GEORGE C. MULFORD

Stoughton, MA ***** ac4knd@r.postjobfree.com 781-***-****

SUMMARY OF QUALIFICATIONS

Advise senior stakeholders in the development and enhancement of functional requirements for new and existing department processes and procedures while managing change control functions.

Seasoned compliance and risk analyst; first-rate interpreter and auditor of operational policies with audit, compliance, risk, sox and regulatory industry experience.

PROFESSIONAL EXPERIENCE

UNITED NATURAL FOODS INC – PROVIDENCE, RI Aug’17 - Dec’17

Senior Internal Auditor - Corporate Finance (Consultant)

Determine internal audit scope and assist with developing annual Operational Audit and Sox plans.

Obtain, analyze and evaluate accounting documentation, previous reports, data and flowcharts.

Prepare and review Audit reports to ensure they follow the UNFI quality assurance standards.

JOHNSON & JOHNSON – DEPUY SYNTHES, RAYNHAM, MA 2015 - 2017

Audit Analyst – Corporate Finance

Participate in supply chain planning phase through completion of audit.

Resolve finance disputes and discrepancies with the Audit Manager and Corporate Finance Manager.

Managed the external vendor to ensure all data and reporting were compliant with finance policies.

COMPLIANCE AND RISK CONSULTANT, BOSTON, MA 2013 - 2015

Santander Bank – Worked with management in the development of risk identification and assessment of processes which included the risk rating of key performance indicators.

Citizens Financial Group – Assisted with the administration of the Model Validation Group governance structure which included preparing committee agendas.

TD Bank – Performed analysis pertaining to the current state of Basel gaps and assisted with developing future state gaps.

STATE STREET CORPORATION, BOSTON, MA 2008 - 2013

Assistant Vice President/Project Manager – Enterprise Risk Management Division

Reported on all risk activities related to the Basel program including weekly heat maps, analytics, dashboard status reports and project plans from creation to completion.

Enforced the Enterprise Risk Management’s (ERM) governance, risk and compliance (GRC) process while mitigating concerns among stakeholders and steering parties towards resolution.

Monitored and reported the resolution of all regulatory findings including all Federal Reserve Bank of Boston (FRBB) including all Matters Requiring Attention findings to Senior Management.

AFFILIATED COMPUTER SERVICES INC, BOSTON, MA 2004 - 2008

Assistant Vice President/Regulatory Reporting

Developed and maintained division’s audit and compliance policies and procedures working with Chief Executive Officer and Chief Operations Officer.

Prepared and facilitated the Unclaimed Property audit training program.

Supervised a team of twelve internal auditors and reviewed and enforced the division’s Corporate Audit guidelines and charter.

EDUCATION

Massasoit Community College, Brockton, MA – Associate Degree in Science

SEMINARS/WORKSHOPS/MEMBER AFFILIATIONS

Data Mining Techniques, SharePoint Repository, Advanced Excel Metric Reporting, Lean Reporting

Member of the Institute of Internal Auditors

TECHNICAL SKILLS

Software: Exceptionally versed in Microsoft Office and Microsoft SharePoint

Operating Systems: IBM AS400 System, Management Information System, Microsoft Access, Governance Risk Compliance System

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