High School Wells Fargo

Location:

Posted:

April 15, 2013

Arnold (Joe) L. Panlilio

********@*****.*** •www.linkedin.com/pub/joe-lorenzo-panlilio/44/913/655

Objective: Seeking a position in the financial industry working for a company that encourages ongoing

career development and growth.

Summary: Professional with over ten years financial industry experience.

Professional-Related Experience:

Brokerage Ops Professional 2, Amerprise Financial, Minneapolis MN: January 2011 – November 2012

• Monitored incoming and outgoing Automated Clearing House (ACH) reports, notified Financial

Advisor of discrepancies; reduced percentage of incorrect bank authorizations.

• Served as liaison between mutual fund department and Financial Advisors, informed advisors of

failed trades; eliminated duplicate entries.

• Handled incoming Automated Customer Accounts Transfers (ACAT) through phone queue;

answered over 80 advisor inquires daily.

Securities Operations Specialist 3, Wells Fargo, Minneapolis MN: July 2002 – January 2011

• Oversaw bond trade transactions requested by third parties; prepared accounts to either receive

or fund transactions.

• Received inventory from brokerage firms; collateralized securities covering customer and/or

public entity loans.

• Processed new user identification requests for Commercial Electronic Office (CEO) website

portal.

• Completed financial institution / public entity audit verification requested by certified public

accounting firms for monthly, quarterly, and year-end balances.

Brokerage Operations Rep, Dain Rauscher, Minneapolis MN: February 2000 - September 2011

• Processed outgoing ACAT requests ranging between small and large monetary values.

Projects

Anti Money Laundering / Bank Secrecy Act (AMLBSA) – Wells Fargo

Participated on a committee with Wells Fargo’s director of operations, director of compliance, new

accounts and other internal departments. Communicated monthly to complete various projects under The

Federal Patriot Act; guarantying all customer accounts met federal regulations governed by AMLBSA.

Education:

High School Diploma, North Community High School, Minneapolis MN

Recognitions:

Wells Fargo Premiere Choice Award - Service Excellence nomine: 1st and 2nd quarters 2004

Wells Fargo Premiere Choice Award – Service Excellence Winner: 2nd quarter 2004

Affiliations:

Wells Fargo Teammates & Alumni

Trust & Custody Network

Computer/Technical Skills:

Beta Host, Phase3, Hogan, Depository Trust Company (DTC), Microsoft Office, Lotus Notes