Brent M. Weisenborn

ac0g3e@r.postjobfree.com

Sunrise Beach, MO 65079

Cell: 816-***-****

Professional Licenses

FINRA/CFTC licenses 3,4,7,24,27,52,53, 55, 63 and 65, L&H, P&C

Experience

Vice President - NASDAQOMX Group - London and New York

Created and President of, SEF, Agora-X, LLC electronic trading platform for OTC international treasury products and commodities in US sold to NASDAQOMX

Over 20 years experience in equity and option trading as market maker and upstairs arbitrage.

Lead Director for Bankers and Investors, Inc

Bank consultant

Director of International Funds and Trader INTL FCStone

Commodity trader future, options and OTC grains and energy for 22 years

President of financial holding company- Community America

oIncreased brokerage commissions tenfold

o1.25 billion in trust assests

oNational insurance company

oInvestment advisory firm

oAdvisor for the largest consulting firm in the credit union industry

President and CEO of a NASD licensed broker/dealer, KCBT member firm, Security Investment Company-fifteen years.

oCoordinated the initial licensing and b/d registration.

oChaired Board of Directors.

oSupervised proprietary trading activities.

oSupervised institutional and retail brokerage.

oSupervised retail brokerage operations of 22 banks

oReviewed and certified firm’s financial reports.

oServed as FINOP

Chief Investment Officer, Head of Trust Department and Registered Investment Advisor, five years- Security Bank of Kansas City.

oDeveloped investment strategies for Trust Policy Committee.

oManaged $2 Billion in trust assets.

oSupervised municipal underwriting.

Kansas City Chiefs

Industry Positions

Testified before US Congress for FINREG Bill

Lobbied for Dodd- Frank, U S Senate - co wrote derivatives section

Recommended to the President by US Senators Bond and Roberts for CFTC Commissioner

Chair and Member, NASDR (FINRA) District 4 Committee

(Regulation oversight of approximately 55,000 brokers and 2,500 financial offices in a seven state region)

Co-Chair, District 4 and 8 FINRA Regional Committee

Member, NASDR (now FINRA) National Advisory Council

National Chair, STA’s Y2K Committee

Member, Securities Industry Association’s Trading Committee

Member, Chicago Board of Trade

Director and Member, Kansas City Board of Trade

NASDR (now FINRA) National Small Firm Advisory Board

Education

Baylor University, B.B.A. in Finance/Economics

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