Ermo Bushell

Email: abql8l@r.postjobfree.com

Address: *** ***** *****

City: Kissimmee

State: FL

Zip: 34759

Country: USA

Phone: 347-***-****

Skill Level: Management

Salary Range: $30,000

Primary Skills/Experience:

See Resume

Educational Background:

See Resume

Job History / Details:

E. LANCE BUSHELL, C.I.A Telephone - Cell 347-***-**** 631 Raven Court (FL) 347-***-****

Kissimmee, FL34759 E-mail - abql8l@r.postjobfree.com

SUMMARY

An experienced, competent, effective senior audit professional, with a thorough mastery of control and auditing principles and techniques, and superior research and analytical abilities. Experienced in developing /upgrading Audit Programs for reviewing complex new or evolving products, on project or full integration basis. Concise and sophisticated writing and verbal skills. Effective communicator of control concerns to senior management, to secure timely response /corrective action.

Areas of Expertise

* Auditing

Products /Processes - Capital Markets /Treasury - Fixed Income Securities, and derivative products, some sophisticated, such as (Interest rate) Swaps/TRORS, Structured Notes; Foreign Exchange; Credit; Funds Transfer. New Product approval and risk assessment routines; Limit setting /monitoring (trader, counterparty, maturity /liquidity gap). Cash/liquidity management; trade execution, processing, confirmation and settlement, approval of lines, limits and excesses

Systems/EDP - Tests of data-system integrity/ security/safeguards over IT assets including authorization /functionality controls, physical /access /processing controls, logical configuration; and contingency /disaster recovery procedures.

Regulatory Compliance - Sarbanes - Oxley Sec 4; anti-money laundering procedures related to the Patriot Act /BSA/KYC, -(SAR/CTR) and OFAC, as well as Anti-boycott and FCPA, GLBA & Section 20 Firewalls; Abandoned Property and Investigation /Compensation under CIB Rules.

Administration - Audit Planning, reporting and work-paper review, research and development of Audit Programs /Guidelines for new or changed products /functions. Preparing the annual audit plan, evaluating /training staff and representing the audit function during the annual Federal Reserve and State Joint Regulatory Examinations.

* Accounting & Controllership

GL posting /mapping; sub-ledger reporting; Financial Reporting & Analysis.

WORK HISTORY

Current /recent 2002 - 2005

Consulting assignments via Jefferson Wells International & Flexcorp Systems Inc. primarily in the areas of SOX Sec 4 (Morgan Stanley & Mitsubishi Trust), Money market & treasury ops; funds transfer.

National Bank of Mexico (Banamex), North America & British Agencies 1995 - 2002

Audit Manager

Head of the New York based Audit Unit, with responsibility for auditing all U.S and U.K operations, comprising four (4) businesses with a full range of treasury and capital market products, as well as Foreign Exchange, Fixed Income securities and the related ops, including systems /EDP and Compliance.

Chemical Bank (now JPMorgan-Chase) 1987 - 1995

Audit Officer (Progressed through Staff and Senior Auditor levels)

1. Leading audits, which entailed planning, field supervision, summarizing, reporting and staff evaluation. Conducted Credit, Treasury, Foreign Currency, Derivative Products and Brokerage Operations audits of the Capital Markets & Treasury Group within the Global Bank, and Chem-Securities Inc., a brokerage subsidiary of the bank, which involved Section 20 "Firewalls" issues. Products /functions included Foreign Exchange (Forward /Spot), Futures, Options, Swaps, LC, BA, CD. Operations /processes included limit monitoring, credit systems monitoring, and the related accounting /reporting,

2. In the Middle Market and Private Banking (small business & high net-worth individuals credit), - conducted reviews of Credit/ Loans, and lending instruments such as LC, CP, BA and Steamship Guarantees, the related General Ledger accounting, and compliance with CRA, SNC, and associated Regulations.

Chemical International Finance Ltd. (Chemical /Chase Bank) 1984 - 1987

Assistant Controller

Responsible for producing monthly Financials for this Edge Act Subsidiary. Involved revaluing /translating and posting foreign currency deals to GL per FASB 52; consolidation of 42 Subsidiaries for Parent Co. financial reporting. Included computation of foreign with-holding /domestic taxes; Edge Act Regulatory and Statutory Reporting & maintaining the chart of accounts.

EDUCATION

Master of Science (MS) Degree, (Accounting) Long Island University, New York - 1985; Certified Internal Auditor (CIA)-1987.British 'Chartered' Certifications - ACIS /BBA - 1981; Accountant - ACCA - 1982

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