WANDA I. TORRES
**** **** ******, *******, ** ***78
acurp9@r.postjobfree.com
Bank Leumi – New York, NY
Compliance Consultant, Service & Delivery Group Nov 2015 – Feb 2016
Conducted on-boarding documentation reviews to ensure compliance with KYC/CIP policies and procedures
Performed KYC re-assessments based on internally assigned risk levels as well as in keeping in line with OFAC
and Specially Designated Nationals (SND) guidelines
Responsible for opening domestic and international accounts using enhanced due diligence protocols
Input domestic and international funds transfers in U.S. Dollars and other foreign currencies
Encoded and transmitted RSA SecurID tokens for clients and bank personnel to enable remote log-ins on internal systems
Bank of New York Mellon – New York, NY Nov 1987 – Dec 2013
Senior Associate
Client Service Officer, Institutional Investor Services Nov 2005 – Dec 2013
Responsible for client portfolios which included Public Funds, Taft Hartley’s, and Insurance Companies
Worked closely with Relationship Managers in the service contract negotiations process
Responsible for opening and maintaining global and domestic accounts on custody and trust platforms
Conducted on-boarding Know Your Customer (KYC) and Client Identification Process (CIP) due diligence reviews
Executed outgoing fed wires to fund capital calls and/or subscriptions for client’s assets held elsewhere
Created all transactions to mirror activities for assets held elsewhere
Served as liaison between clients and BNYM affiliated lines of business to maximize service delivery
Monitored securities trades settlements for client processed, in-house trades
Monitored several procedural and regulatory reports for the BNYM New York client service team
Performed annual, critical documents reviews for tax, KYC, CIP and foreign markets purposes
Monitored and reported on the team’s accounts receivables for senior management reporting
Maintained, monitored and reported on the team’s documentation delinquency reports
Assistant Treasurer
Client Service Representative, Corporate Funds Nov 1997 – Nov 2005
Responsible for client portfolios including ERISA governed defined benefits, VEBA’s, Rabbi Trusts, Nuclear Decommissioning Trusts and Foundations
Accountable for daily, monetary flow and execution of asset positions as per plan sponsor directions
Coordinated with Bank’s functional departments and plan sponsors to address processing issues relevant to the timely investment, distribution, and tax reporting of trust funds
Daily verification of the accuracy / legality of security and cash transactions to ensure timely and accurate results in processing client’s directives
Conducted periodic client meetings to review service satisfaction and introduce new products that may enhance client profitability and expansion
Provided data to internal auditors to ensure compliance with ERISA regulations and generally accepted accounting principals
Responsible for and coordinated all aspects of asset conversions both in and out of Bank of New York Mellon
Client Service Representative
Wealth Management, Private Bank Nov 1987 – Nov 1997
Responsible for high, net-worth client portfolios including personal and business accounts, investment, trusts, estates, and escrow accounts and lines of credit
Opened and maintained all relevant client accounts
Monitored overdrafts, validity of cash instruments, and collateral values for unsecured loans and lines of credit
Gathered, analyzed and presented financial information on individuals and corporations for annual credit committee reviews
Performed KYC/CIP due diligence for account holders, businesses’ authorized signers, and third parties