CA. SHAMMI VASAN

E-**, Street no.*, Om Vihar, Ext. Uttam Nagar, New Delhi- 110059, India

Mob: +91-921*******;

Email: ace31a@r.postjobfree.com/@gmail.com

Career Summary:

< Professional with multi-task handling skills over 3 years of experience

in Internal Audit role.

< Working knowledge of MS Office & Finacle (Core Banking Solution)

Software, SWIFT (Society for Worldwide Interbank Financial

Telecommunication).

< Working knowledge in the area of AML, RBI guidelines, Branch operations

and FEMA guidelines/compliance and internal compliance.

< Motivated team player utilizing technical proficiency, analytical skills

to positively contribute to the organizational vision.

Professional Experience

RETAIL LIABILITIES GROUP, INTERNAL AUDIT

ICICI BANK, DELHI

Manager - Internal Audit (August, 2013 Onwards)

Responsibilities:

. On-Site checking of Operations carried out at various branches and

operation Centres to ensure adherence to RBI guidelines laid down for

retail banking products/operations.

. Ensuring compliance to established systems and procedures of

the organization and adherence to Internal circular/policies laid down by

the organisation.

. Ensuring compliance to established systems and procedures of

the organization and adherence to regulatory guidelines applicable to the

organization.

. Verification of the internal controls to ensure whether the same is

adequate, efficient, effective and addressing all the risks

. Review of system and controls for better internal control in operation

. Drafting and preparation of Audit report of various units for circulation

to senior management.

. Provide recommendations for improvements in the existing process.

. Conducting special audits including fraud, mystery shopping etc

Professional Experience

INTERNATIONAL BANKING GROUP, INTERNAL AUDIT

ICICI BANK, MUMBAI

Manager - Internal Audit (August, 2011 till August, 2013)

Responsibilities:

. Verification of whether Credit Exposure is adhering to the RBI

guidelines/credit policy/local regulations of various geographies (i.e.

Hong Kong, Singapore, Bahrain etc.)

. On-Site checking of Operations carried out at overseas branches of ICICI

bank Limited (i.e Bahrain, USA, Canada, Hong Kong, Singapore, Sri Lanka

etc)

. Preparation of Audit reports

. Providing process improvement for better internal controls.

Exposure during Internship training:

. Major clients handled

. NTPCEL(Joint venture of TNEB and NTPC) - Statutory Audit

. Lilliput - Internal Audit (Payments)

. Oriental Bank of Commerce - Concurrent Audit

. Punjab National Bank - Statutory Audit

. Exposure in Statutory audits, taxation and secretarial compliance.

Accounting and Auditing

. Exposure in Statutory and Internal Audits of Manufacturing Company,

Trading concern and Banking companies.

. Reporting covering the Companies Auditor Report Order (CARO).

. Preparation of the Balance Sheet and the Profit and Loss Account in

consonance with the applicable Accounting Standards and various

requirements under Company Law.

Tax Management

. Tax Audits and analysis of the financial statements for calculation of

tax provisions at the year end.

. Preparation of reply, submissions for Scrutiny Assessment and Income

Escaping Assessment u/s 143, 147 and for refund cases.

. Preparation and Filing of Return of Income.

. Calculation of Deferred Tax Asset/ Deferred Tax Liability.

Personal details

Name: Shammi Vasan

Date of Birth: May 28, 1989

Languages Known: English, Hindi

Professional credentials

. Chartered Accountancy Course from the Institute of Chartered

Accountants of India. (ICAI)

Final (Both groups) Nov 2010 First Attempt

PCC (Both groups) Nov 2008 First Attempt

CPT Nov 2006 First Attempt

. Completed general management and communication skills course conducted

by ICAI

Academic credentials

. B.Com from Delhi University in 2009

. 12th standard from C.B.S.E in 2006

. 10th standard from C.B.S.E in 2004[pic][pic][pic][pic]

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