SUMMARY:
Ramona Jean Taylor
Splendora, Texas ***72
Phone: 713-***-****
email: ************@*****.***
Extensive knowledge with Securities and Exchange Commission (SEC) rules and regulations, transactional documents, SEC reporting and compliance.
EXPERIENCE:
Donnelley Financial Solutions LLC (Bowne Merger) October 1997 to Present
SEC Compliance and Reporting Specialist
Responsibilities:
• Extensive knowledge of Code of Federal Regulation
• Liaison with Securities and Exchange Commission (SEC) regarding compliance, legal issues, correspondences, etc;
• Strong knowledge of SEC rules and regulations, including upcoming mandates (exhibit hyperlinks);
• Prepare and file Section 16, Forms 3, 4 and 5.
• Extensive knowledge of all SEC form types, timelines and requirements for each form;
• Submit numerous filings and requests via SEC online database and electronic transmission;
Extensive online research for specific languages to complete drafts of documents relating to changes in company status and transactions such as, mergers, acquisitions purchases and divestitures;
• Compilation and tracking various documents from participating sections and departments;
• Proficient in assisting with document drafting, editing and proofreading;
• Assist in drafting documents, utilizing templates and finalizing documents with appropriate variables;
• Assist in preparation of documents relating to the formation, maintenance and dissolution of entities;
• Regularly proof and edit for accuracy the final compilation of all documents required within any submission including form types fee table calculations, dates, signatures, exhibit indices, incorporations by reference, auditor reports, and consents; and
• Draft correspondence to SEC for inquiries, transmittal requests and response letters.
Education:
Center for Advanced Legal Studies – AAS degree 2010
Principles of Accounting (for XBRL purposes)
Skills:
Advanced proficiency in Word, Excel, PowerPoint, Access, Acrobat Adobe, WordPerfect
70 wpm; 10-key; data entry