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WORK EXPERIENCE

*. Currently working at Broadcast Initiative Limited since 23rd January, 2017 Designation: Company Secretary and Compliance Officer Department: Legal Department

Job Profile:

To ensure that the company at all times complies with all the legal and statutory laws applicable to the Company such as Companies Act 2013, SEBI(LODR)Regulations 2015,SEBI(SAST)Regulations 2011. SEBI(Prohibition of Insider Trading) Regulations 2015, Media laws, Trade mark Act 1999 etc.

Organizing, preparing agendas, notices and all other relevant documents for board meetings and annual general meetings (AGMs) and Extra Ordinary Meetings (EGM), various Committees meeting;

Maintaining statutory books, including registers of members, directors and secretaries

Complying with all the statutory requirements relating to ROC, SEBI etc.

Liasoning with ROC and Stock Exchange and other Government departments as and when required.

Taking a role in share issues, mergers and takeovers, due diligence

Preparing and filing of e-forms with Ministry of Corporate Affairs within the time limit prescribed under the law.

2. Worked as an Associate at PCS firm Ketan S Dand & Co. at FORT from 16th July, 2015 till 21st January, 2017

Designation: ASSOCIATE

Department: Secretarial Department

Job Profile: Handling various assignments Independently & advising clients on queries relating to Company Law matters, assisting Interns & checking their work.

Key Projects:

Conducted Secretarial Audit of a Listed Company.

Drafting of ESOPS scheme for a private Company & carry out the related Compliances

Voluntary Liquidation of Public Limited Company u/s 484 of Companies Act, 1956

Shifting of Register Office from One state to another under Companies Act 2013.

Incorporation of LLP

Incorporation of Private Company as per Companies Act 2013

Incorporation of OPC

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Striking the name of the company under Fast track Exit scheme

Alteration of Articles of Association of a Company as per Share Purchase Agreement entered into by the Company.

Company Law:

Alteration Of Memorandum of Association of Company u/s 13 of Companies Act 2013 viz..

o Change of name of Company u/s 13 of Companies Act, 2013. o Shifting of registered office within state of Private Limited Companies.

o Insertion and alteration of Objects Clause of MOA u/s 13 of Companies Act, 2013.

o Increase in Authorized Share Capital u/s 61 of Companies Act, 2013

Alteration of Articles of Association of the Company.

Allotment of shares u/s 42 and 62 of Companies Act, 2013

Drafting of Petition u/s 87 of Companies Act, 2013 for condonation of delay in filing of Form CHG-1 for registration of Charge and all relevant documents such as Board resolutions, NOC.

Appointment of Directors and Executive Directors (MD, WTD, ED) and related compliances

Transfer/Transmission of shares

Preparation of Share Certificates and Share Transfer deeds.

Charge reports and clearance of charges on the Company's property.

Inspection and Preparation of general search Report and charge based search report for various companies.

Change in Auditor of the Company before the expiry of his term due to resignation

Preparation of Directors Report as per Companies Act, 2013

Annual Return Certification U/s 92 of Companies Act, 2013

Annual Filing and event based filing of LLP

Drafting a reply for Show cause notice received under various sections of Companies Act 2013 such as Section 165, 135 etc..

Compounding of Offence under section 441 of Companies Act 2013 in respect of Notice received under section 134(8) CA, 2013

LISTING AGREEMENT:

Preparation of Quarterly Share Reconciliation Report of a Listed Companies under clause 35

Preparation of half yearly Compliance of Listed Companies under clause 47C

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3. Worked at V.G. Venkataraman & Co., Mulund, Mumbai from 23rd September, 2013 as an Intern and completed my Internship on 13th February, 2015. Designation: Management Trainee

Department: Secretarial Department

Job Profile:

Key Projects:

XBRL (Extensible Business Reporting Language) Filing of Companies.

Preparation of Scrutinizer report for Postal Ballot & E-Voting.

Compounding of Offence U/s 297

Company Law:

Annual Filings of various companies.

Filing of various e- Forms with Ministry of Corporate Affairs.

Preparation of Compliance Certificate.

Handling routine secretarial work like drafting of Notice, Agenda, Resolutions and Minutes for Board Meetings and General Meetings and efficiently maintaining the said records.

Assisted in conducting Board Meetings and Annual General Meetings.

Monitoring and effective compliance of financial transactions of the Company pursuant to Section 292, 293, 295, 372A of the Companies Act, 1956.

Efficient compliance of Section 297, 299, 300, 301 and 314 pertaining to related party transactions.

Maintaining Statutory Registers.

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PERSONAL PROFILE

EMIC QIFICATIONS:

PERSONAL SKILLS:

Versatility

Enthusiasm

Quick learner

Date of Birth : 20th October, 1987

Mobile No. : 982*******

Marital Status : Single

Supplementary Information : Language Known: English, Hindi and Marathi Mother Tongue: Hindi

Hobbies include Cooking, Music.

I assure you that if you give me a chance to serve your esteemed organization I will discharge all my duties entrusted on me with utmost care and satisfaction of my Superiors. Place : Mumbai

Date :

PUSHPA BHATT

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