Manager Analyst

Anna Stakhova

Preferable role: KYC Analyst / Due diligence Analyst / AML Assitant Manager

Year of Birth: 1995

Citizenship: Russian Federation

Moscow, Russia +7-903-*******

***********.****@*****.***

Work experience:

KYCS Client Analyst at LLC “HSBC Bank (RR)”

Feb 2018 – Present (11 months)

1.Interact with clients to collect and analyze documents and information for annual KYC updates (Onboarding/Remediation/Periodic Review/Trigger events).

2. Complete KYC cases in line with Russian AML legislation and Group HSBC AML policies (New Generation Tool system).

3. Responsible as KYC owner for collaborating with various units in Russia and globally, including relationship management teams and compliance to complete KYC renewal.

4. Review and evaluate ongoing adverse news related to clients (local requirements - WorldCheck screening; global requirements - RDC Screening).

5. Check PEP status of client representatives.

6. Escalation to AML unit in case of PEP’s presence, sanctions exposure, negative news etc.

7. Ownership structure disclosure up to 10-25% via Mint and open sources.

8. AML risk assessment.

9. Reflect case stage in internal system (Pandora) for reporting to Region.

10. Meet the deadlines.

Assistant in Corporate Finance Division at JSC “Mizuho Bank (Moscow)”

Sep 2017 – Jan 2018 (5 months)

1. New customer onboarding, annual KYC rolling review and identification of corporate customers and their representatives, third party beneficiaries and the beneficial owners according to AML/CFT regulation.

2. Verification and performing checks on official websites and official lists as per approved check lists in line with AML/CFT regulation (Screening in DowJones).

3. Work with various information sources to complete the questionnaires of legal entities -clients of the Bank.

4. Analysis of the ownership structure of the company to identify the beneficial owner of the company and its documentation.

5. Assistance to Department Head and staff in the implementation of other tasks.

Compliance Assitant at JSC “Mizuho Bank (Moscow)”

Jul 2017 – Aug 2017 (2 month)

archiving documents:

- sorting of the questionnaires and the returned letters regarding the individuals data renewal in the relevant client’s file;

- inventory of boxes with aforesaid docs.

Intern at Claim Processing Center at PJSC “Rosbank”

Jul 2016 – Sep 2016 (3 months)

- daily monitoring and processing of claims;

- analysis of the Bank's documentation for the presence or absence of the Bank's fault;

- preparation responses to customers in accordance with the regulatory documents of the Bank;

- keep the deadlines for the consideration of claims.

Education:

Russian Academy of National Economic and Public Administration

2013-2017

Bachelor of Economics

School of Design and Computer Graphics under Moscow State University of Design and Technology, Moscow

2014-2015

Photoartist (Extra professional education)

Key skills:

-knowledge of languages (Russian - native; English - upper-intermediate level)

-fast and accurate at completing tasks

-task planning and prioritization

-customer focus

-MS Office User

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