Dale A. Hotz, CPA

*** ***** ***** ****, ******* Ferry, West Virginia 25425 304-***-**** ac2cbm@r.postjobfree.com SUMMARY

30+ year financial audit, internal audit, accounting, banking, and financial services professional with extensive industry and “Top 5” public accounting experience.

Strong leadership, technical and advanced computer skills.

Coach and mentor for engagement teams, including serving as a career advisor.

Proven success in building and sustaining a strong commitment to client service. PROFESSIONAL EXPERIENCE

Experis Finance, Vienna, VA 2014 – 2015

Professional services firm providing solutions and talent for risk advisory, finance/accounting and tax needs

Director – Mid Atlantic Risk Advisory Services

Oversaw planning, execution, and delivery of services ranging from professional resourcing to project- based solutions. Conducted business development, identified and qualified candidates, and ensured client objectives and firm quality control requirements were met. Services included systems validation projects, co-sourced and full out-sourced internal and information technology audits, risk management, regulatory compliance, and client specific internal audit training development and delivery across a variety of industries. Achieved 18% revenue growth during first year and added a significant risk advisory client during the same term.

Primatics Financial, McLean, VA 2013

Leading provider of enterprise-grade software that enables clients to account, value, and analyze loan portfolios

Senior Manager/Controller - Business Analysis and Support Responsible for client monthly loan accounting close process management, analytics and key driver analysis, support for process controls, and answers to client business questions.

Determined revised loan carrying values based upon quarterly cash flow re-estimations and prepared analysis of impairment results.

Delivered client training on the software user interface and changes in software functionality from periodic updates.

RSM US (McGladrey), Frederick, MD 2004 – 2012

Top 5 national public accounting firm

Partner

Worked on multifaceted accounting and attestation engagements, focused on financial institutions and financial services companies and employee benefit plans. SEC specialist who assisted issuer clients on a variety of filings. Collaborated with clients on regulatory matters and in business combinations on both buy and sell transactions, including consulting on accounting, valuation, and operational strategies for purchased loan portfolios. Assisted clients with emerging accounting issues and the application and policy development of technical accounting requirements over areas such as fair value, derivatives, and hedge accounting. Extensive experience with stock options and compensation strategies. Implementation strategist in risk management, FDIC Improvement Act, and Sarbanes Oxley applications.

2008 National Award winner for outstanding client services.

2008 Mid-Atlantic Award winner for exemplary performance and commitment to the Firm’s core values.

2007 Award winner for exemplary leadership and results during Partner Development Program. Dale A. Hotz Page 2

Baker Tilly Virchow Krause, Milwaukee, WI 1998-2004 Top 20 regional public accounting firm

Financial Institutions Senior Manager

Partner/Manager-in-charge with responsibility for attestation and consulting services from start up through $1 billion community-based financial institutions throughout Wisconsin. Areas of specific emphasis included:

Budgeting and capital adequacy planning.

Federal and state income taxes.

Profit enhancement programs.

Federal and state acquisition and merger projections and filings.

Internal audit program development and implementation. Korea First Bank, Seoul, Korea 2000

$26 billion (US currency) Korean bank

Participated in a nine week consulting sabbatical to undertake business process reengineering, with the focus on improvements to internal controls.

American Savings Bank, Stockton, CA 1989-1997

$21 billion financial institution

Senior Vice President and Senior Audit Manager

Assistant to the Director of Audit, with responsibility for managing the planning, execution, and delivery of internal audit and special project services, with emphasis on information systems. Served as a member of the Bank’s architecture and technology standards committees.

Reorganized and rebuilt the information technology audit function, during which time regulatory examination results for the information technology control environment rose from a “3”

(acceptable) to a “1” (outstanding).

Coordinated development of a bank-wide risk management database model that led to an improved control environment and related audit scores, reduced up front audit activity, and yielded a 23% reduction in audit fees, while meeting FDIC compliance requirements. KPMG, Sacramento, CA 1985-1989

Big 4 public accounting firm

Senior Audit Manager

Responsible for managing all aspects of multiple concurrent bank, thrift, and governmental audit engagements from initial planning, supervision and reviewing of subordinate staff, to timely completion. American Savings and Loan Association, Stockton, CA 1984-1985

$30 billion savings and loan

Audit Supervisor

Supervised, scheduled, counseled and conducted reviews for a group of ten internal audit professionals. PWC (Price Waterhouse), San Diego, CA 1981-1984

Big 4 public accounting firm

Audit Senior

Planned, administered, and executed all phases of audit field work in several industries. ACTIVITIES

Speaker for Industry Trade Groups. Leader/presenter for various Firm training courses.

Quoted in the Baltimore Business Journal as a subject matter expert for financial institutions.

Co-author of article, “Achieving Business Benefits through Reporting on Internal Controls” published by Bank Accounting and Finance, Summer 1999. EDUCATION

San Diego State University - B.S., Business Administration, Accounting (1980)

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