BEDROCK WEALTH STRATEGIES Elmsford, NY 2017 – 2018
Chief Operating Officer
Directed firm operations and 15-member team to identify portfolio risk potential and recommend diversification options. Analyzed and reported weekly to CEO on company progress. Supported portfolio diversification utilizing strategic investment manager selection.
Developed long-term client relationships to bring 98% of client accounts, representing $40M in assets, into company management portfolio.
Led transition team completing client asset transfers and ensuring satisfaction.
Created custom client portfolios ensuring compliance with company risk assessments and standards.
Forest Hills Financial Group New York, NY 2014 – 2017
Assessed client needs to propose custom financial strategies aligning with risk and time considerations. Diversified portfolios based on appropriate risk levels.
Promoted investment suites and risk management platforms according to client concerns.
Developed estate planning, buy/sell agreements, and key man policies to support business owners.
AXA Advisors New York, NY 2009 - 2014
Developed long-term client relationships through communication to assess specific needs and then matching clients with the best possible products and services. Facilitated monthly discussions with broker/dealer LPL to reach client investment account goals.
Skilled and highly trained professional with comprehensive financial experience and ability to provide quality analyses and recommendations within dynamic, high-pressure environments.
Fort Worth, TX 76107
Bachelor of Science in Business Management
1994 – 1998
Garden City, NY
Cohen Children’s Hospital New Hyde Park, NY
Bedrock Wealth Strategies Elmsford, NY
Currency Note Collection
LEHMAN BROS New York, NY 2004 – 2008
Analyzed and reported P&L status, daily/monthly as needed, for Municipal Bond desk. Compiled data in preparation of financial statement disclosures. Oversaw month-end accounting close process including executive summary P&L versus G/L reconciliation.
Developed relationships with bankers, traders, and operations to capture and report revenue while allocating deal expenses.
Supported bankers in calculating fees/expenses related to municipal closing memos.
DEUTSCHE BANK New York, NY 2000 - 2004
Assisted business heads in reporting weekly, monthly and quarterly revenue streams and reconciled foreign exchange reports in preparation of quarterly & annual departmental financial reports.
Created monthly financial reports (variance and forecast models) for department submission including Structured Finance, Global Debt, and Global Equity Services.
Designed 10 weekly ranking/trend reports relating to finance, IPOs, and high-yield markets.
Oversaw documentation for scoring of managing directors and financial sponsors.