Management Company

WILLIAM ROBINSON

Home 919-***-**** *** Averasboro Drive

Cell 510-***-**** Clayton N.C. 27520

Objective: To obtain a challenging position, which will allow me to demonstrate and enhance knowledge of the

brokerage business

EMPLOYMENT HISTORY

CREDIT SUISSE 4/07-11/2013

Corporate Actions:

Process Mandatory Corporate action events, Redemptions, Maturity’s, Bankruptcy’s, Full and Partial Calls as well as Stock and Cash Mergers

Regularly meet with management to discuss complex reorganization events and their potential impact

Enter-act with counter parties (brokers) to exchange cash merger proceeds and trade money

Execute claims to existing brokers to resolve cash breaks

Balance house suspense account to ensure balancing with Depository Trust Company

Resolve outstanding breaks with Prime Broker accounts and Stock Record

UNION BANK OF CALIFORNIA 10/01-4/07

Corporate Actions:

Process all Mandatory Corporate Actions, Bankruptcy, Cash Mergers, Stock Mergers, Liquidation’s, Tender offers,

Name change, Return of Capital, Partial Liquidations as well as Dividends

Research Xcitek and CCH to ensure correct tax consequence on Corporate Action

Enter act with Transfers Agents and Brokerage Houses to resolve issues pertaining to Physical Stock Certificates and SPO’s

Dispose of fractional shares on the open market to balance with DTC as well as pay out cash and lie to clients

Administer Dwac’s for Investment Managers, monitor DTC, ATAM and ADP to ensure prompt delivery of restricted securities

Calculate and allocate pre-refunding bonds to multimillion dollar accounts

Research all Mandatory Corporate Actions with DTC and SEI to ensure accurate allocation of securities

Reconcile In-house suspense accounts to balance with Depository Trust Company

MORGAN STANLEY 3/00-8/01

Settlement Specialist:

Notified and consulted Prime Brokerage on un-affirmed deliveries and aged fails to receive

Checked share excess in order to make deliveries, insuring settlement especially on affirmed trades

Issued buy-in notices on fail to receive including ID trades, ACATS and balance orders which are more than 5 days old

Monitored CNS buy-in notices received from the Street

Identified and paired off erroneous delivers and receives caused by cancels and corrections after settlement

Resolved money only items by contacting Brokerage firms and submitting SPO charges through DTC

Implemented frozen letter movements on securities chilled at DTC

Interacted with the Stock Loan, P&S and ACATS departments on deficit issues such ACAT reversals, ACT movements, and CNS flips

CONTINENTAL STOCK TRANSFER & TRUST CO, New York 3/98- 2/00

Mergers & Acquisitions Coordinator /Reorg:

Managed and processed tender offers, odd lot buy backs rights offerings and Dutch Auctions

Calculated pro-ration factors, and allocated securities to accounts based upon over subscription

Processed protects/notice of guaranteed deliveries and withdrawal rights

Examined letters of transmittal for good delivery, identified irregular, defective and restricted presentations

Monitored ATOP facility for retrieval and control of VOI tickets, daily examination and balancing with DTC

Reconciled daily blotters, credit tapes, debit and issuance tapes

Interacted with Account Administrators by providing daily reports reflecting DTC activity and balancing

CHASE MELLON SHAREHOLDER SERVICES, New York, N.Y 10/95 - 2/98

Reorganization/Physical & Processing:

Responsible for Voluntary and Mandatory Exchanges on Forward and Reverse stock splits

Processed Protects submitted by brokers as well as confirm CD fast balances to financial officers

Provided detailed information to Shareholders and Brokerage Firms on cash and lieu rates, Odd Lot Buy Backs and Stock dividends

Organized facilitation of Securities between books and records of the company to major Financial Institutions

EDUCATION

TECHINAL CAREER INSTITUTE, New York, N.Y. Major: Finance

COMPUTER SKILLS: Microsoft Excel, Word, Access, and PowerPoint

Sessions: DTC, SEI, ADP, XCITEK, Bloomberg

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