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IT Auditor

Bellevue, Washington, United States
November 29, 2017

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Cell: +1-425-***-****; Email:

Seeking suitable placement by utilizing experience to ensure consistent professional and personal growth; adept in

ERP Audit BP & ITGC Review Finance and Accounts Transfer Pricing Project Management Reporting Team Management

Profile Summary

Chartered Accountant with career spanning 10 years and expertise in handling all stages of audits entailing planning, evaluation and testing of controls, follow-up and reporting.

Exposure in conducting Business Process (BP) Reviews and IT General Controls (ITGC) Reviews as part of statutory audit.

Review of internal control system using COSO framework.

Limited exposure in Third Party Assurance Standards like SSAE16 including Agreed Upon Procedures (AUP).

Exposure in Finance and Accounts.

International Taxation-Transfer Pricing - Providing Transfer pricing audit support which includes handling of TPO queries.

Adept in guiding junior team members in understanding & performing controls testing as per guidelines and methodologies and reviewing work prior to client delivery.

An efficient Manager with the ability to handle multiple assignments with quality deliverables and meeting timelines.

An articulate communicator with good interpersonal, problem solving, mentoring and leadership capabilities to attain organizational objectives.

Professional Experience

Manager, Pricewaterhouse, India (Manager – April 2016 to January 2017; Assistant Manager - July 2010 to March 2016)

Company Profile: Second largest multinational professional services firm in the world and one of the Big Four auditors, offering Assurance, Tax Advisory, Consulting, Data & Analytics and Advisory services.

Key Profile: Worked in the Systems & Process Assurance (SPA) Business Unit.

Planning and scoping of the relevant IT platforms and applications, mapping it to business processes and financial statement line items and finalization of the audit strategy.

Performing risk based analysis of business processes such as Purchase & Payables, Revenue & Receivables, Inventory, Payroll, Fixed Assets and General Ledger for the client.

Review of internal control systems and control mapping for the business processes as per SOX audit.

Review of automated controls in ERP (Oracle and Navision) and home-grown systems per SOX audit.

Information Technology General Control’s (ITGC) audit – Understanding and evaluation of the IT environment using the COSO framework. Evaluation and testing of the IT controls under the four domains: Program Development, Program Change Management, Computer Operations and Access Management.

Manual JV analysis and Report Testing.

Review of SOD (Segregation of duties across process and ITGC) conflicts and remediation thereof.

Finalization and Review of Design deficiency of controls, Failure of operating effectiveness of controls and Remediation thereof at both process and ITGC levels.

Handling project planning & economics and ensuring successful project execution/delivery.

Managing resources across projects (planning, recruitment, allocation and mentoring).

Conducting trainings for Oracle ERP, Business Process and ITGC across locations.

Assistant Manager Finance, Graphite India Limited, India (June 2006 – March 2009)

Company Profile: Graphite India was the pioneer in Carbon and Graphite products in India. Starting with Electrodes, the core product of the company, it gradually entered into the coveted arena of Specialty carbon and graphite applications. It then added the Heat Exchanger Equipment and Glass Reinforced Pipes (GRP) in the product portfolio. Today, it has a strong global presence and is among the top few companies with respect to capacity, customer bondage and an impeccable service record.

Key Profile: Worked in the Accounts and Finance unit.

Preparation & Finalization of Financial Statements including Consolidation of overseas subsidiaries.

Application of Accounting Standards & Company Law including Schedule VI requirements.

International Taxation-Transfer Pricing

Internal control reviews for the Company including preparation of the Internal Control Manual & Active participation in its execution.

Assistant Audit Manager, A. F. Ferguson & Co, India (Associate firm of Deloitte Haskins & Sells)

(January 2005 - February 2006)

Company Profile: Among the top multinational professional services firm in the world offering Audit, Taxation, Consulting, Actuarial, Advisory and Legal services.


Key Profile: Worked as the statutory auditor for the clients of the firm.

Working for challenging clients and acquiring knowledge of their standard operating procedures.

Handling independent audit assignments.

Working in teams under pressure and meeting stringent deadlines.

Coordinating all aspects of audits with senior client management and communicating audit issues to them.

Making of audit plans, reviewing the audit plans as per schedule, analyzing non-compliances and preparing audit reports.


Chartered Accountant, The Institute of Chartered Accountants of India (Nov 2004)

B. Com(Hons), Delhi University, Shri Ram College of Commerce (2000)

Indian school Certificate (ISC), De Nobili School, Dhanbad (1997)

Indian Certificate of Secondary Education (ICSE), Carmel School, Digwadih (1995)

Personal Particulars

Date of Birth: 30th October 1978

Languages: English, Hindi and Bengali

IT Skills: MS Office (Word, Excel, PowerPoint), Audit related exposure in ERPs - Oracle R12, Dynamics Navision and SAP R/3

Hobby: Playing Chess and Painting

Address: 16180 SE EASTGATE WAY APT H205, BELLEVUE, WA 98008

Nationality: Indian

Contact this candidate