Management Sales

CURRICULUM VITAE

Robert F. Geary

Home Tel: 203-***-**** Office Tel: 203-***-**** Fax: 203-***-****

E-Mail: ******@*********.***

BUSINESS EXPERIENCE

TARP Asset Management LLC - February 2007 - Present

Managing Director

Owner

. Specialized registered investment advisory company.

Greenwich Risk Management Advisory Services LLC - February 2006 - Present

Managing Director

Owner

. Primary consultant on risk management, investment management and

corporate governance.

J.P. Morgan Chase & Co. January 1972 - February 2006

Managing Director

Fiduciary Risk Management Executive

January 2001 to February 2006

. Head of Fiduciary Risk Management at the corporate level.

. Responsibilities involve developing the conceptual as well as operating

framework by which the Corporation measures, monitors and controls

fiduciary and fiduciary-like risk present in its businesses.

Risk Management Executive - Americas - Chase Fleming Asset Management

(CFAM)

August 2000 to January 2001

and

Senior Credit Executive - Chase Fleming Asset Management (CFAM)

September 2000 to January 2001

Market & Operating Risk Management: Responsibilities cited below for

previous position remained basically unchanged, although focus now solely

on the Americas. (August of 2000, Chase's Asset Management organization

was merged with Robert Flemings' Asset Management organization with

Flemings taking on the executive management role headquartered in London

resulting in certain functions being regionalized)

. Credit Risk Management: Responsible for a dedicated global credit

organization within CFAM that addresses the evaluation, defined guidance

and general oversight of the counterparty and issuer credit risk

associated with CFAM's discretionary investment management activities as

well as GIS Securities Lending investment activities.

Global Risk Management Executive - Global Asset Management & Mutual Funds

(GAM&MF) May 1997 to September 2000

Market Risk Management: Responsible for the independent professional

evaluation and oversight of the correctness and effectiveness of the

absolute and relative market risk present in the investment portfolios

under the discretionary investment management of GAM&MF. In addition,

serve as an adviser to portfolio managers on investment activities

involving derivatives and/or the use of leverage as well as the

development of stress testing models to support such activities.

. Operating Risk Management: Responsible for the identification,

evaluation and control of all operating risks within the GAM&MF business

environment. Includes all areas of risk not considered to be market or

credit.

. Other responsibilities include:

- Construction and publication of all GAM&MF investment and operational

policies.

- Evaluation of non standard client investment guidelines.

- Oversight of the new product development process.

- Management of Self Assessment process.

- Coordination of all internal audits and external examination with

GAM&MF.

Global Risk Management and Treasury Executive - Chase Manhattan Private

Bank & Asset Management - February 1992 to April 1997

. Responsible for the management and delivery of all Chase Risk Management

and Treasury products and services within the Global Private Bank.

. Serve as advisor to Chase Asset Management (organizationally positioned

within the Global Private Bank) on the offensive and defensive

application of derivatives and derivative-based product relative to its

portfolio management activities.

. Worked directly with large Private Bank clients in the design of

strategies to respond to their investment and other financial objectives.

. Responsible for the balance sheet of the Global Private Bank and all

related Treasury matters.

General Manager Treasury/Risk Management - Chase/AMP Australia

February 1989 to February 1992

. Responsible for the overall management of the Treasury, Foreign Exchange,

Risk Management (derivatives trading & sales) and Capital Markets

(securities underwriting, trading and sales) divisions of Chase's

affiliate banking operation in Australia.

National Sales Manager - Fixed Income Securities:

April 1987 to February 1989 (Chase Manhattan Capital Markets Corporation)

. Responsible for the distribution of all U.S. taxable and tax-exempt fixed

income securities as well as foreign fix income securities within the

United States. In addition, was responsible for the sale of U.S. fixed

income securities to foreign official institutions.

Group Executive - Treasury/Capital Markets Global Management

April 1986 to April 1987

. Senior executive resident in New York with general management

responsibility for all overseas Treasury/Capital Market units in the

corporation's branch and subsidiary network. In addition, had

responsibility for the sector's global human resources, training and

marketing functions.

Area Treasury Executive - Western Hemisphere

March 1984 to April 1986

. Senior Treasury executive resident in New York with functional

responsibility for all branch and subsidiary Treasury/Financial Markets

activities within the Western Hemisphere. Functional responsibilities

included: foreign exchange trading and sales, foreign and local currency

asset/liability management, and securities portfolio management.

Countries managed included: Canada, Brazil, Chile, Argentina, Peru,

Panama and Puerto Rico.

Group Executive - Global Treasury Management

July 1983 to March 1984

. Responsible for all support functions within the Global Treasury

organization including financial management, human resources and planning

and marketing. In addition, retained responsibility for the setting up

and administration of regional treasury offices.

Group Executive - Treasury Marketing and Regional Sales

February 1983 to June 1983

. Primary responsibility was the establishment of seven regional treasury

offices throughout the United States that served as regional distribution

units for securities products, funding products and foreign exchange.

Cities included: Boston, Philadelphia, Chicago, Miami, Houston, San

Francisco and Los Angeles.

Area Treasury Executive - Asia/Pacific

April 1978 to January 1983

. Senior Treasury executive resident in Hong Kong with functional

responsibility for all branch and subsidiary Treasury/Financial Markets

activities within the Asia/Pacific area. Functional responsibilities

included: foreign exchange trading and sales, foreign and local currency

asset/liability management, and securities portfolio management.

Countries included: Japan, Hong Kong, Singapore, Korea, Taiwan, Malaysia,

Thailand, Indonesia and Pakistan.

Division Executive - Global Eurocurrency Coordination Division

January 1974 to April 1978

. Responsible for setting up and managing a New York based eurocurrency

funding organization which consisted of a trading unit, a sales unit and

an overseas coordination unit. Under direct management was over $10

billion in euro time deposits and over $4 billion in euro placings

(dollar and non-dollar positions) as well as the bank's "931"/"936"

position of over $1 billion. Also under direct management was the bank's

global medium term fixed rate loan and deposit positions in terms of

pricing and exposure management.

Division Executive - Customer Advisory Division

January 1972 to January 1974

. Responsible for a Corporate Advisory unit and a Municipal Advisory unit,

the former advising the bank's corporate customer on fixed income

portfolio investment decisions and the latter advising municipal clients

on both public market financing and portfolio management.

Assistant Vice President - National Bank of North America

July 1969 to January 1972

. Member of the Asset/Liability Management Division co-managing all

strategies and tactical aspects of bank's wholesale funding requirements

and short term investment requirements.

Senior Sales Representative - New York Office - Chrysler Financial Corp.

July 1967 to July 1969

. Responsible for commercial paper sales within Northeast region.

Chemical Bank

July 1961 to July 1967

Associate - Short Term Investment Department/Federal Funds Desk 1966 - 1967

. Responsibilities included: trading bank's BA position, advising bank's

institutional customers on primarily short term investments and trading

bank's federal funds position.

Senior Trainee - Management Training Program 1966

. Accounting Clerk - Bond Accounting Department 1961 - 1965

. Held various administrative positions while earning undergraduate

degree.

SENIOR COMMITTEE MEMBERSHIPS

St. John's University Executive Advisory Board

Accounting and Taxation Department 2012 -

Present

Chase Investment Policy Committee 1997 - 2001

Chase Institutional Investment Committee 1995 -

2001

Chase Manhattan Overseas Banking Corporation

Board of Directors 1993 - 1996

Chase ALMAC - Market Risk Committee 1993 - 1996

General Management Committee - Chase AMP Bank 1989 - 1992

Chase Risk Management Committee - Cap Markets & FX Sector 1984 -

1989

Chase International Asset-Liability Management Committee 1984 -

1987

Chase Tax Committee 1983 - 1984

Chase Portfolio Strategy Committee 1974 -

1987

PROFESSIONAL REGISTRATIONS

Series 65 Investment Advisor (active)

Series 24 General Securities Principal (retired)

Series 7 Registered Securities Representative (retired)

EDUCATION

Graduate Studies New York University MBA - Finance

Graduate School of Business

Undergraduate Degree Pace University BA - Economics 1965

CLUB AFFILIATIONS

New York Athletic Club Member / Past President of NYAC

Hong Kong Country Club Life member

Hong Kong American Club Life member

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