Equity Trader, Trade Settlement Operations Manager

Shawn P Banach

** ********* **

Delmar, NY *****

518-***-****

***********@*****.***

OBJECTIVE

To obtain a position in the financial industry utilizing my extensive experience, communication and team/relationship building skills.

WORK EXPERIENCE

C.L.King & Associates, Albany, NY

Sr. VP- Sales Trader

06/1996 - 10/2017

-Worked with hedge and mutual funds of varying size to determine and execute strategies for trading equity orders

-Providing clients with trading ideas, commentary, and market analysis

-Distributing research analysis and reports to clients via emai & phone

-Routinely generated $1M annually as institutional equity sales trader

-Comprehensive understanding of industry rules and regulations Key Trust Company, Albany, NY

Trust Officer-SMAC Manager

09/1986 - 12/1995

-Ensured proper financial settlement of all equity, fixed income, repo, and treasury trades.

-Improved settlement and settlement related processes as volumes increased over 100%

-Decreased error processing rates as production increased

-Managed a staff of seven personnel

EDUCATION

Siena College Loudonville, NY

BBA in Accounting

1982 - 1986

SKILLS

-Bloomberg

-Microsoft Office Suite

-Financial Industry Regulatory Authority(FINRA) Series 7

-FINRA Series 55

-FINRA Series 63

-OASYS

VOLUNTEER

Train To End Stroke(TTES)

- participant, mentor and coach

- encouraged, trained, and coached participants to run marathons while raising funds for stroke prevention.

- provided guidance and fundraising ideas to participants. Town of Bethlehem Sports Clubs

-Coach and Assistant Coach for various coed/female/male teams in baseball, basketball, hockey & soccer.

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