operating Agreements and Mechanisms of Dispute Resolution in the oil and gas industry.

2002 - 2005 BA of Arts (Honours) in Law and International Relations London Metropolitan University, UK.

Courses completed include European Community Law, Public In- ternational Law, UK Constitutional and Administrative Law and Glob- al Security and Development.

Languages skills: Fluent in English, Portuguese and Italian.



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