Vishnu Agarwal

Permanent Address - Bldg. No. L*, Flat No.5, Jal Ratan Deep Soc., Bangur

Nagar, Goregaon (W), Mumbai 400 090

Mobile: +91 - 977**-*****, +91 - 22 - 2879 8947, Email:

ac9g18@r.postjobfree.com

PROFESSIONAL SUMMARY

14 years of enriched experience in the Banking and Global Financial Service

industry including Hedge funds, Pension Funds, Fund of Funds. I have

acquired the necessary skills in Trade Settlement, Operations, Reporting,

Technology and Business Process Outsourcing support.

[pic]PROFESSIONAL WORK EXPERIENCE

[pic]

State Street Syntel Services Pvt Ltd (June 16-

September17)

Deputy Manager (Trade settlement - Trade Life Cycle processing settlement

of deals Service)

. Demonstrated ability in handling of Trade Life Cycle processing,

confirmation and settlement of deals for clients on global level

. Expertise in administering all the back office support functions,

including MIS reporting, Reconciliation and Process enhancement

. Well versed with Reporting requirements and statutory compliances laid by

various regulatory bodies. Hands on experience in working with softwares

such as GTM, GRS, MCH, RKS, OSA, INSTRUCT, BESS and CTM etc.

. Excellent communicator with strong analytical skills. Skilled in working

with multi-disciplinary team in a multi-locational environment

. Familiar with middle Office operation and Risk Management. Handling

different Investment Products such as Equity, Fixed Income, Mutual Fund,

FX, IPO, Insurance and Term Deposit.

. Handling the flow of deals smoothly so that all deals are settled with

good value and selled in market on settlement date and handling

escalations..

. Doing of Escalation on time so that no failure of deals or claim should

be bear by clients or company

. Taking action on settlement part of deals with custodies, brokers and

client.

. Responsible to update price & FX spot rate on daily basis on client

system through an external sources such as Bloomberg or Global Plus

Software

. Handling the Monthly,Quaterly and yearly Reports and other Audit Related

Requirements..

Core Competencies

Trade Life Cycle processing - Trade Settlement - Reconciliation -

Transition Management

Risk Management - MIS Reporting - Fraud Mitigation - Process Management

DEUTSCHE BANK AG Jul 14 - May 16

Assistant Manager (Cash Management Service)

. Competent professional with more than 8 years experience in Cash

Management, Risk Management and International Settlements in Banking

industry. Worked with Deutsche Bank AG as Asst. Manager (Cash Management

Service)

. Demonstrated ability in having executed major responsibilities pertaining

to Receivables & Payables, Trade Settlement and Transition Management

. Expertise in administering all the back office support functions,

including MIS reporting, Reconciliation and Process enhancement

. Well versed with Reporting requirements and statutory compliances laid by

various regulatory bodies. Hands on experience in working with softwares

such as OnDemand, DBMI, Bony, Lotus Notes etc.

. Excellent communicator with strong analytical skills. Skilled in working

with multi-disciplinary team in a multi-locational environment

Core Competencies

Cash Management - Risk Management - Trade Settlement - Reconciliation -

Transition Management

Lotus Notes - MIS Reporting - Risk Management - Fraud Mitigation - Process

Management

. Working in Core Bank Withdrawal team and interacting with partnering

banks for accounting funds received against the deposits / schedules

booked

. Working closely with team members to resolve system related issue and

coordinating with all internal departments to facilitate smooth execution

of all process

. Preparing detailed report on outstanding entries to CBW, CPC and Branches

. Consolidating reports on pending schedules for payment by partner banks

and sending to higher officials

. Establishing standard operating procedure in the work place to ensure

that the defined work standards are met at every level in the

organization

. Monitoring all transactions with partner banks, preparing reconciliation

statements and initiating measures to overcome discrepancies

DEUTSCHE BANK OPERATIONS INTERNATIONAL Jul 07 - Jun 14

Senior Process Supervisor - Risk and Ops Control Team

. Partnered with various Operations functions & Onshore to identify their

risk, determine applicable controls and assist in implementing risk

management practices

. Implemented operational risk control measures and governance checks aimed

at identifying financial crimes and internal fraud

. Carried out Risk management audit across all units, Evaluated internal

control systems / procedures, and assisted in mitigating risk through

effective control procedures

. Checked random payments made by cash to check whether proper process

procedure is followed as per the guidelines laid out

. Was responsible for the Manual Recertification for all business

applications annually/semi annually i.e BISO (Business Information

Security Officer)

. Worked on the Trap Process and the Key Operating Process(KOP) which is

used at the Breakpoint in order to review and analyze the operating

system before returning the control to the operating process

. Recommended measures for process improvements, tracking the status of

outstanding issues and resolving at the earliest possible time

. Worked with various Software such as ONDEMAND, DBMI, FISS application,

CALICO, ICI and SSR, ADP, LOANNET, MERIT Application, MAGELINE

application, DBSCORER for downloading and uploading various reports

Sr. Process Executive - USI International Settlements

. Worked as a Senior Process Executive in the USI International Settlements

Team for settlements and reconciliation of Equities and Fixed Income

Securities

. Analysed the Equity trades and reconciling the trades with the

Primebroker on a daily basis

. Involved in delivery of securities to perform contractual delivery

obligations, reversal of wrong trades in the system

. Managed key responsibilities such as Equity Trade clearing, Settlement

and created orderly market for securities listed

. Prepared detailed report for US and UK based clients on daily basis which

includes the trade uploads, pricing of the portfolio and expenses

allocation

. Worked closely with team members to resolve system related issue and

coordinated with all internal departments to facilitate smooth execution

of all process

. Updated all data using different IT tools such as SPER, ONDEMAND, FAILS

AND PENDING, SSR to check trade breaks, CREST for London Market, EUCLID

for US Market and LOTUS notes

Process Executive - Cash Management Team

. Worked as a Process Executive in the Cash Management Team for settlements

and reconciliation of Currency receivables and payables

. Analyzed the various wires received and reconciled the trades with the

counterpart on a daily basis

. Consolidated reports with details of Currency receivables & payables and

prepared reconciliation statements

. Followed quality guidelines and ensured strict adherence to quality

parameters by team members based on standards & procedures for

maintaining work quality

. Recommended measures for process improvements, tracking the status of

outstanding issues and resolving at the earliest possible time

. Gained exposure to to various Software BONY for USD payments and

receivables, GIFTS for other currency payments and receivables

instructions received in the form of wires, CASH REGISTER + for High

Value USD payments, SSR for checking Cash Breaks, ICI for cleaning up the

breaks and LOTUS notes

Achievements:

. Received Letters of Appreciation from the Company in the month of

October, 2008 for consistent outstanding performance during migration of

process from US to India

. Visited the US office twice for a period of 6 months for the migration of

process from US to India

SHAREKHAN INVESTORS SERVICES Mar 06 - Jun 07

Wealth Manager

. Relationship Management/Client Servicing: Managing day-to-day

administration of customer portfolios, providing advisory services to

HNI's and retail clients ensuring high ROI.

. Implementing competent strategies with view to penetrate new accounts and

expand existing ones for wide range of investment options.

M.J. PATEL SHARE & STOCKBROKERS LTD. Apr 05 - Feb 06

Dealer - Trading Desk

. Trading Activities: Buying and selling shares, financial instruments in

the stock market on behalf of clients.

. Well versed with Power Broker Software, Speed Trade Software, Back office

Software, DP Software related to trading.

ARUN BAGARIA & CO. Feb 03 - Mar 05

Executive, Accounts & Finance

. Worked in Finance & Accounts department as an accounts executive.

. Audit: Internal and Statutory Audit of Companies, Proprietary Audit and

Tax Audit.

. Taxation: Filing of individual as well as company returns.

. Maintenance of Accounts using Tally 4.5/5.4 software.

. General office correspondence.

[pic]ACADEMIC CREDENTIALS

POST GRADUATE DIPLOMA IN FINANCE MANAGEMENT (2012- 2014)

Mumbai University

BACHELOR OF COMMERCE - B.COM,(1999-2002)

Three years, Degree course (with Accounts and Tax): PD Lions College,

Mumbai University

IT Skills

MS Office, Lotus Notes

[pic]PERSONAL DETAILS

Date of Birth : 24th January 1976

Languages : English, Hindi, Marathi

Marital Status: Married

Hobbies/ Interest: Reading, Learning new things, skill development,

listening to Music.

Passport available: Yes

[pic]

REFERENCES

Available on request

Contact this candidate