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NICHOLAS FLAMINI 908-***-**** ac6b56@r.postjobfree.com linkedin.com/in/nicholasflamini

FINANCIAL MANAGER

Investment Analyst Operations Specialist Corporate Finance Offering 10+ years spearheading cross-functional projects, deep analysis, clear reporting to stakeholders/clients, and proactive collaboration to deliver results on behalf of industry leaders JP Morgan Chase, PineBridge Investments, SS&C Technologies, and Credit Agricole CIB. Seasoned in strategic process development, technology implementation, efficiency increase, and VIP client onboarding within the financial sector. Leverages advanced statistical analysis, modeling, accurate forecasting, and proficient due diligence to explain complex corporate finance functions, transactions, theories, and trends to a diverse range of clients and corporate leadership. Passionate in empowering clients to make data-driven decisions and achieve their goals financially and operationally.

Operational Efficiency & Technology Expertise: Successfully transitioned 30 funds managed in the United Kingdom from paper confirmations to a digital platform (GTSS), which allowed for automated trade matching and SWIFT payments.

Business Process Enhancement: Prioritize operational needs and identify critical areas for improvement – maintained zero client-level service agreement breaches in 3 years.

Delivers Key Information to Clients across Platforms: Earned quarterly recognition award for excellent client level service and communication in March of 2016.

Innovation: Initiated various technologies to incorporate backups, redundancies, systems connectivity, and financial controls.

“Nicholas was a pleasure to work with. He always was accurate and diligent with all the services that he provided... with one of the best if not THE best turnaround time available.” ~ Miroslav Sikorjak, Investment Banking Professional, UBS PROFESSIONAL EXPERIENCE

INVESTMENT OPERATIONS DERIVATIVES ASSOCIATE MANAGER SS&C Technologies, Inc., New York, NY and Los Angeles, CA 2015-Present Managed trade support and settlements process, leading FX, Options, and Credit Default Swaps processes. Delivered processing oversight to clients throughout the trade lifecycle, including settlements, collateral management, wire processing, and reconciliations. Built and maintained client rapport, as well as relationships with brokers and custodians.

Client Relationship Management: Served as main point of contact and subject matter expert on client reporting requests; ad-hoc and planned.

Process Optimization: Effectively documented operational processes and improved controls within the OTC client service team.

Operations Transformation: Evaluated manual processes for wire processing for largest client, transitioning to automated SWIFT authorization and processing.

Significant Financial Purview: Supported $1.15B+ loan and PE firm as part of the Los Angeles office expansion.

Enhanced Client On-boarding: Diligently worked to on-board new clients, increasing total client pool by 300%. INVESTMENT OPERATIONS PERFORMANCE & CLIENT REPORTING SENIOR ASSOCIATE PineBridge Investments, New York, NY 2013-2015

Oversaw all aspects of portfolio management and validation, maintaining all account activities, performance attributions, and client reporting. Collaborated with portfolio managers, product specialists, and clients to ensure investment strategies and changing market dynamics were effectively explained. Produced equity and bond UCITS fact sheets to be posted on the website. Managed $1B+ investor portfolio with specialized reporting requirements.

Improved Reporting: Streamlined fund returns and information transfer process for the reporting system, Coric.

Optimized Information Exchange: Standardized reports based on portfolio type, emerging markets, investment grade, and scalability of project; ensured company growth capabilities across all departments. Continued...

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NICHOLAS FLAMINI 908-***-**** ac6b56@r.postjobfree.com linkedin.com/in/nicholasflamini INTERNATIONAL CORPORATE COVERAGE MIDDLE OFFICE ASSOCIATE Credit Agricole Corporate & Investment Bank, New York, NY 2010-2013 Supported the loan lifecycles of all lines of credit, covering sectors including investment banks, asset managers, insurance, trade finance, export finance, healthcare, and more. Liaised on loan specifics, amendments, cancellations, rollovers, and extensions. Conducted regular analysis of financial statements and covenant ratios for all borrowers, managing the fees incurred for each type of transaction.

Diverse Experience: Worked with a variety of loan types, including revolvers, term loans, par loans, and letters of credit; identified best methods of handling transactions in each loan type to benefit clientele.

Communications: Improved collaboration and synergy across internal departments, including central credit analysis, counterparty risk analysis, and loan operations.

Improved Internal Processes: Spearheaded transition of department to new internal systems, including transition to electronic document storage; reducing missing document and information by 25%.

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Additional excellent experience includes INTERNATIONAL SECURITIES LENDING TRADE SUPPORT ASSOCIATE for JP Morgan Chase & Company, managing total book of business of $3B+ across 25 diverse markets. Full details available upon request. EDUCATION & PROFESSIONAL DEVELOPMENT

Master of Business Administration

Smeal College of Business, Penn State University

Advanced Coursework Includes: Markets, Industry Analysis, & Business Strategy, Financial Modeling, Financial Management (Capital Investment Projects/Assets), Corporate Governance, Corporate Information Strategy.

Capstone Project: Interactive business simulation focused on finance, operational, and technology decisions. o Earned 2nd out of 6 teams, receiving 96% on the final marks. Bachelor of Business Administration ~ Finance (Economics and Psychology Minors) Isenberg School of Management, University of Massachusetts Study Abroad Program ~ International Finance, Psychology, and Australian Studies University of Wollongong, Australia

Professional Development:

People Management – Situational Leadership – Time Management – Advanced Excel AWARDS & RECOGNITION

Quarterly Client Recognition Award – SS&C

PROFESSIONAL MEMBERSHIPS

Penn State Alumni Association

Penn State Los Angeles Chapter

UMASS Alumni Association

UMASS Alumni Finance Association

TECHNOLOGY EXPERTISE

Black Mountain Everest FX Connect DTCC Barclays Point Bloomberg Advent Geneva Microsoft Offices Suite My State Street DMLT Hedgeserv Coric Crowne Peak Equilend Pirum Loanet ACBS SWIFT