Equity Trading, Analyst, CFA, International trading (Asian Focused)

DEREK ROBINSON GWINN

**** *. ***** **. ******, CO 80017 617-***-**** *****.*****@*****.***

EDUCATION New York University, Leonard N. Stern School of Business, New York, NY

Bachelor of Science, 5/06 GPA: 3.7

Majors: Finance & CPA Accounting

Relevant Coursework: Financial Management, Financial Statement Analysis, Advanced

Managerial Accounting and Economics (Micro and Macro)

CERTIFICATIONS Chartered Financial Analyst (CFA), 2013

EXPERIENCE Asian Century Quest Capital, New York, NY January 2010 – September 2013

Asia Execution Night Trader

● Equity execution trader concentrating on Asian, European and US markets

● Execute equity, futures, options (Index & Single Stock), and FX trades based upon all of the

sector heads of the firm for 3 separate funds (Large Cap, Small Cap & Long Only)

● Interact with Investment team regarding current and prospective positions

● Manage stock loan positions and negotiate stock loan rates

● Distribute daily pre market and post market recap of portfolios and Asian markets

● Maintain and build relationships with sell side community

Diamondback Capital, Stamford, CT July 2008 – September 2008

Asia Execution Night Trader

● Equity execution trader concentrating on Asia and European stocks

● Communicate with Sell Side coverage regarding existing positions and market analysis

● Filter significant Sell Side research to sector portfolio managers

● Track equity positions and monitor daily P&L

Citi, New York, NY July 2006 – June 2008

2 year Sales and Trading Rotational Program

US Single Stock Equity Trading Desk

● US Junior Trader for Energy, Financial, and Consumer Sector

● Execute flow trades based on internal algorithm’s and follow flow patterns with client orders

● Responsible for constructing the daily P&L for the flow based equity products on the floor

● Constructed and presented a rolling regression equity template excel model for the single stock

and derivative traders

Japan Equity Sales Desk

● Analyzed the US and Japan Equity Market to pitch long and short equity ideas to clients

● Clients consisted of US hedge funds and long only accounts

● Attended the Consumer Electronics conference in Las Vegas and gave a PowerPoint equity

analysis presentation to the Japan Group

INTERNSHIPS: JPMorgan, New York, NY Summer 2004 & 2005

Fixed Income & Equity Research Desk

● Interned with the Credit Trading Analyst team and the Consumer Products/Beverage Equity

Research team over two consecutive summers

● Provided traders, salespeople and clients with analysis on individual issuers across different

industries and updated quarterly earnings models

● Gave a credit analysis teach in to the sales force for a distressed company I analyzed

LEADERSHIP Dean’s Honor Task Force: One of two freshmen selected to help rewrite Stern’s honor code

Stern’s Discipline Panel: Elected from interview and moral essay to serve on this Council for

Academic Violations

ACTIVITIES Summer Venture in Management Program, 2005: One of 73 participants to take summer

management classes at Harvard Business School

SEO (Sponsors for Educational Opportunity) Program, 2004

BAP (Beta Alpha Psi) Member: National honors society for financial professionals

SKILLS Proficient in Excel, PowerPoint, Word, Charles River, and Bloomberg research

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