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Information Technology Auditor

Arlington, TX
December 22, 2018

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CONTACT ADDRESS: *** ***** ****** ***, *********, TEXAS. 76002 E-MAIL ADDRESS:

CONTACT PHONE NUMBER: +1-832-***-****


September 2018 – Till date PKF Consulting

IT Auditor/Compliance Specialist (Contract)

PKF Consulting provides IT information and cyber security services to its clients in Insurance, Banking, Telecommunications and health sectors of the economy. I worked as part of the team of six to provide and accomplish the following services and others as assigned by my partner as follow:

Managed engagements to scope, facilitate, and perform procedures to prepare clients for external financial audits and compliance with the Sarbanes-Oxley Act

(SOX) by overseeing the performance of risk analyses, documenting control gaps, developing action plans to address control gaps, and designing and executing test procedures based on the COBIT framework.

Managed multiple associates over the testing of IT General and Application controls in support of external financial audit engagements. Clients include those requiring compliance with SOX utilizing UNIX, AS/400, SAP, Oracle, JD Edwards, and PeopleSoft environments.

Managed SAS70 engagements by overseeing the identification of control objectives, the assessment of risk, planning, supervising, and executing control testing and documentation of IT General, Application, and Process controls.

Participated in SAP Transaction Code testing to perform security testing of segregation of duties to assist the client in improving their user management, authentication management, authorization management, access management, and provisioning capabilities.

Executed Computer Assisted Audit Techniques through the use of software tools such as Monarch Pro, Microsoft Access, and IDEA to analyze data.

Participated in the assimilation of security information for a large Data Privacy and Protection project to assess the processes and procedures for safeguarding the integrity of confidential, proprietary, restricted, and highly sensitive identifiable information.

Provided consulting for Sarbanes-Oxley compliance with respect to the development and testing of SOX 404 IT controls.

Performed internal/external IT risk assessments, conducted gap analysis against industry standards, and provided recommendations on mitigation options.

Performed consulting for business in establishing IT compliance solutions based on company policies and standards, industry best practices, industry standards, and regulatory requirements.

Defined and implemented IT operational practices and procedures and provided the practical background needed to successfully adopt the control environment that is required to comply with government regulations.

Responsibilities included assessment of information technology internal controls based upon the COBIT framework: IT general and application controls, information security, systems development, change management, business continuity, disaster recovery, computer operations, risk management, SAS 70 2

assessments and regulatory compliance.

June 2016 – September 2018 Citibank

IT Auditor

Assist in the development, and completion of a comprehensive risk based, internal audit plan, including IT SOX compliance testing.

Plan, scope and develop specific audit programs that conform to established Internal Audit Department policies, standards and procedures.

Engage in multiple audits and special projects simultaneously, most with dedicated teams responsible for execution.

Perform IT general controls and IT application controls, SOX testing using COSO and COBIT frameworks.

Ensure the quality of all internal audit work complies with Internal Audit Department Charter, established policies and procedures, and established professional standards.

Prepare and review reports of audit results with business unit management.

Work with managers of various business units to coordinate responses and review action plans, as necessary, to respond to deficiencies and/or recommendations noted from internal, external audits, regulatory examinations, as well as deficiencies self- identified by the business.

Develop a trusted partners relationship with business unit management by providing value-added services and proactive strategic advice to the business unit management beyond the effective and efficient execution of the audit plan.

Execute IT infrastructure testing – Operating System, Active Directory, Server and Databases.

Through continuous education, maintain and improve knowledge of corporate governance, risk management, internal controls, and internal audit processes.

Perform IT security testing, technology control processes, PCI DSS compliance,, SOC I, II and III, SSAE 18 and working knowledge of GDPR regulations.

Execute Information Security control testing of preventive, corrective, detective and compensating controls.

March 2014 – May 2016 Citibank

Staff IT Auditor

Performed ITGCs and IT application controls testing internally for the Enterprise.

Involved in the execution of audits at the firm's affiliate locations which included all phases of the audit (planning to follow-up).

Reported IT control deficiencies and provided recommendations to resolve deficiencies.

Participated in the assessment of the operating effectiveness of the SDLC, identifying risks and gaps in the implementations, communicating issues and recommendations to the parties involved.

Assisted in Operational and Compliance audit processes such as the documentation of policies / procedures and control narratives.

Involved in performing technical audits of IT infrastructure controls, including operating systems, databases, network devices, IT operations and disaster recovery. 3

November 2007 – February 2014 Oceanic Bank International, Nigeria Business Development Manager

Developed and implement strategies to ensure effective growth and development of the company’s share wallet of existing clients

Established and build new relationships with existing and potential producers that have prospective business that meets the companies underwriting criteria

Ensured maximum market penetration, growth and profitability through effective implementation of the company’s strategies

Assisted in the development of marketing plans and manage the marketing elements of the offers, including naming, positioning, marketing brief development and execution

Provided market intelligence on the preferences and behavioural patterns of the market

Co-ordinated any marketing campaigns to prospects

Proposed new product initiativies as well as options for convergence aimed at penetrating the target market

Provided leadership and guidelines to team members and manages subordinates performance towards the achievement of overall team objectives

Developed a viable market penetration and market share acquisition frameworks for the company’s target market

Rendered periodic review and update reports of the demographic performances to the Executive Director


2003 – 2007 Ambrose Alli University, Ekpoma, Edo State

Bsc, Business Administration

1996 – 2001 The Polytechnic, Ibadan, Oyo State Nigeria.

Higher National Diploma (Accountancy)


Certified Information System Auditor (CISA) In-view December, 2018


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