Analytical, results-driven team-player with excellent ability to multitask and follow-thru seeks an opportunity in the information technology field.
Professional with significant work experience in increasingly responsible positions within the financial services industry - working in fast paced, demanding environments where accuracy and follow through are critical. Key skills include strong analytical and research skills, detail oriented and highly organized with excellent verbal and written communication skills. Effective at working as an individual contributor and with others in a team environment. Accustomed to handling sensitive, confidential records. Demonstrated history of completing assigned deliverables in timely fashion. Fluent in English and Spanish.
Corporate Intranet updates
Vendor Service Level Requests
Training and Development
Brokerage Account Trade Monitoring
Information Security/System Implementation
Performed Information Security quarterly reviews of specific firm applications categorized as “critical systems” to ensure entry was restricted only to those employees for whom access was imperative and submitted review results to the Corporate Security Group.
Recommended appropriate changes and followed-up to ensure user profiles were updated accordingly.
Worked as liaison between Compliance and IT to develop/implement/test and launch compliance systems.
Training and Development
Partnered with the Head of Training to design the firm’s compliance and anti-money laundering training programs; this included presentation content and logistics for live training sessions, the creation of e-Learning training modules and tracking employee progress to ensure satisfaction of regulatory and internal training requirements. Effectively tracked completion of required training for employees in North and South America.
Acted as LMS administrator and provided system reports to internal audit, upper management and regulators upon request.
Participated in the compliance review program, which entailed conducting specific reviews/audits on bank business to ensure Firm compliance to specific banking regulations.
Made appropriate recommendations and followed-up to ensure implementation thereof.
Developed or enhanced operating procedures as needed.
Handled regulatory requests upon request.
REAL ESTATE – Long Island, NY
NYS Licensed Real Estate Salesperson 2014--Present
NATIXIS – New York City, NY
BANK OF TOKYO-MITSUBISHI-UFJ New York City, NY
Credit/Compliance Specialist 2004-2006
BRIGHAM YOUNG UNIVERSITY - Provo, Utah
B.A in International Relations and Economic Development
SUFFOLK COUNTY COMMUNITY COLLEGE - Brentwood, New York
A.A in Liberal Arts
Intellum (Learning Management System)
Complinet (used to perform EDD on new account holders)
Compliance11 (used to launch and track completion of various employee disclosures)