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Project Manager Front Office

Location:
Newark, New Jersey, United States
Posted:
November 17, 2018

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Resume:

Rosario S. Fattorusso

Summary & Areas of Expertise

Professional Business analyst/Project Manager with extensive Securities Lending Operations, Fixed Income, DTCC, Risk Management, Regulatory, Compliance, International Settlements (Euroclear Clearstream and Local Markets). Lead notable operational changes from managing teams from; workflow improvements, process controls, risk reviews, service and technology implementation.

Key Highlights

Subject Matter Expert in Securities Lending operations.

Developed key Securities Lending management reports.

Oversaw all funding/settlement projects.

Established system interface to improve overall Straight- through processing.

Worked with I.T to develop FICC aged fail report used reconciliation & for senior management reporting.

Coordinated testing efforts and production roll-out with user groups.

Developed Collateral management reporting tool for Front Office.

Worked with I.T. to develop, implement, test, and roll-out of new Front office system.

Instrumental in creating a self-clearing environment; focused on establishing custodial accounts, receipt of positions, reconciliations, regression testing and conversion.

Communicate progress effectively to stakeholders and business partners “internal//external”

Work closely with Vendors to communicate/escalate system/project initiatives both as BA and team lead

Work independently & with team members to ensure adherence to the business, compliance, legal rules and regulations as they pertain to each of the supported businesses.

Professional Experience

Natixis Securities, New York, NY 08/18 – 11/18

Senior Business Analyst (Consultant)

Working with the Natixis Control Group along with the Securities Lending group to minimize risk, for the daily Portfolio Collateral Management business and acting as team’s liaison with the Broadridge Operations team

Processing the morning Paris funding.

Processing the Daily Margin requirements for NSA.

Reconciling all OCC breaks.

Overseeing the day to day securities lending operations flows between NSA and Broadridge

Reconcile Loanet to DTC EOD Balancing.

Create and distribute month end Operations reports with detail trade volumes for senior management

Daiwa Securities America, New York, NY 10/05 – 5/17

Global Equity Finance AD Business Analyst

Project Coordinator; Worked with project management teams to streamline risk, controls for daily business and acted as team’s relationship manager for firm’s external partners [i.e., SunGard, Euroclear, DTCC, etc.]

Sustained control & risk functions in accordance with regulatory, industry, and Firms best practices.

Implemented cross-border settlements between DTCC & Canadian and International Market depository for the U.S Equity Finance desk

Advised on and documented all U.S. and International Securities Lending business practices and procedures.

Worked closely with Technology group to develop new enhancements, projects, and macros.

Developed business relationships, supported and maintained front office procedures with all affiliates.

Created Management Information System reports for senior management related to monthly realized revenues with an emphasis on providing data indicating cost reductions.

Monitored service provider’s expenses and compiled risk and cost/benefit analysis.

Validated service provider invoices for accuracy, completeness and compliance with contractual agreements.

Monitored fail reports and reported aged items to Senior Management.

Assisted with new account due diligence documentation for Credit and Risk department.

BNY Global Clearing LLC/Pershing LLC. New York, NY 2/01 – 10/05

Assistant Vice President- International Operations & Project Manager

Developed fail reports for clients.

Developed database spreadsheet to determine daily interest claims.

Responsible for migration of SWIFT ISO15022 for the firms Euroclear & International Settlements.

Created International department policy’s and produces.

Implemented the Euroclear and International environment a straight through Swift message messaging process from the point of entry to the local custodian.

Skills

Knowledge of New Citibank Direct, Euroclear, Euclid PC, GLOSS, SWIFT, ADP, DTC, PHASE 3 Bloomberg, Loanet, Global One, Martini, Helix, Equilend, OCC



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