Management Analyst

James T. Lee

* ********* **

Bordentown, NJ *****

Cell 551-***-**** Home 609-***-****: *************@*****.***

SUMMARY OF QUALIFICATIONS

An enthusiastic, motivated, and hard working professional with extensive

experience in the financial markets. A proven leader with excellent

interpersonal, analytical, functional and organizational skills. Ability

to interface with all levels of management and the dedication to achieve

results within established quality processes.

EXPERIENCE

Albridge, - BNY Mellon Company- Analyst

Dec. 2011

-Present

. Manage the conversion process of client's data into Albridge Wealth

Reporting platform.

> Responsible for planning, controlling and assigning resources

to meet the objectives.

. Analyze and resolve intermediate transactional data conflicts

ensuring that client data is accurate.

. Document defects and enhancements and provide a high level written

documentation to business groups.

. Work with internal groups to Provide Client with QPR (Quarterly

Performance Reporting) by validating the integrity of the data and

analyzing performance returns.

Caxton Associates, L.L.C. (Control Associate)

March 2005 - July 2011

. Managed the day-to-day operating functions and created new controls

to minimize operational risks.

. Performed operation audits and managed the process of generating

written reports and recommendations on conclusions.

. Processed and analyzed testing data and communicated all exceptions

to management where control deficiencies exist, developed risk

mitigation and remediation plans and communicated the remediation

plan with the responsible process owners.

. Tested all internal controls processes and internal policies &

procedures. Documented the results of internal controls tests and

evaluated whether controls are working as intended.

. Evaluated the adequacy of the control environment within specific

business units within the organization, including Middle and Back

Office Operations.

. Administered external audit procedures which incorporated necessary

information to the company's external auditors.

. Reviewed and approved reconciliation on Swaps, Futures, FX, Margin,

Fixed Income and Equity accounts and ensured that documented

policies and procedures were followed.

Harding Loevner Asset Management (Sr. Analyst)

Aug. 2004 - March 2005

. Managed and supervised the day-to-day functions of portfolio

accounting department.

> Daily and month-end cash position and market value

reconciliation with custodians to ensure accounts were

reconciled in a timely manner.

. Facilitated weekly staff meetings to communicate information,

respond to issues and avoid escalation..

Bank of Bermuda -acquired by HSBC (AVP-Business Analyst)

Dec. 2003 - July 2004

. Documented user requirement and prepared Business Requirement

Definition to covert business terms into technical solutions.

. Prepared comprehensive reports presenting recommendations for

operating procedures and work flow improvements.

UBS Financial Services Inc., (AVP-Sr. Analyst)

July 1996 - Dec. 2003

. Coordinated with Advent test managers and IT group to automate test

scripts.

. Generated portfolio performance, time weighted and internal rates

of return using Advent Axys. Researched and analyzed broker's

performance returns.

. Analyzed broker's account position balances and trade discrepancies

within 20,000 retail and institutional accounts with emphasis on

equities, fixed income, mortgage-backed securities and derivatives.

. Generated key support for Financial Advisors with comprehensive

portfolio analyses and daily reconciliation of accounts along with

management and portfolio reporting.

. Managed and mentored a team of six analysts to support Financial

Advisors on portfolio reporting.

EDUCATION

Pace University - MBA Financial Management 2004 - GPA 3.70 Rowan

University - B. S. Finance 1995

SKILLS

. MS Words, Excel, Access, PowerPoint, Advent Axys, Bloomberg, OMR, Murex,

SQL,CRM(Siebel)

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