VP BSA Officer/ Internal Auditor

Scott Kelley Phone 904-***-****

* ***** ******* **** ********@****.***

Palm Coast, Florida 32164

OBJECTIVE

A results oriented compliance officer specializing in the Bank Secrecy Act

and associated systems and software. Excellent communication and time

management skills. A dependable self-starter who requires little

supervision to accomplish the task at hand.

WORK HISTORY

Prosperity Bank VP BSA Officer/Assistant Compliance Officer/

Internal Auditor

April 2011 to February 2014

. Developed, implemented and administered all aspects of the Bank's BSA

Program.

. Managed independent state and federal regulation examinations.

. Reviewed and compiled BSA related policies and procedures.

. Prepared monthly reports to the Board of Directors to communicate

necessary BSA compliance information.

. Maintained a proficient knowledge of all applicable banking rules and

regulations.

. Managed and executed all duties as the Bank Secrecy Act/OFAC Officer.

. Identified and mitigated potential BSA Program compliance risks to the

Bank.

. Interacted with Bank personnel as necessary pertaining to any such

issues.

. Conducted internal audits pertaining to banking industry regulations

and bank procedures.

. Conducted internal audits of the banking centers.

Prosperity Bank Assistant BSA/Compliance Officer

January 2006 to April 2011

. Managed compliance with BSA, USA Patriot Act, OFAC and all other

applicable laws.

. Reviewed the development of new banking products to ensure compliance.

. Conducted investigations of suspicious activity, detected

documentation anomalies.

. Ensured that implications related to BSA compliance issues are

identified.

. Performed suspicious activity investigations and anti-money laundering

enhanced due diligence.

. Identified and timely reported unusual and suspicious activity to the

compliance officer.

. Assisted compliance officer with yearly BSA branch training.

. Conducted internal audits of the banking centers.

Prosperity Bank ATM Coordinator

January 2001 to January 2006

. Balanced the daily ATM transactions.

. Handled all maintenance performed on ATM's.

. Participated in conversion of ATM machines to a new network.

. Ordered new and replacement debit cards.

. Researched and initiated "Reg E" disputes when appropriate, including

the completion of all necessary documents and affidavits.

EDUCATION

. Florida Bankers Association: Florida Banking School (2007)

. South University: Associate of Science in Accounting (2009)

. Sheshunoff BSA Certification (2010)

. CAMS (Certified Anti-Money Laundering Specialist) Certificate (2013)

INTERESTS & ACTIVITIES

. Member of the bank's Technology Steering Committee.

. Volunteer for the Police Athletic League as a coach for football and

lacrosse.

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