LAWRENCE J. FASSLER
Venice, CA 90291
Tel: 310-***-****
Fax: 424-***-****
e-mail: ********.*******@*****.***
EXPERIENCE
December 2003 - ARCHADEL, INC., Los Angeles, CA
Present President/Owner -- Oversaw all
aspects of operations for multi-million dollar roofing
construction company. Managed projects of every kind
and size for schools, churches, homeowners, general
contractors, condominium associations, and property
managers.
February 2001- XTIME, INC., San Mateo, CA
December 2003 QRS CORPORATION, Richmond, CA
Consulting Counsel -- Consulted on a wide range of
legal/business affairs for a software start-up and a
publicly held retailer B2B (EDI-based) company. Draft
and negotiate software license agreements, professional
services agreements, and corporate partnering deals;
handle securities filings (including annual
reports/proxy statements); manage patent prosecution and
develop IP portfolio strategy; lead venture capital
financings; negotiate with government employment
agencies; manage corporate structuring efforts; and
handle wide range of other legal matters.
October 1996 - ARTERIAL VASCULAR ENGINEERING, INC. / MEDTRONIC,
Santa Rosa, CA
September 1999 Vice President of Legal Affairs, General Counsel and
Secretary -- Performed or supervised all transactions,
litigation and general business (non-patent) legal work
for leading independent medical device company. Managed
two major acquisitions as well as ultimate acquisition
of company by Medtronic, Inc. for $4.3 billion, a value
that was ten times AVE's market cap at initial hire
date. Served on executive committee, led Board
meetings, and supervised legal department as well as
human resources, environmental health & safety and
security personnel. Handled directly or managed all
(i) general business contracts, including drafting and
negotiating agreements for licensing, distribution,
research and development, real estate, consulting,
employment, non-competition, options, purchasing, and
confidentiality matters, (ii) acquisition transactions,
from structuring to drafting and negotiating stock and
asset purchase agreements, merger agreements, and
related documents (e.g., supply, license, and services
agreements), (iii) financing transactions, including
secondary public stock offerings (and related
registration statements), stock repurchase programs, a
$550 million bank credit agreement, and minority
investments and/or strategic partnerships with both
start-up and public companies, (iv) securities work,
including drafting and filing all Forms 10-K, 10-Q, 8-K,
S-8, 13G, 3 and 4 as well as designing and implementing
employee stock option and stock purchase plans,
(v) Board of Directors and stockholder meetings,
including setting agendas and leading discussions,
(vi) press releases, (vii) employment law matters,
including handling employment or hiring lawsuits and
directing policy (e.g., arbitration requirement),
(viii) product liability issues, (ix) unfair competition
and promotion/ advertising claims, (x) compliance
issues, including regulatory matters (Nasdaq, FDA, HHS)
and business conduct guideline design, (xi) post-merger
integration work for legal and human resources
functions, (xii) contract administration, and
(xii) litigation relating to any of the above.
August 1995 - COOLEY GODWARD LLP, Menlo Park, CA
October 1996 Sand Hill Road Office -- Transaction experience included
start-up company financings, initial public offerings,
secondary stock offerings, public and private company
acquisitions, and multiple seller (conglomeration)
transactions. Some software licensing experience.
Primarily drafted and negotiated prospectuses,
underwriting agreements, merger agreements, asset and
stock purchase agreements, registration rights
agreements, shareholder agreements and handled directly
or managed all other aspects of transactions.
March 1992 - SHEARMAN & STERLING, New York, NY
June 1995 Mergers & Acquisitions Group -- Transaction experience included
asset and stock purchases, stock-for-stock mergers,
tender offers (both hostile and friendly), spin-offs,
and joint ventures, in both public and private
transactions. Responsibilities included acting as lead
associate on transactions and drafting and negotiating
all major documents, including merger agreements, asset
and stock purchase agreements, joint venture agreements,
offers to purchase and related tender offer side
documents, shareholder agreements, preferred stock
documents, registration rights agreements, supply,
services, licensing and distribution agreements, dealer
manager agreements, confidentiality agreements, fairness
opinions and registration statements generally. Also
prepared and presented seminars on "targeted" stock and
fiduciary duties.
March 1991 - Corporate Finance Group -- Transaction experience included
initial
February 1992 public stock offerings, junk bond offerings, exchange
offers and consent solicitations. Drafted prospectuses,
indentures and underwriting agreements.
EDUCATION
1990. COLUMBIA UNIVERSITY LAW SCHOOL
COLUMBIA UNIVERSITY GRADUATE SCHOOL OF BUSINESS
Joint JD/MBA -- Articles Editor, Columbia Journal of
Transnational Law.
Finalist, Jessup International Moot Court Competition
(1st year).
Semi-finalist, Harlan Fiske Stone Moot Court Honors
Competition.
Editor, Columbia Journal of World Business (MBA program)
1981. UNIVERSITY OF CALIFORNIA, BERKELEY
BS, Mechanical Engineering -- Alumni Scholar
PUBLICATION The Italian Penal Procedure Code: An Adversarial System of
Criminal Procedure in Continental Europe, 29 Colum. J.
Transnat'l L. 245 (1991)
Presented the seminal thorough review of the first
accusatorial criminal system to be adopted in a civil-
code European country. Extensive translation.
ADDITIONAL Admitted in California and New York. Passed patent bar
exam in October 2000.
INFORMATION Intermediate-level French and Italian language skills.