Sign in

Project Analyst

Upper Darby Township, Pennsylvania, United States
March 27, 2019

Contact this candidate



Cell # 203-***-****

Upper Darby, PA 19082


Senior Compliance Consultant with over 8 years of experience in Banking and Financial Services domain. Proficient knowledge of the various methodologies and phases of Project Life Cycle. Possess strong experience in capturing/analyzing system business processes, Strong working knowledge and understanding of Anti-Money Laundering (AML), Suspicious Activity Reports (SARs), Bank Secrecy Act (BSA), Know Your Customer (KYC), USA PATRIOT Act (USAPA) and other AML regulations. Strong Client Services management. Strong knowledge of applicable securities laws, including the Securities and Exchange Act of 1934, the Securities Act of 1933, and the Investment Advisor and Investment Company Acts of 1940. Willing to travel and relocate.



Compliance Consultant

On contract to Wells Fargo for a project on behalf of Randstad

Leverage tools and processes to gather facts of potential policy violations and allegations, using the information collected to prepare effective outlines and exhibits addressing critical issues during an Associate investigative interview.

Delivering effective interview techniques to solicit the truth or identify deception.

Draft investigation findings identifying violations, mitigating and aggravating factors in a concise manner in order to deliver compliance recommendations.

Responsible for collaborating with Business partners to gain support of disciplinary recommendation. Deliver findings and recommendations of all levels of disciplinary outcomes to the Line of Business.

Identify and report potential gaps in internal systems, policies and/or processes.

Present data analysis reports to senior level Management to discuss significant trends.

BRYN MAR TRUST, 04/2016-11/2017, WAYNE, PA

Transaction Business Analyst

Conducted risk assessment of the project and trade surveillance for regulatory purposes

Collected business requirements for the project and recognized major deliverables

Assessment daily AML and SWIFT reports for potential suspicious activity

Updated and Established policies procedures guidelines for the system based on AML, BSA, USA PATRIOT act, OFAC, SDN for Domestic and foreign currency transaction regulations

Conducted risk assessment of the project and trade surveillance for regulatory purposes

Studied the existing KYP/CIP system and prepared the test data for the CDD and EDD based on the inputs

Conversant with Risk Management (BASEL - Credit, Market, operational), Sarbanes Oxley (SOX); Portfolio Risk (Credit Risk; Market risk across all assets, Obligor Risk Rating, Facility Risk Rating, Statement Forecasting, Stress Testing, PD) Trading – Order Entry, Trade Execution, Settlement and messaging concepts (Trade lifecycle, Straight through Processing and SWIFT).


AML/BSA Compliance Analyst

Investigated red flags for money laundering, fraud, embezzlement, tax evasion, organized crime, terrorist financing and insider trading by applying expert knowledge to assess AML and operational risk exposures

Consistently managed a queue of cases, performed investigations and ensured timely follow up of requests and adherence to escalation procedures in addition to advising management on current issues related to corresponding banking

Assisted in the development of new risk models and completed metric-based projects to improve efficiency and effectiveness of overall case investigations

Researched and analyzed public and private databases to decipher accurate risk ratings for individual/non-individual accounts to highlight high risk customers and jurisdictions

Collaborated with law enforcement agencies, peer financial institutions, and other external groups to ensure adherence to regulatory standards and policies

Perform Enhanced Due Diligence (EDD), Know Your Customer (KYC), Know Your Business (KYB), and sanctions duties as necessary

Conduct new hire training on all pertinent system platforms and processes in order to conduct quality investigations

Piloted new transaction monitoring program and new SQL queries in effort to create a more effective alert system and investigative process

Strong experience in authoring Business Requirement Documents (BRD) by gathering Business Requirements and Expectations from Subject Matter Experts (SMEs) and defining business processes, identifying risks, performing Gap Analysis, and Impact analysis


MS Suite (Excel, Word, PowerPoint, Project, Access, Outlook), MS Visio,UML, SQL, Agile Scrum, QC AML Research Tools: LexisNexis, Excellent at communicating with colleagues using technical jargon, but also able to explain financial principles to clients with limited knowledge of finances, claim process, analytical, with keen ability to think through issues.


B.S Degree in Business Management – Pending Graduation Nov 2019-Wilmington University Office Management Technology- Graduated May 2005- Pennsylvania Institute of Technology


Certificate of Business Analyst World IT Center, Inc. April 2018

Contact this candidate