SURESH PATIL

***-*-**-**** ***, Khadakpada, Kalyan (W), Dist – Thane, Pin – 421302

Mobile -932******* E-Mail :- acpogu@r.postjobfree.com

CAREER OBJECTIVE

To grow professionally and personally and excel in whatever I do with my contribution through my

knowledge gained in the many years of experience and teamwork.

ACADEMIC QUALIFICATIONS

B.com.

ORGANISATIONAL EXPERIENCE:-

1. JUPITER STOCK BROKERS LTD. April -2014 to

(Member Of National Stock Exchange)

• Daily Manage Paying/Payout l / Contracts & DR./cr.(Institutional).

• Dilly / weekly & Monthly Dr./Cr. report to Director.

• Monthly TDS (on transaction charges),Service tax & stamp duty paid.

• Daily/ Weekly/Monthly Bank re-conciliation, vouchers, petty cash, vender

payments, RTGS Transfer and managing and maintaining the bank accounts.

• Maintenance of back-office operations, accountancy cum auditing.

• Quarterly TDS Return file & Half Yearly Service Tax Return File.

• Handling Quarterly & Half Yearly Provision And Yearly Final Balanssheet.

• Handling PMS for Directors.

• Handling all compliances issues Daily, Monthly, Quarterly, Half Yearly & Yearly.

• Finalization of the books of accounts, Computer print-outs, MIS, filing and maintenance of

records on monthly, quarterly and yearly basis.

• Handling Institution. Back-Office (NSE IT & STP Gate)

• Exchange and SEBI Compliances with regard Institutional broking.

2 Portfolio Financial Services Ltd. – Dec. 2008 to Jan-2014

(Financial Advisor & Member – BSE, NSE & MCX-SX)

(Leading Currency & Stock Broker (BSE/NSE/NSE F&O/NSE CDS & MCX-SX)

Job Profile

Accounts & Back-Office Operation (Equity, Derivatives & Forex )

• Handling all compliances issues Daily, Monthly,Quarterly,Half Yearly & Yearly.

• Daily Manage clients Paying/Payout & Shortage,Daily (Demat Share & Fund ) Bill /

Contracts & DR./cr.,

• Dilly / weekly Fut. & Opt.M2M / Dr./Cr. Provide to clients & Weekly report to

senior/Director.

• Handling operational issues of Branches

• Supervision of junior staff work

• Supervision and handling of TDS returns, 26AS, Advance Tax and Service Tax

• Supervision of Admin related work

• Daily& Monthly Margin Reporting to Exchange.

• Preparing of MIS (Daily, Fortnightly, Monthly)

• Daily BRS,CRS & preparing of MIS (Daily, Fortnightly, Monthly) reporting to Senior or

Director (Monthly compulsory reporting to Director)

• Monthly TDS (on transaction charges),Service tax & stamp duty paid.

• Daily/ Weekly/Monthly Bank re-conciliation, vouchers, petty cash, vender payments,

RTGS Transfer and managing and maintaining the bank accounts.

• Maintenance of back-office operations, accountancy cum auditing and customer

relationship management.

• Daily resolving Clients Queries, via telephone or emails (Retail & Institutions).

• Daily Maintaining regular relationships with clients.

• Co-ordination with other department for resolve the client queries

• Maintaining and managing client account, making report for margin requirement,

exchange account, exchange dues account, revenue expenditure accounts,

• Finalization of the books of accounts, Computer print-outs, MIS, filing and maintenance of

records on monthly, quarterly and yearly basis.

• Attending to the audit / internal audit & finalization process of the accounts/trial balance

and balance sheet with the respective C.A./Auditors.

• Demat In-Charge: A/C Opening Payin-Payout, Pledge/Un-Pledge.

• Handling Institution. Back-Office (NSE IT & STP Gate)

• Exchange and SEBI Compliances with regard Institutional broking.

• Trade Processing, generation of contract Notes and STP files( STP & NSEIT) and

checking of contract notes as per the agreement with institutions.

• Preparing CP code, CLD, 6A/7A (NSE & BSE)and awareness of the exchange deadlines.

• Preparing CP code, CLD, 6A/7A (NSE & BSE)and awareness of the exchange deadlines.

• Updation of new Institutional clients and new schemes in Back-Office and UCC updation

with Exchange.

• Keeping track of brokerage receivable by custodians through ECS, Cheques etc

• Handling Income Tax Scrutiny.

• Using HyperSoft Techno,COMBOS & BUSYWIN (COMTEK) Software.

Transwarranty Capital Pvt. Ltd.- Sept. 2006 to Nov.2008

1)

(Leading Share & Stock Broker(BSE/NSE & F.& O.)

Designation: Sr. Executive

Job Profile:

• Daily Manage Paying/Payout & Shortage,Daily (Demat Share & Fund ) Bill / Contracts &

DR./cr., markets updates & investment advice to Providing to clients.

• Dilly / weekly Fut. & Opt.M2M / Dr./Cr. Provide to clients & Weekly report to

senior/Director.Daily& Monthly Margin Reporting to Exchange.

• Handling Institutional Dealing,

• Accounts Back-Office Operation (BSE/NSE&FNO)

• Providing markets updates & investment advice to the client.

• Maintaining regular relation with client

• Demat In-Charge :-A/C Opening Payin-Payout, Pledge/Un-Pledge

• Using HyperSoft Techno & COMTEK Software.

Kbs Capital Management Ltd. Jan.1998 To Aug. 2006

2)

(Leading Share & Stock Broker BSE/NSE)

Job Profile:

• Dealing & Back-Office operation.

• Demat In-Charge :-A/C Opening Payin-Payout, Pledge/Un-Pledge.

• Back Office In-Charge (Using Comtek Software.

• Handling LIC,GIC,OIC,UTI Institution (NSE IT & STP Gate)

• Using COMTEK Software

(CLG. NO –556)

Prem K Makhija Jan-1996 To Dec-

3)

1997

(Share & Stock Broker BSE

Job Profile:

• Back Office (Share Accounting Physical Payin-Payout).

• Accounts & Banking Work.

• Using COMTEK Software & Tally

Computer Literacy:

Well Conversed with software packages like MS Office, Word, PowerPoint, TDS

packages and accounting packages like Tally, COMTEK, COMBOS, BUZYWIN &

HYPER-SOFT Software.

Well conversed with Internet, emails, etc.

PERSONAL PROFILE:-

: June 1st 1974

Date of Birth

Nationality : Indian

Marital Status: Married

Languages Known : Marathi, Hindi, English & Gujarati

Strengths : Good Confidence level Perfectionist

Declaration:

I hereby declare that the above stated details are true to the best of my knowledge and I assure

you to give my best efforts to your esteemed organization at all times.

Suresh Patil

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