Manager Professional Experience
Resume:
DANIEL DI VIETRI
LONG BEACH, NY *1561
*************@*****.***
Objective:
A position which utilizes my experience in finance, operations and risk management, where I can contribute, grow and pass along the considerable knowledge obtained over my career to date.
SUMMARY:
A securities professional who comes equipped with trading knowledge and an in-depth operational knowledge of custody, securities lending and the clearing business. An investment manager well versed in both fixed income and equities markets, well versed in a wide a variety of instruments including: Government and Agency securities, RMBS, CMBS, CDOs, derivative products, money markets and related liquidity concerns. An experience manager and coach; responsible for a large portfolio and a team of professionals. I am a focused team leader/player that brings an infectious approach and ingenuity to problem solving, while promoting team concepts and individual achievement. I am a leader who brings an unblemished record of professionalism and integrity to the workplace.
Professional Experience:
New York State Dept. of Financial Services 2012-PRESENT Supervising/Principal Trust Examination Specialist Capital Markets * Supervise Trust Team staff on examination planning and scheduling examinations. Reviewing reports and scheduling ongoing training. .
Conducted audits on trust companies, insurance companies, banks, holding companies, mutual funds, securities lending, check/funds processing, repurchase agreements, and broker dealer trading. Ensured controls were operating effectively across front, middle, and back office operations for safety and soundness.
Audited system development projects and application controls including logical security, access controls, application transaction life cycle, and transaction verification and authentication.
Planned engagements, conducted risk assessments, conducted testing, and compiled work papers
Bank of New York, New York, NY 1993 –2009
Vice President
Security Lending
Money Market/Government Repo Trader
Responsible for placement of cash positions, based on client specific restrictions and covenants.
Trading direct with dealers to facilitate short coverage and develop skills in the “Specials” market.
Implementation of customer trading matrix through guidelines and procedures.
Accountable for keeping abreast of domestic and international capital markets to manage exposures.
Taught operational staff in brokerage, banking and central bank operations and procedures.
Experienced in back office operations.
Bank of New York, London, England 1993 - 1993
Assistant Vice President
Security Lending
Global Money Market Trader
Establish a multi-currency reinvestment trading desk involving repo and short term fixed income products.
Analyze multi-currency structured products.
Developed systems to monitor multi-currency reverse repos and portfolio balances.
Assisted in development of in-house GLOBAL LENDING INVESTMENT MANAGEMENT SYSTEM (GLIMS).
Cross-trained in non-dollar repo.
Bank of New York, New York, NY
Treasurer-Secretary
Security Lending 1987- 1993
Money Market/Government Repo Trader
Responsible for placement of overnight cash position.
Trading direct with dealers to facilitate short coverage and develop skills in the Specials Market.
Facilitate customer trading positions through dealings with brokers and traders.
Accountable for keeping abreast of domestic and international capital markets to ensure limited exposure.
Trained staff in various Security Lending guidelines to meet clients recording requirements,Familiar with various trading systems (SLIMS,DML,DTC and Fed Delivery & Wiring System)
EDUCATION ST. JOHN’S UNIVERSITY, Staten Island, NY B.S. Business Management
CERTIFICATIONS:
Series #7 NYSE/NASD CERTIFICATION (Inactive)
Series #63 UNIFORM STATE REGISTRATION (Inactive)
Annual AML (ADVANCED MONEY LAUNDERING) Certification
References will be furnished upon request
Contact this candidate