Assistant Controller

CAPSULE SUMMARY

An agreeable, energetic, pressure-proven Member of the Team. Solid background reflects a flair for systems, concepts and numbers. Attentive listener, multi-task and detail-oriented, a quick study and responsive to deadlines. High personal and professional standards support an array of excellent organizational, communications, motivational and leadership skills.

Professional Experience:

2018 - SUMITOMO MITSUI BANKING CORPORATION, New York, NY

Present Regulatory Reporting Analysis

Responsible for the Bank’s New Holding Company for the implementation and production of new software

Performing General ledger to Sub ledger reconciliation in Reg-Reporter application to ensure all the data is reconciled to Trial balance

Assist in reconciling, testing and analyzing data for primary BSC regulatory reports - FRY 9C, FFIEC009, FRY 11, FRY 2314

Understanding and familiarity with regulatory reporting requirements - FC 1, FC2, BC, BL1, BQ2, BQ3 plus US department of commerce reports e.g. BE605, BE15, BE185 reports

2007 - THE UNITED BANK FOR AFRICA, New York, NY

2018 Assistant Controller

Jointly responsible, with Controller and Senior Accountant for integrity of accounting system and GAAP compliance. Back up to Controller during his / her absence.

Daily GL and P&L Preparation, Review and Analysis of Profitability.

Identify and resolve balance sheet breaks between general ledger and sub-ledger

Prepared and analysis daily balance sheet,cash flow, valuation and risk analysis of money market and capital market using Bloomberg and Excel.

Timely Account Opening, maintenance and closing upon receipt of authorized requests with the appropriate rules and Maintenance of the general ledger and mapping tables.

Proper Reviews, compilation and timely submission of Financial Statements - Balance Sheet, P&L, Cash Flow, Capital Adequacy, Loan and NPA statements - Monthly, Quarterly and Annually

Proper Reviews. compilation and timely submission of Regulatory Reports - FFIEC 002/S, FFIEC 019, FR 2900, FR 2915, TIC reports, DOC reports, CIMA reports and FRY-7

Timely compilation of HO reports and HO ad-hoc requests. GAP reports

Governmental Reports. Cash Cover Reports

Update and enhance Policy/Procedures

Assist in Budgeting/Forecasting

Provide materials for internal and external Audit including taxation

Daily / Monthly Reconciliations

Produce journal entries for month-end, Quarter-end and Year-end closing of the books

AR / AP review

Vendors' OFAC review.

Attend trainings and keeping up-to-date by referring to related websites.

2001 – THE NATIONAL BANK OF KUWAIT, New York, NY

2007 Assistant Controller

Review Federal Reserve Bank Regulatory Reports - FFIEC 002/S, FFIEC 019, FR2900, FR2915, FR2951, FR2069, BC, BL1, BL2, BQ2, BC(SA) and BL(SA)

Compile New York State Regulatory Reports and Chamber of Commerce Reports – BE-605, BE-185 and BE-12

Report the evaluation of Securities to H.O.

Prepare Cayman Island Reports

Review Commercial Rent Tax

Prepare Head Office reports: balance sheet & off balance sheet reports.

Review and analyze the General Ledger for variances.

Assist and produce month-end reports and closing of the books

Take charge on all Fixed Assets

Review work from Senior Accountant

2000 – SKANDINAVISKA ENSKILDA BANKEN, NEW YORK, NY

2001 Assistant Treasurer/Regulatory Accountant

Compile all Regulatory Reports to the Federal reserve Bank, New York State Banking Department, and the Chamber of Commerce using Idom Reg-reporter

Prepare Head Office reports: balance sheet & off balance sheet reports.

Assist in month-end closing of the books

1999 - BAYERISCHE HYPO UND VEREINS BANK, NEW YORK, NY

2000 Regulatory Accountant

Responsible for the preparation of Regulatory Reports using Idom Reg Reporter:

Monthly Report of Assets Deposited by Branches/Agencies of Foreign Banks (Pledged Assets)

Aid Comptroller during internal and external audit

Create and correlate assorted reports from raw data

Participate in the development and implementation of accounting policies and procedures

1988 - THE BANK OF TOKYO-MITSUBISHI, NEW YORK, NY

1999 (Formerly Mitsubishi Bank)

Accountant - Financial Analysis

Coordinate BTM (Cayman Branch) Financial Statements as well as its activities

Prepare General Ledger as well as Profit and Loss analysis for both NY and Cayman Branch

Responsible for the preparation of the FR2900, FR2951

Compile Head Office Report for New York Branch & Cayman Branch

Oversee ten US Branches and two Subsidiaries’ Profit and Loss Analysis Report for Management consisting of analysis of net income trend

Create reports showing gross operating profit

Prepare Consolidated Report for the Bank of Japan for all US Branches & Agency

Prepare schedule of Loan Loss Reserve for ten US Branches

Responsible for the preparation of the FFIEC 002, FFIEC 019, FR2069, BC, BL, BQ1, BQ2, FR2915

Provide internal and external reports such as Head Office Country Exposure Reports, New York and Cayman Branch Current Expense Report

Participate in Month-End Closing

Coordinate BTM (Panama), SA Financial Statements as well as its activities

Prepare and file the NY State Commercial Rent Tax

Languages: Fluent in English, Chinese (Cantonese)

Technical Skills: Computer Literate with knowledge in Microsoft Word, Microsoft Excel, Power Point, Lotus 1-2-3, Access 97, Ami-Pro, FINACLE, Midas, StorQM, Reg Reporter, Call Reporter, QuickBooks, Intelligent Workplace (Prologue), SAP and other Word Processing software, CRT Terminal Display, and standard office machines.

Knowledge: International Financial Reporting Standards (IFRS) and Generally Accepted Accounting

Principles (US GAAP).

Achievements: UNITED BANK FOR AFRICA – Assisted the Bank and the CFO in the lifting of Cease

And Desist Order regulate by The Office of the Comptroller of the Currency (OCC).

NATIONAL BANK OF KUWAIT – Automation of Spreadsheets for accurate reporting.

BAYERISCHE HYPO UND VEREINS BANK - Implementation of Reg Reporter (Idom).

References: Professional and personal endorsements upon request

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