JEFFREY M. GLICK, CPA
FINRA-Series 65: Registered Investment Advisor Representative 2013-present (CRD: 6121419)
National Futures Association-Series 3: Associated Person 2014-present (NFA ID: 0469435)
START U UP, Darien CT February 2011 to Present
Specialty Consultant providing CFO/COO services on an out-sourced basis to the Financial Services Industry.
Tuatara Capital (NYC) - (PE) $100 mil AUM - 2015-2018 Cannabis Industry Focus
GRK Partners (Greenwich, CT) (HF) $65 mil AUM Long/Short Fixed Income-structured products. 2011-2016
Mill Road Capital (Greenwich, CT) (PE/HF) $800 mil AUM 2014-2016 –Hybrid Fund
Schultze Asset Management (Rye Brook, NY) (HF)$150 Mil AUM- Distress debt/Special Situations 2016-current)
Hampstead Park Capital (Greenwich, CT) (PE) launching phase- General Industry (2018)
True Green Capital (Westport, CT) $250 mil AUM- Renewable Energy (2014-2015)
GCT Anchor Fund (Greenwich, CT) Launch Phase – Renewable Energy (2016-2017)
Littoral Power Systems (Fall River Ma) Hydro Power Technology Developer (2015-current)
SAGARD CAPITAL, Greenwich, CT June 2008 to February 2011
Sagard was founded by Power Corporation of Canada. The Fund invests in both private and public equity markets, (small/midcap) in all verticals in North America.
Chief Financial Officer
Oversee functional areas of finance, administration (IT/HR), internal and regulatory compliance, tax and operations. Established financial policies and procedures, internal controls and reporting systems. Manage outside fund administration and liaison with investors.
Duties also include support and administration of investment process. This includes:
Selection/Manage Prime Broker
Investment Research Coordination
Manage Expert Network Vendors
Investment Due Diligence
Transaction Closing Administration
Investment Pipeline Management
ALMAZ USA, Greenwich, CT (Sales $2 billion) December 1992 to June 2008
Principal business activities include trading and marketing/distribution of precious metals mined and refined in Russia. Almaz’s trading partners consisted of international money center banks, traders, refiners, regulated futures markets and private investors. Annual turnover reached approximately $2 Billion.
Oversaw the functional areas of finance, administration, tax and operations. Established financial and credit policies, procedures, controls and reporting systems.
Guided transition from a joint stock company to a wholly owned subsidiary. Structured stock redemption agreements.
Established and maintained banking and borrowing relationships.
Retained auditors and legal and tax counsel.
Spearheaded the development of a proprietary software system linking operations (inventory), risk management and accounting. This system was later successfully marketed and sold to other trading companies.
Implemented a cyber security and disaster recovery program.
Established Anti-Money Laundering Procedures as per Patriot Act.
Established and managed off-shore trading company.
PHIBRO ENERGY, Westport, CT October 1986 to December 1992
Phibro Energy, currently a division of Occidental Petroleum, whose core activities included trading energy related commodities and refining and distributing petroleum products.
Manager, Joint Venture Analysis (9/90-11/92)
Responsible for Due Diligence and Post Acquisition Integration for energy related joint venture investments, as well as preparation of monthly status reports on the investments.
Investments and Due Diligence Included:
White Nights: Siberian Oil Fields
NNPC: Nigerian National Petroleum Company
Crude Oil Trucking Company
Wholesale Rack Marketing Terminals
Oil Refineries and Pipelines
Gas Stations and Convenience Stores
Manager, Earnings Forecast (10/86-9/90)
Developed, executed and managed a tracking system utilized by traders in accurately hedging oil refinery production and inventory. Generating daily updates, the system forecasted monthly earnings for its 110,000 barrel per-day refining and distribution network.
MERRILL LYNCH, Stamford, CT September 1985 to October 1986
Planned and conducted compliance audits for residential and commercial realty brokerage, corporate relocation and mortgage underwriting. Played a key role in assimilating new acquisitions. Recipient of President's, Commitment to Excellence Award.
STATE UNIVERSITY OF NEW YORK AT BINGHAMTON
Bachelor of Science, Accounting
American Institute of Certified Public Accountants
Association for Corporate Growth-CT: Lower/Middle Market PE
CT Hedge Fund Association