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Financial Services Staff

Location:
Denver, CO
Posted:
June 24, 2015

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Resume:

Kristofer Ostrom

**** ****** *** ***** ********* Ranch, Colorado 80126

518-***-**** acqes5@r.postjobfree.com

BAR ADMISSION

Colorado – March 2015, Colorado Supreme Court

New York – June 2009, Appellate Division, Third Department

EDUCATION

Albany Law School (Union University) Albany, New York

Juris Doctor, Concentration in Business Law May 2008

Dean’s List: Spring 2008

Upper Level Writing Requirement: Executive Compensation/ERISA

The University of Chicago Chicago, Illinois

Bachelor of Arts, Sociology

PROFESSIONAL EXPERIENCE

Boies, Schiller & Flexner LLP – Albany, New York 2010 – 2015

Staff Attorney

Reviewed hundreds of documents daily while coding for responsiveness, confidentiality, and privilege.

Reported weekly to firm associates any significant or hot documents for use in scheduled depositions.

Researched numerous documents for specific criteria using custodian, metadata, and issue search terms.

Securities Arbitration Clinic (Albany Law Clinic & Justice Center) – Albany, New York 2008 – 2009

Graduate Law Fellow

Conducted numerous intake interviews of potential clients to determine, in consultation with supervising attorney, whether case merit and clinic resources allowed for representation.

Performed extensive research on broker duties and securities law issues for statements of claim and discovery requests filed with the Financial Industry Regulatory Authority during client representation.

Researched background of twelve brokers and non-industry personnel during arbitrator selection process.

U.S. Department of Labor (Employee Benefits Security Administration) – Washington, D.C. Summer 2007

Law Clerk

Compiled numerous training materials (presentations, Federal code interpretations) for compliance investigators examining investment advisor fees, prohibited transactions, gratuities, and commission rebates.

Consolidated watch lists of hundreds of enjoined fiduciaries for investigations of employer welfare plans.

Researched and wrote a memorandum on the constitutional privacy concerns of convicted fiduciaries.

T. Rowe Price Associates, Inc. – Colorado Springs, Colorado

2000 – 2005

Financial Services Representative

Processed unsolicited trades in investment company shares as a Series 6 & 63 registered broker.

Coordinated cash ledger reconciliation and contributions for several pension accounts including daily dividend postings, employee stock purchases, insider trading (fully disclosed), and loan amortizations.

Audited pension accounts including reconciliation of balances for fiscal reporting to regulatory agencies.

ACTIVITIES/INTERESTS

Painting (acrylic and oil), photography (black and white)

Hiking, camping and traveling (Morocco, Egypt, East Africa, Scandinavia, Turkey, and Thailand)



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