Internal Auditor
Resume:
Herlando Yuen
** **** ******, ***** *****, New Jersey 08882
917-***-**** ************@*****.***
EDUCATION
Currently preparing for Certified Public Accountant certification through Becker Professional Education
Berkeley College Woodbridge, New Jersey
Bachelor of Science in Accounting Fall 2013
GPA: 3.85, Major GPA: 3.95
Honors: Alpha Sigma Lambda, Phi Theta Kappa, Financial Management Association
Relevant Coursework: Adv. Financial Statement Analysis, Federal Taxation, Audit Procedures
WORK & LEADERSHIP EXPERIENCE
CIT Group LLC Livingston, NJ
Equipment Finance Operation Auditor August 2015 – Current
Identify areas of risk and recognize weakness or gaps in controls and process. Recommended appropriate changes to improve the controls and processes.
Communicate to team members and client management regarding audit observation.
Performing and document testing of controls.
Prepare control narratives, flowcharts and walk-through documentation.
Conducted risk based, SOX, FIDC-Fiduciary, and other special project audits.
Identified weakness in communication and provided a solution to use WebEx to collaborate in real-time. This greatly increase clarity and productivity of audit projects.
Application Used: TeamMate, MS Words, Excel, PowerPoint, Visio, WebEx
Banco Bilbao Vizcaya Argentaria S.A. New York, New York
Internal Audit Corporate Investment and Banking - Intern March 2014 – July 2015
Assist in developing audit plan to analyze, map, define and document key financial reporting sub-processes, Risks, and Controls.
Perform tests of key financial reporting controls, document work performed, and assess the controls.
Identify weakness and risk in audit finding with supporting evidences from testing.
Prepare research material, including quantitative and qualitative analysis from different systems of global market transactions.
Assist in preparation of audit presentation and participate in meeting with management.
Prepare audit findings for internal report to management.
Preform follow-up procedures of audit findings and actions document results.
Designed, created and maintained database use for generating reports for Internal Audit Department and other departments of BBVA NY (Via Excel).
Spreadsheet reduced work flow from 15 minutes to 2 minutes per entry (750% Faster) and reduce translation errors
Audits: BSL/AML, US Patriot Act, OFAC, FINRA, Foreign Exchange and Derivatives Trades, and Credit Risk
Kalman and Associates LLC. Piscataway, New Jersey
Accounting Intern December 2012 – September 2013
Provided general accounting, bookkeeping and income tax research support to CPA.
Prepared financial reports including balance sheets, income statements and general account analyses.
Performed monthly bank and balance sheet reconciliations and noted discrepancies for small business clients.
Researched information from client records and statements to help clarify tax code compliance.
Assisted in calculating payroll, state and federal tax liabilities.
Input financial info into appropriate financial software including Excel, Account Relief and Tax Wise.
SKILLS, ACTIVITIES & INTERESTS
Languages: Fluent in Cantonese
Technical Skills: MS Office: Excel (Pivot Table, Vlookup), Quick Books, Oracle: SAP, TeamMate
Activities: NJCPA-Participating member.
Herlando Yuen
27 Rose Street, South River, New Jersey 08882
917-***-**** ************@*****.***
REFERENCES
Claudia Tyska, CPA, Ph.D.
Associate Chair, Accounting and Financial Services
Berkeley College, Woodbridge N.J.
George Kalman, CPA, MBA
Partner of Kalman and Associates
Kalman and Associates
Elsa Perez, MBA
Corporate and Investment Bank Auditor – Credit Quality Review
Banco Bilbao Vizcaya Argentaria S.A. (New York Branch Office)
Email: *************@***.***
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