Financial Planner - Wealth Manangment

Todd Morgan

***** ********** **.

Studio City, CA 91604

775-***-**** (mobile)

Seeking on opportunity to partner in Wealth Management-Financial Planning. Coming

from the trading desk and the securities side I believe that now I can best help people that

I know and those that I don’t yet know strategically plan and execute and achieve their

long-term financial hopes and dreams. I believe in “doing well by doing good.” And I

also find nobility in helping others realize their long-term retirement planning goals,

dragging them there kicking and screaming if I have to. I am accustomed to dealing with

HNW and UHNW individuals and entities and asking for their business. I will bring a

business book to the right opportunity. Throughout my professional life I have always

been successful in a variety of endeavors due to my love and belief in what I choose to do

at the time. Well my passion this tour is to bring the word of life-long income. Structuring

assets and creating a continuous safe stable stream of income that one cannot outlive.

• Tahoe Capital Markets, Inc. 2003 to Present Incline Village, NV & Studio City, CA

President Portfolio Manager, Sales, Algorithmic Trading Design.

Raised and organized and managed client funds. Managed research team and trading

desk. RMBS, ConvertBondArb, CDO’s, REIT’s, Energy, FX, Agriculture spreads

between correlated but sometime dissimilar assets globally. Attempt to generate pure,

portable Alpha. PHP, MySql, C#, Excel

• Stonehedge Capital L.L.C., 2001 - 2004 A Joint-Back office trading operation

Chicago Board Options Exchange, Chicago, Il Goldman Sachs Clearing and

Execution was our partner in the JBO. Sales Member/Trader. Floor Trading

Operations. Traded predominately spreads & E-mini’s against the actual or arbitraged

against the big S&P 500 contract. Excel VBA 5.0

• L Faire City S.A. de C.V. 2001 to 2003 San José, Costa Rica Raising Venture

Capital (Sales)/Project Manager - Software/Real Property Development

Software Development whose mission it was to promote individual freedom and dignity

and the capability to live and work outside the constraints of the open communications

through various privacy software projects. Completed and brought to market Encrypted

Anonymous Web-Mail, Escrow Accounts and Payment Systems, Secure SSL Web

Tunneler.

• Bright Trading LLC 1999 to 2001 Stock & Option Sales & Trade Desk Los Angeles,

CA. Exchange Traded Funds arbitraged against the actual to capture inefficiencies in

pricing. Risk Reducing strategies through Butterflies, Condors, Double Diagonals,

Calendars, Bull & Bear credit & debit spreads. $2.4B in trading turnover volume

Todd Morgan

11989 Laurelwood Dr.

Studio City, CA 91604

775-***-**** (mobile)

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• Andover Capital LLC 1996 to 1999 Stock & Option Sales & Trading Desk Los

Angeles, CA. Board market based EFT’s against it’s cash value. Relative value

trading. Rarely outright, generally always spread off somewhere. Futures, Options

and Equities.

• Physician’s Pension Group, Inc. 1993 to 1996 Asst. Portfolio Manager Calabasas, CA

Straight Delta Hedged overall portfolio equity book with Futures and Options

Education, Licenses and Military

American College of Financial Services, Bryn Mawr, PA Certified Financial Planner

(CFP) Chartered Financial Consultant (ChFC) Currently In Progress January 2013

University of Southern California 1997-98 Los Angeles, CA University Park - Finance

and Business Economics with emphasis in Real Estate Finance, Market Microstructure

organization and operations of auction markets

FINRA & National Association of Securities Dealers & State Licenses Series 3, 6, 7, 55,

66 In the process of reinstating licenses currently

California Life, Health, Disability

NMLS # 984753 SAFE Act compliant

United States Marine Corps and Marine Corp Reserve 13 Area Camp Pendleton, CA

3rd Assault Amphibian

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