High School Customer

Trey Sims

***** ********* ** *** *** Austin, TX *8727 325-***-**** ****.****@*****.***

Objective

Highly motivated individual with extensive knowledge and experience in the financial industry seeking to advance a career in BSA/AML and Regulatory Compliance.

Education

BACHELOR OF BUSINESS ADMINISTRATION AUGUST 2010 MCMURRY UNIVERSITY

Major: Finance

HIGH SCHOOL JUNE 2003 ABILENE HIGH SCHOOL

Skills & Abilities

Extensive knowledge of the Bank Secrecy Act and USA Patriot Act

10+ years in the Financial Services industry

Strong analytical skills

Proficient in MS Office products

Detail oriented

Excellent when working with deadlines

Experienced with the Jack Henry and Fiserv operating system including 20/20, Precision, Yellowhammer BSA and BAM+

Certified BSA/AML Professional

Experience

BSA/COMPLIANCE OFFICER BUSINESS BANK OF TEXAS, N.A. JULY 2015 – PRESENT

Received Certified BSA/AML Professional designation in November 2015 from the Independent Community Bankers Association

General oversight of compliance with all BSA rules and regulations

Review, amend and implement policy, procedure and processes for all BSA rules and regulations

314a Contact

Oversight of all government reporting responsibilities

Researched, presented and submitted Suspicious Activity Reports

Assisted in creating the bank risk analysis

Use BAM+ system to identify potentially suspicious activity and monitor high risk clients

Prepared and presented job specific annual training material to bank staff and Board of Directors

Communicated bank personnel and directors of changes to policy, procedures, rules and regulations

Perform random audits to ensure bank employees are complying with bank policy

Submitted CTR Exemption forms on new exemptions and performed annual reviews on existing exempt customers

Work with internal auditors and OCC Examiners on annual audits and exams

Conduct site visits and quarterly reviews on higher-risk customers

FIRST FINANCIAL BANKSHARES, INC./FIRST FINANCIAL BANK, N.A./FIRST TECHNOLOGY SERVICES, INC. – JULY 2008 THRU MAY 2015

ASST BSA OFFICER/BSA INVESTIGATOR FIRST FINANCIAL BANKSHARES, INC. MAY 2012 – MARCH 2015

Member of the BSA Committee. Participated in standardizing policy for the consolidation of our charters as well as acquisitions

314a Contact

Reviewed, corrected and submitted CTRs to FinCEN

Researched, presented and submitted Suspicious Activity Reports

Assisted in creating the bank risk analysis

Used BSA monitoring software to identify potentially suspicious activity and monitor high risk clients

Performed Bank Level Compliance Reviews on Regs E, CC, DD and GG

Put together and presented annual training material to bank staff

Communicated with Bank Presidents and Cashiers about recommendations from the BSA Committee

Reviewed new accounts for CIP errors

Submitted CTR Exemption forms on new exemptions and performed annual reviews on existing exempt customers

Worked with internal auditors and OCC Examiners on annual reviews and exams

CREDIT CLERK I/OVERDRAFT COLLECTOR FIRST FINANCIAL BANK, N.A. DECEMBER 2010 – MAY 2012

Reviewed and maintained overdrawn and charged off accounts

Notify customers of changes to their accounts

Report customers to chexsystems and they credit bureau when required

Set up and maintain payment plans on charged off accounts

Follow up with customers on outstanding debts with phone calls, written letters and home visits when necessary

HELP DESK OPERATOR/ACCOUNT SERVICES SPECIALIST FIRST TECHNOLOGY SERVICES, INC. JANUARY 2009 – DECEMBER 2010

Receive and log incoming customer calls

Determine scope of problems and prioritize

Maintain status information on outstanding support calls

Provide daily reports and trend analysis reports of all customer calls

Reset user profile passwords for AS400, Network, Laser Pro, Trism and Stratika.

Provide rollover call coverage for all other employees in the department

Make authorized rate changes for user banks

Maintain user access to online system through user profile and menu changes

Make authorized report distribution changes for user banks

Work with CIF files which includes processing customer requests, account maintenance requests, monitoring of all report and process special service letters (stop payments, tax levies, wage garnishments, freezes, child support liens and freezes)

COMMERCIAL TELLER FIRST FINANCIAL BANK, N.A. JULY 2008 – JANUARY 2009

Process all commercial customer transactions

Document large cash transactions

Process payroll tax payments

Process deposit returns

Fill change order requests

MOTORBANK TELLER CITIZENS BANK, N.A. AUGUST 2007 – MAY 2008

Process all commercial customer transactions

Document large cash transactions

Shred outdated documents

DATA PROCESSOR/TELLER FIRST ABILENE FEDERAL CREDIT UNION APRIL 2005 – AUGUST 2007

Perform teller duties in the drive through window

Process daily share draft and ACH items

Process deposit returns

Process transfers and certificate of deposit maturities

Run daily EOD procedures

Run weekly disaster recovery procedures

Work with Computer Marketing Corporation on EOD, disaster recovery and technical services issues

Processed payroll accounts for various business customers

Contact this candidate