Carl Mattocks http://www.linkedin.com/in/carlmattocks ac0tsc@r.postjobfree.com

*** ***** ****, ******** ** 08721 cell: 908-***-****

Career Summary

Offer a unique mix of big data governance needs analysis and solutions program management experience from perspectives of capability assessment, information assurance controls, data quality architecture, risk avoidance analytics, process improvement and business continuity. Collaborates with Product Stakeholders, Project Managers, Architects, Model Developers and C-Level to solve complex problems, ensure plans are successfully executed & information processing aligns with best practice. Hands-on knowledge of Identity Ecosystem Framework, SDLC project management, (ITSM) Service Management, Service Architecture, Quality Engineering (Six Sigma) & semantic / entity data management. Strong skills in quality improvement, KPI/KRI, domain models, FFIEC guidelines (data privacy/information security) FDA eCRF & COBIT.

Client: IDESG Washington DC – Product Analyst NSTIC Framework Conformance Reporting. [Feb PT] December 2016 > Current

Lead analysis & design; manage configuration build and (SLA) operation of the Identity Ecosystem Framework (IDEF) Registry program defining Cloud identity and access management best practice to mitigate risk. Steward scoreboard product that allows digital transaction provisioners to continue building trust defined by National Strategy for Trusted Identities in Cyberspace guiding principles

• Perform (KYC) risk posture analysis & verify (due diligence) information statements of compliance

• Engage (scrum) with senior management / technical groups / digital identity supplier community to agree [security, privacy, mUX/UI assurance] critical success factors of IDEFRegistry.org operation e.g.WCAG, ADA

• Incorporate content of National Strategy for Trusted Identities in Cyberspace Ecosystem Functional Requirements as an assessment form

• Collaborate with developers and (providers/ owners/ operators of services) alpha-testers using user story, wireframes, mockups, diagrams and prototypes of taxonomic-centric content

• Implement web site analytics centered on IDEF Registry graphic scoreboard usage

Client: TD Bank NJ - Business Analyst Data Governance Regulatory & Executive Reporting Jan > December 2016

Guided Product Managers, Risk Managers, Domain Modelers, Architects, SMEs & Project Managers to implement data governance framework & master data management for product & line-of-business operation performance analytics & comply with KYC/AML, Capital Adequacy Requirement [e.g. Dodd Frank], BASEL Credit Risk (e.g. BCBS239) and portfolio analysis reporting.

• Enforced BAU / Project risk avoidance by pragmatic assessment of IAM data privacy / information security, ITSM Issue / Change management controls

• Defined Data Steward touchpoint matrix identifying Data Impact / Business Intelligence / Project Management tasks

• Collected information extracts, profile, collate, map data dictionary / decision rules & perform defect analysis

• Lead analysis of workflow controls & design (SQL) test criteria and process for remediating critical data element gaps

• Profiled information assets, market intelligence sources, documented terms / data lineage / domain tolerances / dimension mappings

• Worked with Risk Modeling owners & validate accuracy of big (history) data requirements and algorithm appropriateness e.g. AML

• Identify authoritative digital product artifacts & (ETL) data source for KPI / KRI e.g. TDBank.com Campaign Management and Fulfillment

Client: ProBono NY – Business Analyst Architect Data Mining System Aug 2015 > December 2015

Agilely engaged with stakeholders to apply digital data mining / knowledge framework / cloud based analytics engine architecture for status assessments & conformance path determination advisory services

• Defined chatbot methodology & 'likelihood' scale for Legal Matter topics & decision rule actuation

• Performed analysis of risk mitigation business rules that control topic content of eligibility / inadmissibility scanning

• Produced project business requirements, functional specifications, wireframes / navigation flow, UX/ User Interface layout, prototype for online guidance service e.g. citizenshipworks.org

• Authored taxonomy, design specifications, semantic model, data schema & input/ output maps, (SQL) mining formula

Client: MetLife, NY - Business Analyst Architect CRM Marketing Analytics Service Oct 2014 > July 2015

Lead (scrum master) product needs assessment / data analysis for each line of business, their marketing partners and (bespoke) products. Manage channel and vendor specification delivery, functionality test script authoring, go-live hands-on training for cloud-based service. Ensure governance & risk controls via role based security permissions & detailed data migration mapping.

• Defined steps, templates & lead analysis of source data, business processes and master data governance for marketing analytics

• Worked with Architecture and source system owners to craft (BRD/FRD) solution for big data integration and business layer

• Drafted line of business intelligence & plan-specific processing rules [CRM; cohort identification; market segmentation e.g. P&C product]

• Mapped data transactions recording MetLife and Partner campaign, (online) sales and attributive product usage events

• Defined partner/marketing/fulfillment vendor (e.g. Diamond, Federal Direct) digital onboarding procedures & data quality & contract's Privacy / Security Control Language

• Detailed (SQL) data transformation, extract & (SAS) system integration at function level e.g. asset /cash / fiscal planning

Client: JP Morgan Chase, DE– Business Analyst Architect Business Intelligence; Oct 2013 > Sept 14

Responsible for a series of marketing and financial Business Intelligence reengineering /change management projects. Lead digital risk assessment, design and quality implementation of mitigation control solutions that improve data analytic business processing. Work to build knowledge of Data Warehouse best practices and procedures for waterfall and/or agile development. Reengineer data risk controls to satisfy regulatory demands [e.g. Dodd Frank; FACTA]

•Created templates, workflow activities & lead analysis of master / reference data (KYC, AML), processes, Campaign Management & Financial application & infrastructure environments to map as-is against future state KPI/KRI

•Determined regulatory (CCAR/FRY/Basel) reporting needs, quantitative risk topics & extent of (Teradata/SAS;SQL) data lineage

•Identified reference data & business process / governance control gaps and remediate with appropriate technology

•Reengineered Business Intelligence service request process & touch-points with control / change management

•Defined CRM-centric business continuity system dependencies and test disaster recovery solution delivery

•Assisted organization in learning and implementing hybrid Agile:Waterfall SDLC by application development team

Wellness Intelligence Institute, NJ – Analyst Architect / Project Leader July 2013 > Sept 2013

Adapted OASIS BCM methodology & open source catalog for medical device based collaborative patient care informatics and streamlined data sharing. Leverages BCM Template & Rules to provide business patient care managers with a set of clearly defined eCRF & CRM methods for medical device case records & (SAAS) cloud analytic interchange scenarios.

Client: AIG, NJ– Business Analyst Architect Portfolio Management Controls ; Jan 2013 > July 2013

Assessed phases of business system life cycle to determine product (wealth management) / business portfolio control requirements (Identity & Access Management, Data Risk Reporting / Data Protection / Records Information Management / Vendor Risk Management / IT Audit / Risk Governance). Generated core set of procedures and metadata framework for Operational Risk Management.

•Produced audit checklists for assessing internal & third party (SOX, HIPAA, PCI, AML) risk mitigation controls

•Identified governance gaps, needs & remediated weaknesses with strengthened policies, processes and procedures

•Defined and documented capability matrix of cross-system data safeguard activities for non-public information sets

•Developed risk advisory training guidelines and operational templates to fulfill regulatory and contractual requirements

•Designed safeguard strategies and performance measurement systems to track status of compliance issues

Client: MetLife Bank, NY Business Analyst Architect Risk & Compliance Program Management; Oct 2010 > Jan 2013

Successfully lead risk assessment analysis of portfolio analysis / regulatory (SOX,BSA, AML, GLB, Dodd Frank, CFR) monitoring needs, designed compliance control systems & implemented operations risk monitoring processes used to manage (internal + third party provider) information (service) governance program. During merger & divestiture activities, coordinated use of master / reference data, provided governance guidance to technical teams, acted as business compliance liaison and monitored transfer of product specific assets.

•Assessed business / technology risks, propose controls mitigating risks & opportunities for governance improvement

•Created ISO27001 & COBIT5 aligned effectiveness review KPI/KRI methodology for business process & data controls

•With HR data map transaction authorization service for CRM, Campaign Management & (mortgage) Practice Models

•Built Continuity of Business checklists linking Business Impact Analysis flows and User Entitlement controls

•Implemented systems & process framework that ensures information assurance controls are in-place and functioning per SLA

•Defined processes & provide oversight of enterprise (internal & vendor) supplier risk assessments e.g. PCI, SAS70

•Defined standard Identity & Access Management procedures implemented with Role Based Access Control

•Authored and used in training sessions Security Compliance & Business Continuity communication / reference materials

•Coordinated (BISO, Audit, IT Risk & Compliance) action plan metric reporting to ensure dashboard accuracy

•Created SDLC templates, manage Data assessment and perform quality review of Segregation of Duty devices

•Lead certification of entitlement; identify Application / SQL Database / OS (Layer) compliance gaps & prioritize risks

•Built AML management intelligence capability, review controls utilization & matching algorithm outcome effectiveness

•Coordinated Records Information Management procedure development, compliance, audit and data governance

Client: LexisNexis NJ – Business Analyst Architect Business Intelligence ; October 2009 > December 2010

Support total re-architecture of multiple digital services by domain analysis of data requirements, dimensional design of logical and physical models and quality testing acceptance of metadata rendering to a variety of markup language syntaxes. e.g. W3C schema, RelaxNG, XML DTDs, RDF. Worked directly with information service editors, product specific project managers, system architects and software developers that utilize reference data, metadata and taxonomic classification.

•Analyze complex data and product requirements & lead development of information/ data / metadata/entity models

CheckMi / USAMRMC - Project Manager Health Analytics; Jan>Sept 2005 & May>October 2009

Managed design for a U.S. Army Medical Research Health monitoring facility using open source Service Oriented Architecture specifications. In second phase added a semantic (domain / dimension) case management registry/repository employing a HIPAA compliant CRM (Customer Relationship) meta model.

•SOA use case architect / java package designer for Health Provider reference store (e.g. ICD9/10, SNOMED, LOINC) of HIPAA electronic health record data warehouse and medical billing registry / repositories e.g. IHE XDS

Client: MetLife, NY, NY – Senior Business Analyst/ Project Leader / Data Architect; June 2001 > April 2009

Lead a team interviewing and performing application SDLC (Inception, Elaboration, Construction, Transition) quality reviews of Application Portfolio, Data Governance, Operations Risk, Technical Function and Business Process improvements for new / re-write of product specific systems.

•Lead analyst for ITSM initiatives for Demand-capacity / Incident / Change / Release Management and configuration of CMDB & Asset Inventory Manager

•Performed (RAD, JAD) analysis of stakeholder business requirements for operations intelligence initiatives, translate (Use Case, Activity/ State Diagram) requirements / business rules into SLA, XML processes, reference data structures, ETL integration and IT control specifications

Client: Chase JP Morgan (& Bear Stearns), Whippany, NJ ; Analyst MetaData Portal ; March 1997 > May 2001

Identified business requirements, produced metadata / data model / data flow integration documentation and developed Portal data warehouse report service using business rule validated domain & dimension information relations. Determined Metadata Repository needs, developed strategy, managed the creation of a Web portal service populated with application portfolio metadata and business capability relationships derived from data models aligned with DTCC flows

•Education Member Rutgers Big Data Council; Certified Systems Analyst: Coventry University; MBA program for Growing Business: Cranfield School of Management

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