Financial Accounting

Adis Hayrapetyan

*** *. ****** **, *******, CA **506 818-***-**** ***********.****@*****.***

Experience

U.S. BANCORP FUND SERVICES, LLC. FEB 2012 - NOV 2017

MUTUAL FUND ADMIN & COMPLIANCE – OFFICER JUN 2015 – NOV 2017

MUTUAL FUND ADMIN & COMPLIANCE – ADMININSTRATOR FEB 2012 – JUN 2015

Compliance:

Assist the CEO, CFO, and CCO in the oversight and monitoring of Funds under Trust for Advised Portfolios (MST-TAP), to ensure compliance with the U.S. Securities and Exchange Commission (SEC), and GAAP regulatory authority principles.

Collaborate with Advisors to establish guidelines on soft dollar and 12b-1 issues.

Coordinate and complete SEC/FINRA filings and maintain administrative records (Annual, Semi-Annual Reports, N1-A, N-Q, N-SAR, N-CSR, 24f-2, NP-X, 15-C, 497, 40-170G).

Implement and prepare compliance surveillance/procedures, including trade allocations and limitations stablished by the Securities Act of 1933, Investment Company, and Advisers Act of 1940 guidelines and various regulations as applicable.

Participation in Funds’ setup/closure, including review of guideline specifications, accuracy of process and compliance.

Undertake special compliance/Fund related ad-hoc projects.

Finance & Accounting:

Calculate cash projections for fund’s capacity, investor capital/dividends distribution of the portfolios.

Calculate Funds’ NAV, and performance (monthly, quarterly, semi/annually) for portfolios consisted of Alternatives, Equities, Fixed Income, and Derivatives.

Collaborate with Fund Accounting and TA teams to resolve month-end trade and settlement issues.

Oversee and reconcile trading reports and custody statements generated be Fund Accounting and Custody teams.

Prepare and supervise Funds’ Financial Statements/Notes in accordance to GAAP regulatory authority principals.

Operations:

Act as the Funds’ primary liaison for cross-communication of critical information between firm’s departments including recognition of operational issues via investment guideline interpretation, and collaboration with Portfolio Managers (“PMs”), Controllers, Legal, Accounting, Quality Assurance (“Q&A”), and Relationship Managers (“RMs”).

Assist and supervise the annual independent audits including: discovery, research, and resolution of transactional/pricing issues within the internal/external channels.

Prepare and oversee the statements and regulatory documents for the assigned Funds including quarterly Board Books for Director’s Meetings.

Recognize issues/concerns via investment guideline interpretation and cooperate with the AIS group, PMs, Investment controls, Legal, accounting & QA to establish the proper course of action.

BANK OF AMERICA NOV 2005 – FEB 2012 (LAID-OFF)

COMMERCIAL CR. SR. ANALYST FEB 2011 – FEB 2012

Assessment of moderately complex financial activities (involving the implementation of strategic plans, profitability analysis, forecasting and financial reporting).

Evaluate/Study Institution’s financial position in connection with the estimated borrowing needs.

Prepare an in-depth financial analysis of the entity including the credit risk, calculation of financial ratios, analysis of other financial data, and an assessment of financial results and trends.

Present my final decision of client’s credit worthiness and operational performance to Bank of America’s board for an extension/a rejection of its credit facility for funding (board of approval committee included: risk, quality control and compliance executives).

Underwriting of warehouse line of credit applications for banks, saving/loan associations and credit unions, mortgage lenders/originators (2.5M-plus in size) by assessing their financial strengths/weaknesses against the objective performance measures.

Experience (continued)

PERSONAL BANKER JUN 2009 – FEB 2011

SR. TELLER APRL 2007 – JUN 2009

CUSTOMER ASSISTANCE NOV 2005 – APRL 2007

Assess and establish financial products based on credit/financial need to customers/businesses (Corporations, LLC, LLP, Partnerships, Living Trust, Coogan trust, and …).

Demonstrate ability to build close relationships with teammates, business partners.

Maintain internal operational and financial controls to ensure observability for all business channels and in compliance with industry regulations.

Present superior leadership skills with knowledge of financial services industry, products and solutions.

Recognized (by Sr. Management) for critical thinking and problem-solving skills.

Resolve, researched and adjusted inquiries within the bank's procedures/polices.

Utilization of analytical skills to manage more complex cases within the department thorough research & investigation.

Education

MASTER OF BUSINESS ADMINISTRATION (“MBA”) AUGUST 2016 PEPPERDINE UNIVERSITY

Emphasis: Finance

BACHELOR OF SCIENCE (“BS”) MAY 2009 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE (CSUN)

Emphasis: Emphasis: Finance

Skills & Abilities

SYSTEMS/PORTFOLIOS UNDERSTANDING & SKILLS

Competency to deliver needed results to organizations’ committees/C-level managers.

Critical thinker and acting liaison with the ability to communicate diverse topics precisely and effectively in demanding environments.

Problem solver with adaptability to handle complex situations quickly and establish a favorable outcome with various departments (PMs, Accounting, Controllers, Q&A, Legal, Risk, Credit, and RMs).

Diverse Knowledge of analyzing portfolios with exposures to: domestic, foreign, and emerging markets.

(ETFs, Stocks, Corp & Municipal Bonds, bank loans, MBS, CLOs, CDOs, options, swaptions, swaps, and futures contracts).

Able to assimilate and integrate large data/technical details with policy concepts to draw comprehensive and strategic macro-level conclusions.

Experience utilizing systems such as: Bloomberg, Morningstar, LIPPER, Charles River, Eagle Star, AIS, Unity, LEXISNEXIS, Code Blocks, Coin, Theses, Marline, Image view …

Familiarity with GAAP requirements and varies financial reporting metrics (month end, trade settlements, reconciliations, true-up entries, expense caps).

Devoted team player, bright, adaptable, thinker, strong communicator, detail oriented, and problem solver.

PROFICIENCY

Microsoft Office Products (Excel, Word, PowerPoint …)

Pursuit of CFA designation (Level I exam schedule: June 23, 2018)

CIS Programing certification (C++, VBA, JAVA anticipated completion: 2018)

LANGUAGES

Armenian: Spoken, Written and Read

Farsi: Spoken, Written and Read

AFFILIATIONS

Court Appointed Special Advocate (“CASA”) of Los Angeles.

Junior Achievement

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