Shailesh Ashokbhai Mordani

Cell: +91-909*******, Email:ac774p@r.postjobfree.com

Address House 13, Sindhunagar society,100ft Road, Anand, Gujarat -388001

Profile Summary

Experience of 11 years in the areas of Anti-Money Laundering, Fraud Analysis and Global Trade and Custody Operations. Quick learner, good analysis skill, proficient in managing and leading teams. Possesses excellent interpersonal, communication and organizational skills with abilities in team management, team motivation & effective risk management

Employment Details

Organization: Vodafone India Venture Limited.

Department : Fraud Risk and Security (FRS ) – Anti-Money Laundering (AML)

Period : 30th Mar 2015 to Till Date

Designation : Specialist

Location : Ahmedabad

Overview: Vodafone - Mpesa is an innovative mobile money digital wallet, which gives you the "power of money" on your mobile phone by offering its customers a digital wallet to store money, transfer money and make quick payments. As a part of FRS, I am responsible for Fraud control and AML process for M-Pesa Product.

Key responsibilities:

Core AML Activity:

-Responsible for Core AML activity – Name Screening, KYC QA (Know Your Customer) check, Watchlist Screening Process and Transaction Monitoring process.

-Responsible for identifying the benami customer through KYC process, freezing the same for further action.

-Screening the customers against Sanction and PEP list as per Watchlist Screening Process and to report the matched person to MLRO.

-Responsible for reviewing and monitoring transactions as per Transaction monitoring process.

-To report all the suspicious transactions to local MLRO for the further due diligence.

Fraud Activity:

-Reviewing of all the LEA Cases (Law Enforcement Act).

-Performing due diligence on complaints received from various Circle and Law enforcement agency for Fraud cases like Fraudulent deduction of the money from M-Pesa account, Fraudulent calls, Commission Fraud & Registration Fraud.

Reporting/Other Activity:

-Liaising with department heads for due diligence of cases.

-Preparation of first Level STR for all the AML suspicious transactions and LEA cases. Also doing both Key and structural validation for the same.

-Monthly Reporting of CTR and RTR to partner bank as per RBI regulation.

-Preparing and maintenance of Standard Operating Procedure documents of different processes.

-Publishing of Daily MI, Weekly MI, Monthly MI and Group reports for further reporting & Presenting to AML Managers and Compliance Department.

Organization : J P Morgan Services India Pvt. Ltd

Department : Trade Operations (Treasury &Security Services, Custody services)

Period : 21st Jan 2008 – 27th Mar 2015

Designation : Team Leader

Location : Mumbai

Overview: At Treasury and Securities services, we deal with different aspects of finance related to global security trading. My job at Treasury and securities involves giving service to our clients located across the globe, trading in different markets. We receive different types of security trading instructions sent electronically or via fax involving trades such as RvP, DvP, free trades with cash to be processed separately, cross border instruction, trades with FX to be booked etc.

Key responsibilities:

-Trade input/verification in line with client’s special/standing instructions

-Monitoring & reporting of UPT's (Unprocessable Trades)

-Processing amendment & cancellation instructions received from the clients.

-Repairing trade instruction sent via SWIFT and sending them to the agents as per the procedure and nuances

-Managing automated transactions receipt queues for 83 markets

-Effective processing of trades received via faxes from global clients well within currency cutoffs and authentication & control of manual instructions

-Responding to trade related queries raised by client services

-Also handling trades with FX conversion requirements.

Organization : ICICI Bank Pvt. Ltd (I-Process Pvt. Ltd)

Dept. : Risk Containment Unit (RCU) –Anti Money Laundering (AML)

Period : July 2007 – Jan 2008

Designation : Transaction Analyst (Team Member)

Location : Mumbai

Key responsibilities:

-Responsible for reviewing and monitoring transactions which were stopped as a result of automated tracking features within the financial system (Used by ICICI bank) based on KYC (Know Your Customer).

-Responsible for finding the source of funds and application of funds.

-Preparing STR (Suspicious Transaction Reports) for review of field Manager

-Formulating reports to be sent to AML Managers and Compliance Department (ICICI BANK).

Projects undertaken

Part of UAT team for new system build: Vodafone and JP Morgan

Vodafone:

- Responsible to check new system flow, raise defects, raise new requirement for AML Mozambique & India process.

JP Morgan:

- Was identified as SME to work with UAT team for 6 months to raise requirement and Check system flow considering the production point of view.

Automation project - Organization: Vodafone India Venture Limited

Initiated a project aiming at increasing the efficiency and the time saving by automation and reducing the manual intervention (Saving of 70%)

“Zero manual instruction and increased STP rate initiative” - Organization: JP Morgan

The project aims at achieving higher level of straight through processing rate in order to reduce manual intervention in trade processing. It aims at reducing manual trades sent by the client by convincing them to send trades electronically in required format which would directly STP in our systems thereby reducing time and effort.

Academia

Advance Diploma in Business Management in Jan 2011.

Graduated successfully in 2007, B.Com with 70.00 %.

Successfully completed HSC in 2004 with 63.00 %.

Successfully completed SSC in 2002 with 68.43 %.

Achievements

- Received SuperStar award and reward for contribution in Process at Vodafone.

- Received Global recognition reward for participation in UAT for new system development at JP Morgan.

- Gold medalist in college as highest marks in accounts and taxation

Shailesh Mordani

Declaration: I hereby declare that the information stated above is correct and complete to best of my knowledge.

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