**/**, ********** ***., *** Main, 18th Cross, Btm- 2nd Stage- 560076 PROFESSIONAL EXPERIENCE 4.5 YEARS
CONSULTANT AND ADVISOR (PCS), U N I COMPLY PRIVATE LIMITED, BANGALORE (February 2016 till date)
Incorporation of the Company- Public & Private Limited Company, Limited Liability Partnership, Partnership firm, OPC.
Handling the compliances of Broking Industry independently.
Drafting and vetting of various agreements such as Shareholders Agreement, Loan Agreements, Compulsorily Convertible debenture Agreement, Sale deed, LLP agreement, Partnership agreement, Lease Agreement etc.
Preparations of documents w.r.t Private placement for issue of Debentures and Equity shares and filing of PAS- 4, PAS- 5, GNL-1 & PAS-3 respectively.
Conducted various Board meetings, EGM and AGM for different kind of Industries.
Handling the compliances of many Start-ups companies (Registered as Start up by DIPP).
Preparation of ESOP documents for various companies and filing of MGT-14 for the same.
Filing of Documents with regards to Charge creation, Modification & Satisfaction.
Filing of FC-GPR, ARF, FLA, SMF and various other forms w.r.t FEMA regulations.
Drafted and filed application for changing the Name, Object Clause & Authorized capital of the companies.
Drafted various agreements such as Shareholders Agreement, Sale deed, LLP agreement, Partnership agreement, Lease Agreement etc.
Done GST migration and Registration.
Annual Filing of Private & Public Company, LLP and OPC in XBRL and Non-XBRL mode.
Drafted and filed application for shifting the Registered Office within State and outside the state.
Removal of Directors’ Disqualification.
Prepared a petition for NCLT for restoration of Company which is being Strike off.
Preparation of Boards Report, Minutes, Resolutions of various companies.
Drafted and filed application for multiple changes in Directorship.
Maintenance of Registers and other related documents as per Companies Act, 2013
Fast track closure of Companies as per old and new Companies Act, 2013.
Conversion of Private Limited Company into Limited Liability Partnership.
Conversion of Public company into Private Company.
Prepared Due Diligence and Search reports for various companies.
Registered as Trademark Agent and have processed various trademark applications under different classes and reply towards the same. COMPLIANCE OFFICER, ANMOL SHARE BROKING PRIVATE LIMITED, BANGALORE (February 2015– January 2016)
Liasioning with stock exchanges like NSE, BSE, MCX and depository like CDSL for all compliances related work.
Independently handled Exchange (NSE & BSE) and Depository (CDSL) Inspections.
Internal Audit as per exchange regulations viz. NSE, BSE, CDSL & MCX
Annual Return submission as per Exchange & Depository guidelines
Preparation of net worth Certificate as per LC Gupta method and exchange guidelines.
Applied for SEBI registration in Commodities Exchange i.e. MCX.
Submission w.r.t Enhanced Supervision guidelines (as directed by SEBI).
Convening and conducting Board Meetings and Shareholder Meetings for all its group companies.
Well versed with the knowledge of compliances of Trading Member and Depository Participant. CS Articleship- Sahara India Financial Corporation Limited, Lucknow- Statutory Department (July 2013 to August 2014)
Incorporation of Sahara group companies as per Companies Act, 1956.
Drafting of Notices & Board Reports, Minutes, Resolutions for Board Meetings, Annual General Meetings & Extra-Ordinary General Meetings.
Maintenance and updating of all Statutory Registers (viz. Register of members, Register of particulars of Directors, Register of Directors’ Shareholding, and Register of Share Application & Allotment etc.) required under the Companies Act, 1956 & Companies Act 2013.
Analysis of Balance Sheet, Profit & Loss a/c, Cash Flow Statement, Auditors’ Report Etc.
Filing of forms such as Form 32, 23AC and 23ACA, 20B, 23B, Form-1, Form-1A, Form-23, Form-8 and Form-17 etc. and other relevant documents and returns as required under Companies Act 1956.
Form -5 and Form -2 for increase in authorized capital and allotment of shares.
Filing of form DIR 12, MGT 14, MBP-1 & DIR 8 under Companies Act 2013.
XBRL filing of a Company of Sahara Group companies EDUCATION
Year Examination Institution Marks Obtained
2014 Company Secretary (CS) Institute of Company Secretaries of India 52.25% 2013 M.Com Lucknow University, Lucknow 61%
2011 B. Com National PG College, Lucknow 60%
2008 Class XII Holy Cross Convent School, Ballia 77% 2006 Class X Holy Cross Convent School, Ballia 73 % ACHIEVEMENTS
Won 1st prize in relay competition twice in annual sports day in school.
Won 1st prize in kho-kho competition twice in annual sports day in school.
Won 2nd prize in dance competition in school.
I hereby declare that all the above given information are true to the best of my Knowledge.
Date: (Saloni Jaiswal)