RICHARD MCNALLY

727-***-**** *** Windward Way Palm Harbor, FL 34685

acqju0@r.postjobfree.com

Corporate Attorney with over 18 years of experience in providing legal guidance and compliance support within a fast-paced

environment. Has an extensive knowledge of corporate legal issues and legal related documents such as Powers of Attorney,

Guardianship, and Estate Paperwork. Articulate communicator with excellent ability to research and resolve corporate related issues,

partner with internal teams, and collaborate with external contractors to meet deadlines.

Areas of Strength

Research and Review Advising on Operational Issues Policy Service

State Surveys Contestable Claims Legal Documents & Forms

Interpleader Cases LOMA and ICA Designations Presentations on Legal Subjects

Career History

Carter Leadership Group Inc. March 2015 to Present

Carter Leadership Group Inc., promotes a corporate financial, legal and tax program to businesses and individuals.

Attorney (Independent Contractor)

Provide legal guidance in the marketing of Estate Paperwork consisting of Living Trust, Pour-Over Will, Power of Attorney, Designation of

Health Care Surrogate and Living Will documents.

Primary Contributions:

Attend seminars and meet with prospective clients to explain and answer general questions relating to the Estate Planning paperwork.

Liaison with Corporate Attorneys and personnel who create said documents.

Assess all documentation for accuracy, review and interface with the client for approval and final signature.

Aegon USA, 1996 to November 2014

Aegon USA is a subsidiary of Aegon N.V., a multinational life insurance, pensions and asset management company headquartered in

The Hague, Netherlands and conducts business in more than 25 countries world-wide.

Attorney (2006 to November 2014)

Researched and provided legal guidance in relation to policy service issues on over 130 matters per month for multiple insurance companies and a

broker-dealer. Advised on internal and external operational issues with a focus on legal documentation. Liaised with others to review existing

forms and adjust them to be used by diverse companies.

Primary Contributions:

Conducted state surveys on issues involving pre-need funeral contracts, consent for automatic premium loan provisions, and child support

inquiry requirements for claims.

Managed the research and review of contestable claims for multiple insurance companies.

Chosen to make presentations on the subject of Power of Attorney to broker-dealer staff members and on the subject of Anti-Money

Laundering at an International Claim Association conference.

Hired outside counsel, offered guidance and supervision during interpleader cases involving contestable claims.

Senior Compliance Coordinator (1997 to 2006)

Negotiated resolutions for complaints on a closed block of business. Distributed advance laws and regulations to other departments. Prepared life

insurance state surveys and handled privacy and anti-money laundering issues.

Primary Contributions:

Created trust certification and entity certification forms to be used by various departments in several companies.

Researched state surveys for Claims and Policy Services on issues such as interest in death claims, annual fraud reporting, free look, etc.

Achieved LOMA designations: Associate Customer Service (ACS), Associate Insurance Regulatory Compliance (AIRC), and securities

licenses (Series 6 and 26).

Chosen to present on privacy issues at the companys fraud conference.

Premium Accounting Clerk (1996 to 1997)

First role at Aegon. Applied premium payments and loan payments to policies. Promoted to Compliance Coordinator III.

Education History

J.D. - Stetson University College of Law, Gulfport, FL

Richard McNally 727-***-****

Page 2

Business Management - University of Tampa, Tampa, FL

Member, Florida Bar

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