Producing Branch Manager
Resume:
Anthony S Parisi
parisifamily*@a
ol.com
SUMMARY
A professional with success in managing Financial Advisors and support staff. Proven ability to
manage costs and facilitate work flow to increase productivity. Strengths include recruiting, training
staff, supervising, and problem resolution. Demonstrates initiative in achieving goals and successful
in building relationships.
PROFESSIONAL DEVELOPMENT
DEBT CONSOLIDATION CONSULTANT
Refuge Home Finance & Marketing, Randolph, NJ
20
12-Present
Established Refuge Home Finance & Marketing for the purpose of prospecting and modifying loans
for delinquent home owners. In two capacities, independently through Refuge Home Finance and as
an independent contractor for a Long Island Law Firm.
PRINCIPAL
Aegis Capital, New York, NY
201
0-2012
Oversee the operations and the managing of the branch including the supervision of support staff
and financial advisors.
• Actively handled recruitment, training, managing new financial advisors.
• Successfully coached financial advisors in developing new strategies to generate new
business throughout the year.
• As a producing manager, successfully advised clients in creating sound portfolio allocations
showing growth despite recent market fluctuations.
PRODUCING BRANCH MANAGER
GunnAllen Financial, Randolph, NJ
200
4-2010
Successfully advised and managed clients accounts in addition of managing the branch from the
supervision of employees to the enforcement of compliance and regulations; I also worked on the
P&L, general ledger, cash flow, and check and balances at the end of every working day.
PORTFOLIO MANAGER / FINANCIAL ADVISOR
Tasin & Co. / Weatherly Securities / Erankrantz King Nussbaum, New York, NY
1996-
20
04
Conservatively managed numerous investment Accounts for local and global investors. This
involves buying and selling all types of securities: stocks, bonds, options, etc. Researched and
provided clients with all the necessary information to make good decisions regarding investments. I
succeeded in facilitating 3 different mergers and acquisitions. Supervised and trained new brokers.
Have a proven track record of success in a volatile market.
BROKER TRAINEE
Harriman Group, Syosset, NY
1994-
1995
Cold called, while training and studied to become licensed series 7 advisor.
CONSTRUCTION LABORER
All Islands Construction, East Hampton, NY
1992-
1994
Apprenticeship training and small crew leader, while seeking higher education.
COMMUNICATION EXPERT
U.S. Navy Aircraft, USS Constellation
1988-
19
92
Lead the Naval Interior Communication department crew in the daily
Preventative diagnostics installations, and maintenance aboard the
Carrier. Served aboard the Aircraft carrier USS Constellation during
1st Gulf War.
(Honorable Discharge 1992)
EDUCATION
U.S. NAVY ACADEMY
Naval Communication School
SUFFOLK COMMUNITY College
Liberal arts
LICENSURE
Series 63,7, 24.
KNOWLEDGE: Management, Finance, Accounting, Marketing, Sales, Customer service and
excellent skills in managing others.
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