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Equity Trader/ Head of Operations

Brewster, New York, 10509, United States
100K +
May 30, 2018

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Stephen Viebrock

** ******** **** **** – Brewster, NY 10509


Solaris Asset Management, New York, NY June 2006 to Current

Head Trader

Collaborated with research analysts and fellow traders to determine potential strategies that improved stock selection to achieve best execution.

Prepare reports for clients and executive committees on commissions paid to brokers that included client directed and soft dollar commission recapture programs.

Integral part of team that tested and implemented trading systems.

Train and supervised back office personnel to ensure timely trade settlements.

Consistently rank in top quartile in execution.

Developed and maintain relationship with sales traders and research sales teams.

Facilitate information flow from the street to portfolio managers.

Trade off any relative news items that may affect stock.

ValueLine, Inc. New York. NY 1999 to 2006

Equity Trader

Executed equity and convertible bond orders for $6 billion firm

Communicated street information to multiple portfolio managers

Entered all orders at the end of each day

Maintained institutional trading relationships

Head Portfolio Administrator 1995-1999

Reconciled trades for Mutual Funds and individual clients.

Communicated between brokers and trading desk to fix all trade breaks

Train and supervise all new back office employees.


Pace University – Lubin School of Business

MS, Finance 1998-2002

Mercy College

BS, Marketing 1990-1994

Licenses held: Series 7, 55, and 63

Computer skills: Proficient with Excel, Factset, Neovest, Fidessa, Bloomberg, Omgeo, Alert, Performer, Indata, and Sungard

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