ADAM FASCIOLO

** *********** ****

Norwalk, Connecticut 06851

(203) 849–9555 Home (203) 216–3987 Cell

ac1w26@r.postjobfree.com

PROFESSIONAL EXPERIENCE:

**/** – Present GENERAL ELECTRIC – Internal Billing System (IBS)

LEAD FINANCIAL OPERATIONS ANALYST Shelton, CT Responsibilities include settlement of all transaction flow within GE’s IBS, including: Foreign Exchange contracts, currency payments, cash applications and collections. Provide support to Treasury, Banking partners and Controllers. Supporting all aspects of IBS for users including: modifying BUCs, bank accounts and user profiles. Settling trades in 125+ countries and 80+ currencies for over 3.1M transactions annually.

02/10 – 12/15 GENWORTH FINANCIAL – Investments Stamford, CT

SECURITY MASTER / DATA GOVERNANCE / PRICING

Responsible for the set-up, review and verification of all data for new securities into the Genworth Security Master in BlackRock’s Aladdin system. Security types include Fixed Income, Equities, Derivatives, Municipals, Treasuries, Privates, and Cash Equivalents across currencies in both foreign and domestic markets. Act as a point-of-contact for data quality maintenance. Run daily analysis reports, review and resolve exception items and monitor Data Governance and Control Reports. Assist with data comparison to an external reporting source (Bloomberg). Identify and make recommendations for processes needing re-engineering. Coordinate month-end pricing inputs for both Public and Private securities. Help coordinate the work of offshore contractors. Liaise with IT, front office, Middle office, Treasury and Accounting and external Pricing contacts.

10/08 - 10/09 PRIVATE CLIENT RESOURCES, LLC - Financial Data Aggregation Wilton, CT

MANAGER - SECURITIES DATABASE

Responsible for accuracy, completeness, timeliness and all aspects of a database containing over 70,000 securities used for financial data aggregation reporting to high net worth clients. Classified securities by type, industry sector, and investment style. Ensured daily pricing received from custodians, IDC or Bloomberg was correct and complete. Provided Pricing for securities not covered by public sources. Reviewed Corporate Actions data for accuracy. Ran SQL scripts to preclude potential data feed errors. Managed a staff of 3.

4/07 - 10/08 UBS – OTC Equity Swap Operations Stamford, CT

ASSOCIATE DIRECTOR – Manager Settlement Operations

Supervised group of 3 responsible for settlement of OTC Equity Swaps including equity, interest and dividend components of swaps. Clients included Hedge Funds, Institutional Investors and Internal Banking Partners. Provided control functions for Nostro account breaks, Trade and Cash Reconciliations, Dividends, and Corporate Actions. Oversaw client payments and receipts for all daily settlements. Provided daily, weekly and monthly control reporting metrics to Front Office, Controllers and Management. All metrics trended favorably.

11/02 - 4/07 IBM – Treasury Operations Armonk, NY

MANAGER – Settlements Department

Managed Settlements staff of 4 that processed $86B of transactions annually. Managed all processes of IBM Treasury Settlements including: Banking relationships, SOX Compliance, Staffing, ISDA documentation, and Claims Control. Interfaced with EMEA, LA, and AP Centers. Integrated and optimized procedures between global Settlements in four Treasury center locations. Reported to VP/Treasurer of Treasury Operations.

TREASURY ANALYST, FOREIGN EXCHANGE and SHORT-TERM TRADING DESKS – Settlements Dept

Responsible for Pre-Matching, Settlement and Confirmation of all ForEx transactions executed by IBM Traders including: Foreign Vendor payments, Hedge of Earnings deals, Multi-Lateral Netting Program, Euro Commercial Paper Program, Average Rate Forwards, and all other FX Option trading.

Settled all Short-Term investment products including: Commercial Paper, Time Deposits, Money Market instruments, Auction Rate Securities, Corporate Bonds, and Commercial Paper issued by IBM.

Projects included managing an RFP for an Issuing and Paying Agent for a new C/P Issuance program and an RFP for a new Custodial Bank. Both projects resulted in new banking relationships that ensured IBM had better settlement coverage and reduced banking fees. Performed Federal filings with the SEC and Edgar.

Promoted to Manager of the department in September 2004.

Resume of ADAM FASCIOLO

3/99 - 10/02 UBS WARBURG – Prime Brokerage Operations Stamford, CT

EQUITIES SPECIALIST – International and Domestic Settlements

Responsible for pre-matching and settlement of all equity trades for hedge fund clients using UBS Warburg as Prime Broker. Performed monitoring and posting of all US dollar incoming wires from foreign exchange contracts, liaising with London office Prime Brokerage on foreign settlement issues, and setting up new client data and market settlement information on international settlement systems. Reconciliation of whole firm settlement and pre-settlement moneys and equity control accounts (USD & CAD). Balanced and resolved all trade fails and stock record breaks. Responsible for all end-of-day funding for cash accounts with the Treasury department. Cleared stock and bond transactions through DTC, NSCC and OCS. Managed staff of 3.

7/97 - 2/99 THORSELL, PARKER PARTNERS – Small / Mid Cap Investment Manager Westport, CT

ASSOCIATE, OPERATIONS – Trade Support, Accounting

Managed daily trade support and client accounting. Responsible for trade planning including: reporting of cash positions, dividends, splits and corporate actions, interfacing with brokers and custodial trade support. Ran monthly bank reconciliations, performance reports, account set-ups, and maintained legal documentation.

10/92 - 7/97 BANKERS TRUST COMPANY – GIC Derivatives Operations New York, NY

ASSISTANT TREASURER – Provided book value benefit responsive wrappers to pension managers. Prepared and distributed to Controllers a monthly risk report package including: Notional Risk, Portfolio Guidelines, Industry Composition, Top Client Listing, and Balance Estimates. Ran monthly Cash Flow Analyses of mortgage backed securities (CMOs, PACs, Pools and Private labels), corporate bonds and gov’t bonds. Prepared mark to market customer statements and liaised with 23 customers managing $4 billion in assets. Responsible reporting and posting to the G/L of monthly fee accruals, quarterly fee billing, fee payment processing and the daily realized and unrealized gains/losses due to trading hedges.

10/85 - 10/92 CHASE MANHATTAN BANK, N.A. – Global Custody Division New York, NY

CASH MANAGER – Administered all cash duties for institutional investors in the Global Pension market, including balances in 26 foreign currencies; oversaw all stock and bond transactions, dividend processing, maturities, foreign exchange deals and corporate actions; performed portfolio management of pension, mutual funds and unit trusts; processed foreign securities buys/sells, income and dividend collections; oversaw statement preparation for accounts valued at $1.5 billion.

EDUCATION: BOSTON UNIVERSITY – SCHOOL OF MANAGEMENT

Bachelor of Science, Business Administration (1985)

Double major in Finance and International Management.

AMERICAN COLLEGE IN PARIS

Semester abroad. Earned college credit for an internship at Citibank. Helped restructure a depreciation-of-assets filing system at Citibank Paris. (1983)

TECHNOLOGY: Bloomberg IBM PC’s, Microsoft Office (EXCEL, WORD, POWERPOINT, ACCESS), Misys CMS and Trade Portal, Eagle Investment Systems, BlackRock Solutions Aladdin, Mellon Workbench, BONY INFORM, Advent AXYS, SunGard Integrity Treasury Systems, TietoEnator System 10, SQL knowledge and the WWWeb.

PERSONAL: - Proficient in Spanish and French. Well traveled throughout North America and Western Europe.

- Designed, installed and donated equipment for the first permanent Disc Golf course in Connecticut.

- Coordinated annual fund raising event for local Norwalk homeless shelter since 1997.

- Avid major and minor league baseball fan.

- Husband and Father of two teenage children.

REFERENCES: Available upon request.

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