audit

Helen E. Yearby

**** **** ** ****** ** ***** Cell: 720-***-****

ac1vsh@r.postjobfree.com

License

Accident Health Insurance Agent

CIA Candidate

CPA Candidate

CFE Candidate

Education

Keller Business School of Management

Masters of Science

Expected Graduation date July 2017

Regis University

Bachelors of Science 2003

Professional Accounting

Finance

Professional Experience

Audit

o Performed financial statement and compliance audits for publicly and privately held companies, governmental agencies, and non-profit entities

o Applied risk assessment procedures to obtain an understanding of the entities and its environment. This included inquiries of management and others, applying analytical procedures and observation of inspection

o Performed tests of controls to prevent, detect and correct material misstatements which include inquiries from the audited companies management and other staff, observations of the application of specific controls, walk-throughs and re-performance and inspection of documents, reports and electronic files

o Prepared or updated a process of narratives and flowcharts. Conducted interviews to validate or update process flows

o Performed substantive procedures to detect material misstatements of transaction classes, account balances or disclosure elements of the financial statements. These procedures included tests of details and substantive analytical procedures that compare recorded values to audit expectations by use of trend analysis, ratio analysis and reasonable analysis

o Documented all audit test work using word and excel documents

o Initiated and assisted in the development of observations and recommendations of internal controls

o Assist with the documentation phase of companies to determine compliance with Sarbanes-Oxley

o Supervised and reviewed work of less experienced staff

Performed Employee Benefit Plan Audits

o Performed balance sheet reconciliations of all EBP accounts

o Performed analytical reviews for all significant fluctuations since the last audit date.

o Performed agreement of Board of Directors notes to supporting documentation based on the scope of the EBP plan audit

o Performed audit objectives to test key controls on eligibility, contributions, investments, distributions, forfeitures and loans of EBPs to ensure that the documents are properly secured, noting any unusual or fraudulent transactions were noted

Completed special projects such as:

o Performed Agreed Upon Procedures

Tested expenses for the CU Foundation Litigation

Performed IT tests of controls

o Performed Quarterly Reviews

Verify and update all audit changes from the previous quarter to ensure that the quarterly financial statements (10Q) are properly stated

Created and submitted the financial reports

o Performed Inventory Observations

Observed inventory by inspecting the premises and observing the physical inventory counts

Examined receiving and issuing activity

Performed test on obsolete/slow-moving, scrapped or damaged items

Performed tests on client’s costing of inventory detail

Taxes

o Completed and filed individual

o Completed and filed corporate tax returns

XBRL

o Prepared mutual fund financial statements using XBRL interactive data filings pursuant to SEC Rule 405 Regulation S-T, SEC authoritative guidance (i.e. EDGAR Filer Manual and SEC Staff Observations), FASB Implementation Guides, XBRL US Best Practices and FASB Accounting Codifications

o Manage XBRL projects in a fast-paced environment and interact internally and externally to provide timely project deliverables

o Perform quality review for projects to reasonably assure completeness, accuracy and consistency; for example, review the accuracy of negative values, appropriateness of extended elements, consistency and completeness of calculation link base etc.

o Communicate and train clients (SEC Reporting personnel) in reviewing XBRL tags and utilizing Crossfire for document management.

o Review XBRL interactive data files for self-service clients by performing tests and procedures

o Work with clients in various industries including real estate, retail, financial, wholesale industries among others

Work History

Independent Contractor- Insurance Agent 1/13-

White Wave Foods Broomfield, CO 9/12-3/13

Contract Sales Auditor

Jackson Hewitt Brighton, CO 1/12-4/12

Manager, Tax Preparation

Causey Demgen & Moore Denver, CO 12/11-2/12

Staff Accountant

Rivet Software Denver, CO 4/11-7/11

Jr. XBRL Technician

Hanson & Company Denver, CO 9/06-6/07

Staff Auditor

Anton Collins and Mitchell Denver, CO 12/05-6/06 Experienced Auditor

KPMG Denver, CO 1/04-11/05 Staff Auditor

SKILLS

Communications

Fluent in research, writing and editing Financial Statement Disclosures

Computer

Microsoft Office (Word, Excel, PowerPoint, Access – Intermediate Level)

Lotus Notes 7

ERP Systems (Mapping, Reconciliations, Uploads (JE & Fixed Assets))

SAP All in One including BPC

SAGE (MAS 100, 500) including FRX and FAS Fixed Assets

Crossfire 5.5 XBRL Compliance Financial Reporting Platform

CaseWare Working Papers

Idea (Data Analysis Software)

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