Manager Training

SUMMARY of QUALIFICATIONS

Dedicated, results-oriented professional with experience serving in

leadership roles; Effective coordinator and hands-on supervisory experience

in a team environment; Accomplished negotiator with excellent relationship-

building skills; Exceptional ability to comprehend multifaceted problems

and frame effective solutions, achieving and exceeding goals; Detail-

focused, keen oral and written communication skills; Driven by personal

integrity, core challenge and the opportunity for development; thrive in

diverse, fast-paced settings.

PROFESSIONAL EXPERIENCE

Fidelity Investments- Merrimack, New Hampshire

Financial Reporting Analyst (Associate), 2011- Current

. Utilizing various internal and external system applications, the

Analyst prepares annual and semi-annual shareholder reports while

actively evaluating information received from business partners,

including the Fund Accounting audit packages.

. Perform qualitative reviews of shareholder reports to determine

appropriate presentation and adherence to SEC, CFTC, OSC and U.S. GAAP

requirements to ensure published shareholder reports are free of

material misstatements.

. Identify, analyze, coordinate and participate in the research of

issues across funds and fund groups to determine impact on shareholder

and other regulatory reports.

. Prepare regulatory reports such as 24f-2, Form N-1A and Form N-SAR to

ensure compliance with regulations and consistency among filings to

ensure they are free of material misstatements.

. Review, coordinate and report centralized Fund-of-Funds complex

security activity on a monthly basis for the Fund Reporting unit and

its business partners.

State Street Corporation - Boston, Massachusetts

Senior Portfolio Fund Administrator II, 2008-2011

. Specialist and valuation agent concentrated in high tier loan fund

portfolios for a broad spectrum of financial institutional clientele.

Assigned four (4) semi-direct reports, worked independently and with

Fund Manager on a daily basis to meet and exceed team goals and client

expectations.

. Analyze, review and proof critical performance information in reports

including fund and benchmark returns. Daily reconciliation of cash

balances, roll-forward proof of portfolio holdings and accrual balance

projections for peer administrators.

. Actively manage and work on highly visible daily, weekly, monthly, and

quarterly custodial performance reports of Portfolio Managers,

Investment Managers and Clientele.

. Supervise, review and release client initiated transactions/trades in

compliance with departmental guidelines and financial banking

regulations. Assist with ongoing projects, enhancing exposure to

process flow/input.

. Collaborate with Fund Accounting on daily NAV discrepancies. Analyze,

review daily tolerances and exceptions of security valuations.

Execute pricing (new buy/stale price/fair value) and valuation

analytics based on observable market data and matrix price modeling

profile for fund family.

PROFESSIONAL EXPERIENCE - cont'd:

. Prepare ad-hoc reports and fund valuation reports for internal units

and clientele.

. Reconcile month-end and quarter-end fund specific reports between

agent banks and clients.

J.P. McHale, Inc. - Buchanan, New York

Account Manager & Client Relations Specialist, 2007-2008

. Servicing core geographic area, including analyzing and inspecting

physical account sites, integrating technology applications to

facilitate management of client needs, research and reconciliation of

specified projects, and preparing detailed analytical reports on

applications with results oriented goal.

. Interface effectively with clients, all levels of management;

introducing new ideas and processes; increased sales & revenue 30%

within 6 months and streamlined site time per implemented/designed

workflow processes. Developed and implemented job specific programs.

State of Connecticut, Department of Public Safety - Middletown, CT

State Trooper - Certified Desk Trooper, (Law Enforcement: 1993-2006;

Retired)

. Managed, supervised; sworn personnel and civilian technician's;

assuming liability for actions and conduct of those peers relative to

law and agency policy.

. Directed the development, introduction, installation, and integration

of evidence reporting system; enhanced by the development and

implementation of software tracking.

. Prioritize incidents with manpower resources and logistic support per

department policies and procedures.

. Successfully conducted formal classroom instruction, public speaking

engagements; presentations.

. Prepare detailed reports for superiors & prosecutors in compliance

with department, state and federal regulations.

. Liaison to local governments, and communities; actively tasked with

special assignments (narcotic raids, dignitary protection and

enforcement initiatives).

. Received specialized instruction/training on interview, interrogation

and documentation analysis/reporting.

. Graduate of Municipal Police Training Council; Police Officer:

Greenwich Police Department (Town of Greenwich, CT).

EDUCATION and TRAINING:

Manhattan College - Riverdale, NY Bachelor of Science - Major: Business

Administration

Technical skills: Windows, MAC, Microsoft Office: MS Word, Excel,

MCH/Hogan, Bloomberg, Unity, AS400, Sharepoint, Livelink, PowerPoint, e-

FRAS and Outlook.

On-going: Upgrade of professional and technical skills through self-study,

on the job training and internet research to keep up on changing trends and

techniques in the industry.

Contact this candidate