CIA, CISA, CFE

RESUME OF TED R. NOCUM, CISA, CIA, CFE

********@**********.***

*** ***** ********* ***., ********, NY 11520

Mobile No. 516-***-****

Profile

(1) Nearly four years audit experience in New York, USA

(2) Five years work experience in SGV and Co., one of the prime audit firms in

(3) Asia and member firm of Ernst and Young

(4) MBA and Bachelor of Science in Commerce, major in Accountancy

(5) Certified Public Accountant (Philippines)

Skills summary

(1) Financial, operations, and systems audit

(2) Period-end closing procedures

(3) Financial statements preparation and analysis based on GAAP

(4) Preparation of management reports

(5) Information technology strategy (IT requirement analysis, Software selection)

(6) Implementation of midrange accounting software

(7) Project development and supervision

(8) Preparation of accounting manual

(9) Business study and projections

(10)Experience in QuickBooks, Peachtree, and Accpac, Pro FX engagement, Pro FX tax, PPC Smart Tools

(11) Research of accounting and audit related key issues and updates

(12) Fraud audit

A. EXPERIENCE

Marks Paneth and Shron, LLP 9/2010 to 11/2012

New York, USA

Semi-Senior Auditor

• Audited nonprofit organizations based on U.S. generally accepted auditing

standards and OMB Circular A133. Audit steps include planning and risk assessment,

testing of internal controls, substantive procedures and finalization.

• Performed special review based on agreed upon procedures.

• Audited pension plan of client organizations.

• Drafted financial statements and accompanying notes.

• Prepared observations and recommendations memo.

A.F. Paredes and Co. CPAs 2/2009 to 9/2010

New Jersey/ New York, USA

Senior Auditor

• Audited financial statements of nonprofit organizations and commercial

corporations based on U.S. generally accepted auditing standards. Conducted audit

based on Circular OMB A133, fiscal review based on agreed upon procedures and

financial audit of government funded programs such as HRA and ACS.

• Prepared draft of financial statements and accompanying notes for partners

review and signature.

• Assisted clients in improving internal control and reviewing records for propriety

of financial information.

• Prepared concise business plan

Torres-Gacula and Associates 7/2007 to 4/2008

Philippines

Consultant/ Auditor

Engaged with client corporations for the following services:

• Audit of clients' financial statements based on generally accepted auditing

standards

-Planned risk-based statutory audit projects.

-Gathered appropriate information to determine nature, timing and extent of audit

engagement.

-Developed work program

-Conducted audit field work.

Projection of financial statements to support feasibility study.

Design of system and improvement of transaction processes to incorporate with

accounting software.

Review of accounting records and financial statements.

Manila Consulting and Management Co., Inc. 01/1995 – 3/2007

Philippines

Consultant / Director

• Financial, operations and systems audit. Based on risks, nature and complexity of

business and its processes, developed and organized audit engagement and performed

necessary audit procedures. Communicated progress and final report to different

levels of organization.

• Selection of business applications using sound methodology. Assessed client's

environment, cost and benefits factors, gap analysis, participated in the design of

information system, and recommended available and affordable technology in the

market suitable to client’s processes.

• Implementation of (mid-range) accounting software . Designed data set-up,

process flow, forms, and reports and assisted the client in initialization stage of

accounting software.

• Design, documentation and implementation of systems and procedures to govern

accounting practice in clients operations.

• Project development. Proposed, planned and organized project engagement with

clients.

• Business Planning (Financial feasibility study). Participated in financial and

operational aspects of business planning. Identified, quantified and recommended

realistic course of action that will make the business economically viable.

• Accounting services and controllership. As required in the engagement, assumed

different level of accounting responsibilities.

• Conducted accounting and information systems training to staff.

James H. Weathersbee, CPA 2/1994 - 12/1994

Saipan

Senior Auditor

• Conducted financial audit of clients’ accounting records based on generally accepted

auditing standards:

-Assessed general and specific risks

-Developed audit work programs

-Prepared and discussed progress and final reports with clients.

-Drafted audit opinion and prepared management reports highlighting findings

and recommendations

• Rendered accounting service

-Prepared financial statements and management reports.

Sycip, Gorres, Velayo and Co. 11/1988 - 4/1993

(Member practice of Ernst and Young Global)

Philippines

Auditor/ Accountant

• Audited financial statements according to GAAS

• Rendered accounting services to clients:

-Processed confidential payroll

-Reviewed propriety of accounting entries and recorded transactions to Company’s

books of accounts.

-Performed special accounting review as required in the engagement.

-Prepared financial statements including corresponding notes and accompanying

management reports.

-Assisted clients in preparation of reports to comply with government regulatory

requirements.

-Handled various aspects of accounting activities and period-end closing procedures

including bank reconciliation and individual account analysis.

B. EDUCATION

Master's Degree

2001 Masters in Business Administration

Ateneo Graduate School of Business

Philippines

Bachelor's Degree

1986 Bachelor of Science in Commerce - major in accounting

Laguna College

Philippines

C. CERTIFICATIONS

10/2003 - Present Certified Information Systems Auditor (International)

10/2004 - Present Certified Internal Auditor (International)

01/2008 – Present Certified Fraud Examiners (International)

5/1988 - Present Certified Public Accountant (Philippines)

D. References will be provided upon request

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