Sales Analyst

Peter L Cappucci

** ********* *****

Basking Ridge, New Jersey

Home 908-***-****

Cell 908-***-****

*********@***.***

Education and Professional Training

Susan Wagner H.S., Staten Island, NY 12 Years (GED) 1974-1977

United S states Navy Honorable Discharged 1977-1981

PROFESSIONAL EXPERIENCE

Barclays Capital, Inc. 2005 - 2014

Senior Analyst

Processed federal securities aka treasuries and mortgage back securities FNMA & GNMA on dual platforms: Barclays Capital, Inc and Barclays Capital PLC while working directly with The Bank of New York terminals systems, treasuries and agencies. I also worked the Mortgage Bank Securities Senior analyst on all federal maturities; reconciling directly with customers and clearing corporate securities with Depository Trust Clearing Corporation.

Posted and cleared all coupon claims versus obligations to customer against Barclays Capital, Inc to minimize risk to the firm.

Settled money differences on trade transactions by comparing directly with the Sales desk utilizing Bloomberg to compare accrual and yield to determine actual accrual interest settled.

Chosen as an MBS lead to reconcile all customer claims that are not tracked by comparing stock record potions and ensure same day reconciliation. Worked directly with our clearing custodian The Bank of New York to confirm payments and posting inquiries with various paying agents and trustee’s on securities.

Assisted in the P&I outsourcing process to Barclays Capital India and transferred to Purchase & Sales department responsibilities confirming trades and reconciliation day to day trades through DTC and NSCC.

Bank of America, New York, NY 200 1 – 2005

Senior Analyst

Processed Federal securities products: Responsible for refunding reconciliation coupons an maturities DVP/RVP & finance repo’s reconciliations of physical security payments private placements; collateralized mortgage obligations and asset backed securities versus customers.

Reconciled all cash wire payments and post all factor adjustments for internal books and records in relationship with static compliance and compared trustee remittance reports. Assisted in vault security count after Sept 11, 2001 disaster, new location sight in Secaucus, N.J.

Systems: ICI I ADP I DTC I Bloomberg I ATS I Bank of New York Inform System.

Merger; Chemical Bank /Chase Bank 1996-2001

Senior Analyst / Supervisor

Appointed Securities Coordinator, for claims processing department (1996-2001)

Ensured financial analysis and controlling practices are being adhered to when honoring claims against the bank and its clients.

Acquired broad knowledge of various security types, i.e., GNMA's, FNMA's, FHLMC's, REMICS, Equities, Private Placements with relation to various Securities Settlement Systems, i.e., PTC, OTC, FRB-BFDAS, and Physical Deliveries Processing.

Performed compliance validation and proper interpretation of various types of claims, i.e., Fails, Registered Holder, Interim, and Repos. Supervised federal cash wire balance’s close of business for overnight firm lock up.

Organized and implemented procedures for outsourcing (Claims Processing Group) to new location Dallas, Texas post conversion and relocation.

Merger; MHT / Chemical Bank 1989-1996

Securities Specialist

Maintained and managed OTC DTC Fail Tracking and Repo adjustments.

Research and reconcile trades through OTC direct through Deposit Trust Company and Contra’s.

Responsible for the honoring of Paper Due Bills, along with settling P&I and Dividends marks via DTC SPO contra#902 and broker dealers clearing contra# 1028; and Redemptions payments.

Also assigned to task force in vault count and DTC securities with merger between Chemical Bank & Manufacturers Hanover Trust Co.

Manufacturers Hanover Trust Company 1982-1988

Securities Analyst

Income Processing Clerk (1982-1988)

Processed and resolved all customer initiated inquiries within mandatory firm policy time frame.

Also recovered over $l.2MM in taking inventory previously written off funds due to the firm in lost revenue.

Reconciled income RVP / DVP DTC cash dividend trade settlement.

Cleared all DSS P&I exceptions along with posting factor adjustments on private placements and other securities.

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