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Management Office

Thanjavur, Tamil Nadu, India
May 24, 2018

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Naveen Ahamed Munaver Sultan

Contact No: +91-965*******


Executive Compliance Analyst & Risk Management

Seeking a challenging opportunity in industry for personal and professional growth.


A diligent professional with 6+ years of experience in India and Dubai by doing following job such as office management, system admin activities, logistics, client management, Risk management & accounting customer relationship and compliance management.

Skilled in complete life cycle of import and export shipping operational, record keeping, warehouse management, shipping and logistics and system administration.

Motivated and goal driven team leader with strong work ethics, continuously striving for improvement coupled with excellent Administrative aptitude and the commitment to offer quality work

Deft in matters pertaining to compliance, procedure, approval, representation of clients and providing opinion on management, legal, secretarial, MIS and controls. Developing, implementing, and monitoring risk-based compliance management programs.

Deploy rules and scenarios for the proper investigation of AML/CFT risks

Excellent cross-functional strengths with the ability to display high performance levels across core areas with strong interpersonal skills

Credible in managing audits; evaluating internal control systems and recommending necessary suggestions to improve internal controls.


Supply Chain Management ~ Compliance & Reporting ~ Corporate Relationship Management~ Administration ~ Technical Resolutions ~ Inventory Management ~ Contract Handling ~ Team Management ~ Leadership Acumen ~

D-Note Generation


Express Point Documents Clearing Services L.L.C (Feb 2017 - Dec 2017)

Assistant Admin cum Compliance analyst

Assisting the team in the Documentation of clearing for Family visa & partner Visa.

Knowledge of Tahseel works Emiratisation Labour Works.

Knowledge in Amer Services.

Completed Currency Transaction Reports (CTR) on high volume currency transactions on customers associated with the bank and its departments

Performed the required KYC screening on new clients by documenting and corroborating the information obtained on the client as required by the global KYC procedures utilizing a variety of independent research sources (i.e. Lexus Nexus, World Check, Internal Databases, etc)

Investigated and reported Suspicious Activity Reports ("SAR") on suspicious activity and fraud cases associated with the bank

Proficient in Microsoft Office 2013, Excel

Knowledgeable in AML, KYC Due Diligence, SAR, BCP and BSA financial rules and regulations

Excellent time management skills and the ability to manage competing priorities while meeting deadlines

Preparation of daily accounts and reports.

Al Fahad Forex, Dubai (May 2016 - Dec 2016)

Compliance and Risk Management

Conducting detailed risk assessments by analysing documents, statistics, reports and market trends.

Worked with other team members to update policies and procedures.

Worked with management, as well as the safety inspector to ensure a program was in place to identify and correct major risk areas.

Provided suggestions on the procedures and systems being reviewed, reported on the recommendations and findings.

Collaborated and lead a team in the design, implementation and management of an AML Program in all areas of compliance requirements for our Agent Network, including company policy, and federal and state regulations.

Implemented an effective AML training program for all products including wire transfers, money orders, check cashing, and bill pay.

Analysing complex data from various sources.

Lulu International Exchange, Cochin (Feb 2015 - Mar 2016)

Executive Compliance

Collaborated with other departments (e.g., Risk Management, Internal Audit, Employee Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Consulted with the corporate attorney as needed to resolve difficult legal compliance issue.

Meticulously installed, configured and upgraded operating systems and software using standard business and administrative packages.

Held credential of working in an ever changing technical team environment.

Assigned passwords and monitored use of resources backed up files as required and responded to management requests for information.

Prepared Risk Reports for each country in weekly basis.

Handled Quires/ Inquiries from Central Banks / Police/ Authorities.

Done Logs and Prepares Critical Incident Report

Performed Other Investigation Reports

a) AML Pending to Post Transaction

b) AML Pending for Authorization

C) Logs Technical issue and Business issues founds in iDETECT.

To Read, interpret, understood and complied with legal and regulatory frameworks;

Deploy rules and scenarios for the proper investigation of AML/CFT risks;

To guided and train the CO/MLRO on matters related to the AML system.

Had Ability to resolve any issues, bugs, or errors that are present in the AML System in a timely manner;

Had Ability to deliver effective training on Financial Group Compliance Policies and Procedure;

Had Ability to effectively influence a compliance and risk management culture within the country organization.

Elfab Company, Dubai (Feb 2012- Jan 2015)

Executive Admin Cum Admin Officer

Been responsible for overall Company Secretarial and listing compliance functions including legal, statutory compliance's & general function concerning all business activities.

Had Ability to perform auditing procedures and implementation effectively.

Devised effective strategies to respond to customer issues in a timely manner while maintaining tight service levels.

Done Processing Purchase Orders and bills.

Done Verifying and processing Non-PO bills.

Performed Procurement and asset management.

Been expertise in office management and administration.

Handling utility payment process.

Managed regular verification of Vendor account details.

Assisted Private Client Groups and the Foreign Exchange Desk with processing consumer international wires for Regulation E compliance

Responsible for logging in the Reg E consumer wires and ensuring proper backup documentation has been saved for audit purposes, as well as communicate with PCGs and FX Desk on wire issues

Made sure documentation are in order for Regulator reviews and audit identified issues

Performed reviews for compliance on functions related to OFAC and 314(a), and manage specialized reporting, management reporting, and SAR metric reporting

Reviewed system generated reports of transactions and investigation of account activity for potentially suspicious activity from inception to completion.

Monitored and identified suspicious activity on banking customers, drafted narratives of findings and suspicious activity reports (SAR)

Nissan Groups of Company Pvt. Ltd., Chennai (June 2011- Jan 2012)

System Team Lead (D-Note Generation)

Established and maintained an organizational climate that encouraged the development, retention, and a high level of morale among personnel.

Adroitly handled customer relations, planning and executing the operations to ensure quality service, managing guest requests and displaying cordial attitude towards clients for referral & repeat business to enhance profitability and business volumes.

Handled overall activities of Supply Chain Management.

Received imported material from Thailand, Japan, China and Spain.

And also we prioritized the procurement of Renault Nissan.

Been Accountable for managing and maintaining the office inventory including stationery and other office requirements in to order to facilitate smooth operation.

Filing and managing the data that is stored within the organization's office system.

Personal assistance act as a first hand to the office manager so they must ensure that all contacts from third party individuals are processed through them.

Assisted in processing transactions, collecting information, fee processing, preparing reports, opening and closing accounts, security filings, and audit confirmations

Managed routine general administrative activities including, book keeping, calendar management, preparing presentations, arranging for meetings and supervising the safety standards.

Competently managed occupational health record keeping, health and safety records along with handling petty cash register and various files & records.

Been accountable for preparing annual estimates for expenditure along with managing and maintaining budgets and inventory controls which is required for formulating proposals to management.


Graduated in COMPUTER APPLICATION-(BCA) in 2011 in Jamal Mohamed College – Bharathidhasan University, Trichy, and Tamil Nadu, India 2011.


Obtained “Best Service Award” From “Youth Red Cross, in Jamal Mohamed College.

Best Employee Award from Express Point Business Centre in Dubai.

Got Promoted Admin Executive to Senior Admin Officer at Elfab dubai


Flats Management by Visual Basic with MS Access.



Date of Birth: 07th April 1990

Nationality: Indian; Religious : Islam; Passport No.: J9855610;

Marital Status: Single; Languages known: English, Tamil and Hindi.

Address: Thanjavur ;

Contact this candidate