High School State University

Emmanuel N. Ukpong

347-***-****, ********@*****.***

https://www.linkedin.com/in/emmanuelnukpong

Education:

Pennsylvania State University University Park, PA

B.A., Economics – College of the Liberal Arts Graduation Date: Aug 2015

B.A., Political Science – College of the Liberal Arts GPA:3.06

Minor – History

Relevant coursework:

Economics: Economics of the Corporation, Intermediate Microeconomic Analysis, Intermediate Macroeconomics, Intermediate Econometrics, Public Finance, Advance International Trade & Open Macroeconomics, Money and Banking Monetary Theory, Industrial Organization, International Economics

Professional Experience:

PricewaterhouseCoopers LLP- Jersey City, New Jersey April 2016- Present

Sr. Ethics & Compliance Associate- Consultant

Tasked with personal independence audits of Staff, Senior Managers, Directors, & Partners in order to ensure compliance with SEC, AICPA and PwC policies

Special Point of Contact between the Independence Assessments team in Kolkata and the Independence Assessments team in the US

Employed analytical/technical skills to ensure employees are abiding and maintaining PwC, AICPA & SEC financial regulations

Performed reconciliation of financial statements, bank accounts, credit cards statements, brokerage accounts, 529 College Plans, employee benefits and variable insurance plans to ensure compliance with regulations

Created final reports for partners/managers to inform them of any independence issues that where not compliant, as well as propose solutions and guidance to correcting those issues

J.P Morgan Chase & Co. – Brooklyn, New York November 2015- March 2016

Compliance Analyst- Consultant

Collect and document data, including alert, investigation, or Suspicious Activity Report (SAR) history; Know Your Customer (KYC) information; relevant account and transaction data; plus any other required information to assist the investigation

Disposition and fully document all alerts, including supporting data, analysis and rationale for disposition, within the case management system in a timely order.

Escalated transactional, reputational, or Immaterial cases to proper lines of business, while creating Halo cases for proper circumstances

Function as a key contributor and demonstrate knowledge of AML issues as well as broader functional knowledge

Leadership & Affiliations:

Phi Beta Sigma Fraternity Incorporated - University Park, PA April 2012- May 2015

President Treasurer

Implemented Robert’s Rules of Order to direct executive board activities and resources towards meaningful projects and use

Coordinated weekly meetings to delegate responsibilities and tasks to the executive board

Maintained an accurate record of all money received and disbursed using Excel (i.e. Pivot Tables, Charts, and Spreadsheets)

Handled UPAC negotiations for fraternal projects requiring funding upwards of $90,000

Black Caucus - University Park, PA December 2012- May 2015

B.E.A.S.T. Lead Mentor

Served as Organization advisor of State College High School Club

Provided moral and educational mentoring for college bound State College High School Seniors

Advised in the management of expenses and fundraising projects

Academic Achievement &Affiliations:

Order of Omega Greek Honor Society - University Park, PA April 2013- Present

Academic Performance ranked in the top 3% of Greek Life in the Pennsylvania State University

Pi Sigma Alpha Political Science Honor Society - University Park, PA December 2012- Present

Academic Performance ranked in the Top 20% of the class of 2014 Political Science Department

National Society of Collegiate Scholars - University Park, PA January 2012-Present

Academic Performance ranked in the top 10% of the class of 2014 in the Pennsylvania State University

Skills & Lynda Certificates

Skills:

Microsoft Office, STATA, Python, Structured Query Language-MySQL, Basic Programming, Prezi, LexisNexis, Risk Management, Account Reconciliation, Customer Assist, Commercial Banking KYC, Strategic KYC, SAP, Microsoft Excel 2010: Essential Training, Microsoft Excel 2007: Financial Analysis, Microsoft Access 2013: Essential Training, Financial Analysis: Introduction to Business Performance Analysis, Financial Analysis: Analyzing the Bottom Line with Excel, Making Business Projections, Making Investment Decisions

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