Pvt Ltd Management

SAPNA SHETTY

ADDRESS : *** *** ****** ***** ***** Liberty Garden Malad (W)

EMAIL ID: - *****.********@*****.**

MOBILE NO: 981-***-****.

Profile

9+ years of financial services experience.

Worked extensively in Capital Market services providing third party vendor in migrating

processes from major Investment bank and securities market.

Worked with business users to prepare process flow diagrams based on business

requirement documentation gathered through interaction with users.

WORK EXPERIENCE:

Organization: State Street Syntel Sourcing Pvt Ltd

Period : July 2012 till date

Designation: Team leader

[APAC External Reconciliation]

State Street Syntel Sourcing Pvt. Is a joint venture between State Street Corp. a leading financial

services provider and Syntel Ltd., an IT services provider. Syntel offers KPO services for middle-

and back-office functions such as transaction processing and loan servicing to financial services,

health care, and insurance companies.

JOB PROFILE:

Managed APAC teams for Clients - Aberdeen Asset management-Sydney, Deutsche Asset

management Sydney and Singapore, AM Bank .

1) Sydney Middle office recon team:

For Client Aberdeen AM and Deutsche AM client: Team performs Cash and holding

reconciliation on TLM2.7(Transaction lifecycle management) webconnect platform and

research and commenting on PLM. Team is also responsible for month end portfolio

valuation recon and research.

For AM Bank client: this is a newly migrated (remotely) process, where team is responsible

for cash, holding reconciliation and resolution for client AM bank, Malaysia.

2) IMS Sydney recon team: Team is responsible for end to end research on exceptions

generated by the Sydney MO recon team and clearing all exceptions on timely basis. Also

team is responsible for various management reporting.

3) Singapore Middle office recon team: This team performs Cash and Holding reconciliation

manually on MS-Excel Platform and also responsible for clearing exceptions for client

Deusche Bank Asset Managers.

Projects worked on:

PLM migration: worked with TLM and PLM deployment team on migrating PLM

application implementation for Aberdeen and DEAM business.

AM bank recon migration: This is a new client for which where we worked on automated

TLM recon and Manual recon worked with testing team on migrating research and resolution

activity.

Match rate improvement for Aberdeen and DEAM business: Worked with ITOT team on

match rate improvement project.

Organization: BNY Mellon

BNY Mellon is a leading global provider of investment management products and services,

with a great depth and breadth of expertise.

Period : September 2011 - July 2012

Designation: Operations Analyst

Client Accounting and Reporting services (CARS) for Mutual funds and Commingle funds.

JOB PROFILE:

Valuation of daily, monthly and quarterly accounts.

Review of daily checklist.

Responsible for quality checks to be conducted for completed accounts.

Run daily and monthly reports, also do reconciliations of accounts.

Reconcile unit proof and cash proof for monthly accounts.

Maintain tracker for team

Organization: JP MORGAN CHASE

J.P. Morgan is a leader in financial services, offering solutions to clients in more than 100

countries with one of the most comprehensive global product platforms available.

February 2009 – August 2011

Period :

Designation: Operations Analyst

Loan Administration for Wealth Management Department (Private Banking)]

Migrated the process from Dallas in April 2009.

As a loan administrator I look after servicing of the Mortgages, Student loans and Promissory

Notes.

JOB PROFILE:

Disburse funds for Student loans, collection and payment of monthly taxes for

Mortgages.

Verify documents, set up a loan in system, calculate repayment, intimate borrower about

same.

Take calls and solve direct client queries.

Do regular processing of payment of loans in the system.

Do daily reporting of work.

Do daily transfer of funds received and send out at EOD.

Run daily and monthly reports, also do reconciliations of accounts.

Maintaining statistic of the team (MIS), Leave details etc.

Part of Training Team.

Have worked on various process projects.

ACHIEVEMENT:

Was recognized with Extra Miler award for contribution towards the team in the first Quarter of

2009.

Received an ACE award for responsibility and accountability.

Organization: Syntel Sourcing Private Ltd

[Joint Venture of Syntel & State Street Bank]

Syntel’s Knowledge Process Outsourcing (KPO) for the Banking and Financial Services

sector is a portfolio of application management and outsourcing solutions for select vertical

business processes common among capital market firms.

Period : June 2007 till February 2009

Designation: Senior Corporate Actions Analyst (USMF: US Mutual Funds)

JOB PROFILE:

Analyzing /Researching Actions and Posting it to accounting.

Research through Bloomberg, Xcitek and various Websites.

Constantly interacting with clients to their requirement, with commitment to deliver the

assigned task.

Preparing corporate actions reasonability test.

Organization: Syntel Sterling Best shores Solutions Pvt Ltd

Period : May 2005 to May 2007

Designation: Senior Associate

[Mortgage Process: Property Insurance]

JOB PROFILE:

Proven ability to interface with the corporate, business partners and team members to

insure product solution and meet customer requirement

Strong interpersonal and communication skills, creativity, excellent attitude toward team

work and common goal achievements.

Sorting and Allocating of weekly Files to respective Team members

ACHEIVEMENTS:

Achieved Syntel Award for the Year -2006

Educational Qualification:

Degree / Certificate University / Year of

Board Passing

HSC Maharashtra 2002

Board

Bachelor in Mumbai 2005

Commerce University

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